[Form 3] UNIVERSAL ELECTRONICS INC Initial Statement of Beneficial Ownership

Rhea-AI Filing Summary

Universal Electronics Inc. interim CFO Ho Sui Man filed an Initial Statement of Beneficial Ownership reporting direct ownership of 14,713 shares of common stock and 11,850 unvested restricted stock units (RSUs) across three grants.

The filing lists RSU grants dated May 23, 2023 (5,250 total, 1,750 unvested), June 17, 2024 (5,400 total, 3,600 unvested) and May 13, 2025 (6,500 unvested), each subject to three-year ratable vesting schedules. The Form 3 covers the event dated 09/12/2025.

Positive

• Direct ownership of 14,713 shares indicates personal alignment with shareholder value.
• 11,850 unvested RSUs across three grants show time‑based compensation designed to retain the Interim CFO.
• Vesting schedules are clear: three‑year ratable vesting for each RSU grant.

Negative

• None.

Insights

Financial Analyst

TL;DR: Interim CFO reports a modest personal stake and time‑based compensation aligned with shareholder interests.

The Form 3 discloses 14,713 directly held shares and 11,850 RSUs that remain unvested across three grants with standard three‑year ratable vesting. This indicates initial ownership plus deferred compensation tied to continued service rather than immediate liquidity events. No derivative securities or option exercises are reported. The filing is routine for a newly appointed officer and has limited immediate market impact.

Corporate Governance Expert

TL;DR: Disclosure is timely and consistent with Section 16 reporting for an officer; vesting schedules reflect retention incentives.

The report identifies the reporting person as Interim CFO and shows time‑based RSU grants that vest ratably over three years, a common retention mechanism. The filing was executed via a limited power of attorney, which is standard practice. There are no unusual ownership structures or indirect holdings disclosed that would raise governance concerns.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

HO SUI MAN

(Last) (First) (Middle)

15147 N SCOTTSDALE RD STE H300

(Street)

SCOTTSDALE AZ 85254

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/12/2025

3. Issuer Name and Ticker or Trading Symbol
UNIVERSAL ELECTRONICS INC [ UEIC ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Interim CFO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	14,713	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	(1)	Common Stock	1,750	$0	D
Restricted Stock Units	(2)	(2)	Common Stock	3,600	$0	D
Restricted Stock Units	(3)	(3)	Common Stock	6,500	$0	D

Explanation of Responses:

1. Restricted Stock Grant of 5,250 RSU's granted on May 23, 2023, and vests over a 3 year ratable annual vesting schedule which began on May 23, 2024. The amount included in the table represents the remaining unvested portion of this grant as of the filing date.

2. Restricted Stock Grant of 5,400 RSU's granted on June 17, 2024, and vests over a 3 year ratable annual vesting schedule which began on June 17, 2025. The amount included in the table represents the remaining unvested portion of this grant as of the filing date.

3. Restricted Stock Grant of 6,500 RSU's granted on May 13, 2025, and vests over a 3 year ratable annual vesting schedule beginning on May 13, 2026.

Remarks:

	/s/Sui Man Ho, by Bryan Allison, pursuant to Limited Power of Attorney dated September 12, 2025	09/23/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did UEIC Interim CFO Ho report on Form 3?

The filing reports 14,713 directly held common shares and 11,850 unvested RSUs across three grants, with vesting schedules described in the filing.

When is the transaction date listed on the Form 3 for UEIC?

The Date of Event requiring the statement is listed as 09/12/2025.

How are the restricted stock units for UEIC structured?

Each RSU grant vests over a three‑year ratable annual vesting schedule; grant dates are May 23, 2023; June 17, 2024; and May 13, 2025.

Are there any derivative securities reported by the UEIC reporting person?

No derivative securities such as options, puts, calls, warrants, or convertible securities are reported on this Form 3.

Who signed the Form 3 filing for UEIC's reporting person?

The Form 3 is signed /s/ Sui Man Ho, by Bryan Allison pursuant to a Limited Power of Attorney; the signature date is shown as 09/23/2025.