[Form 4] Universal Electronics Inc Insider Trading Activity

Rhea-AI Filing Summary

David Cheung Hyen Chong, EVP Global Sales of Universal Electronics Inc. (UEIC), reported equity-based compensation activity related to restricted stock units, performance stock units and stock options. He received 1,167 restricted stock units (RSUs) that convert to common shares when they vest and 488 shares were withheld to cover taxes at a price of $6.35 per share. Following the reported transactions, the filing shows 37,101 shares held directly and an additional 5,112 shares held in a tax-deferred annuity (disclaimed for beneficial ownership).

The report also discloses aggregate holdings of derivative awards: 10,332 RSUs in total, 53,217 performance stock units (PSUs), and 19,455 stock options, all reported as beneficially owned by the reporting person. The RSUs, PSUs and options vest according to their respective grant schedules and are exercisable or convertible into common stock under the company’s stock incentive plan.

Positive

• 1,167 RSUs acquired (vesting) demonstrates continued use of long-term incentive alignment
• No open-market sales reported, indicating no immediate divestiture by the reporting executive
• Detailed disclosure of direct and indirect holdings (including 5,112 annuity shares) enhances transparency

Negative

• None.

Insights

Financial Analyst

TL;DR: Insider compensation-based stock vesting increased potential share exposure but reflects routine, plan-driven activity rather than unusual trading.

The Form 4 shows scheduled vesting and tax-withholding tied to equity compensation: 1,167 RSUs vested (with 488 shares withheld at $6.35), plus substantial outstanding long-term awards (53,217 PSUs and 19,455 options). These figures quantify management’s future potential dilution if awards are settled in shares and indicate the executive’s alignment with long-term incentive programs. There is no sale or open-market disposition reported that would suggest diversification behavior; activity appears to be mechanical plan administration.

Corporate Governance Expert

TL;DR: Disclosure is consistent with standard equity compensation governance and includes proper tax-withholding and beneficial ownership detail.

The filing identifies the reporting person as EVP Global Sales and discloses direct and indirect holdings, including the 5,112 shares in a tax-deferred annuity for which the executive disclaims beneficial ownership. The Form 4 documents withholding to satisfy tax obligations and lists vesting schedules referenced by the awards. From a governance perspective, the report is complete in listing award types (RSUs, PSUs, options) and quantities; it does not indicate policy exceptions or undisclosed related-party transactions.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Chong David Cheung Hyen

(Last) (First) (Middle)

15147 N SCOTTSDALE RD STE H300

(Street)

SCOTTSDALE AZ 85254

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL ELECTRONICS INC [ UEIC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP Global Sales

3. Date of Earliest Transaction (Month/Day/Year)
08/07/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/07/2025		M		1,167	A	(1)	37,589	D
Common Stock	08/07/2025		F		488(2)	D	$6.35(3)	37,101	D
Common Stock								5,112	I(4)	Shares Held by Tax Deferred Annuity

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	08/07/2025		M			1,167	(5)	(5)	Common Stock	1,167	$0	10,332(6)	D
Performance Stock Units	(7)							(8)	(8)	Common Stock	53,217		53,217(9)	D
Employee Stock Option (Rt to Buy)	(10)							(11)	(11)	Common Stock	19,455		19,455(12)	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of UEI common stock.

2. This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.

3. Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

4. These shares are held in a tax deferred annuity company of which Mr. Chong owns 100% and as to which Mr. Chong disclaims beneficial ownership.

5. The restricted stock units vest in accordance with the vesting schedule of each RSU grant.

6. This figure represents an aggregate number of restricted stock units held by Reporting Person.

7. Each performance stock unit represents a contingent right to receive one share of UEI common stock.

8. The performance stock units vest in accordance with the vesting schedule of each PSU grant.

9. This figure represents an aggregate number of performance stock units held by Reporting Person.

10. Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.

11. The Exercisable and Expiration Dates were reported at the time the Stock Options were granted.

12. This figure represents an aggregate number of stock options held by Reporting Person.

Remarks:

	/s/David Cheung Hyen Chong, by Bryan Allison, pursuant to Limited Power of Attorney dated May 7, 2024	08/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity does the UEIC Form 4 for David Chong report?

The filing reports the vesting of 1,167 RSUs, 488 shares withheld for taxes at $6.35 per share, and discloses aggregate holdings of 10,332 RSUs, 53,217 PSUs, and 19,455 stock options.

How many shares does David Chong own directly after the reported transactions (UEIC)?

The Form 4 lists 37,101 shares as directly owned following the reported transactions.

Does the filing show any indirect holdings for the reporting person (UEIC)?

Yes. The filing shows 5,112 shares held in a tax-deferred annuity, which the reporting person disclaims beneficial ownership of.

Were any shares sold by the reporting person in this Form 4 for UEIC?

No. The report shows vesting and tax-withholding transactions but does not report any open-market sales.

What types of equity awards does the Form 4 disclose for UEIC’s EVP?

The Form 4 discloses restricted stock units (RSUs), performance stock units (PSUs), and employee stock options with the quantities reported in the filing.