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UL Solutions (NYSE: ULS) EVP Uggetti gains shares through equity awards and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

UL Solutions Inc. executive Alberto Uggetti reported compensation-related equity transactions involving Class A Common Stock and restricted stock units. He exercised 944 restricted stock units into 944 shares of Class A Common Stock and received additional grants of restricted stock units and shares tied to performance awards.

The filing shows 2,608 shares of Class A Common Stock issued upon settlement of performance cash awards, with 223 and 616 shares withheld at a price of $83.80 per share to cover tax obligations. Following these transactions, Uggetti directly holds 15,543 shares of Class A Common Stock, reflecting net equity accumulation from awards rather than open-market trading.

Positive

  • None.

Negative

  • None.
Insider Uggetti Alberto
Role EVP & CCO
Type Security Shares Price Value
Exercise Restricted Stock Units 944 $0.00 --
Grant/Award Restricted Stock Units 2,287 $0.00 --
Exercise Class A Common Stock 944 $0.00 --
Tax Withholding Class A Common Stock 223 $83.80 $19K
Grant/Award Class A Common Stock 2,608 $83.80 $219K
Tax Withholding Class A Common Stock 616 $83.80 $52K
Holdings After Transaction: Restricted Stock Units — 1,890 shares (Direct); Class A Common Stock — 13,774 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. The Class A Common Stock was issued to the Reporting Person upon settlement of performance cash awards granted under the Issuer's Pre-IPO Long Term Incentive Plan as a result of the achievement of certain performance criteria not related to the passage of time or stock price. The restricted stock units vest in three equal installments on the first, second and third anniversaries of April 1, 2025. Includes restricted stock units and all dividend equivalent rights that have accrued on such restricted stock units to date. The restricted stock units vest in three equal installments on the first, second and third anniversaries of April 1, 2026.
RSUs exercised 944 units Restricted stock units converted into 944 Class A Common shares on April 1, 2026
New RSU grant 2,287 units Restricted stock units granted to Alberto Uggetti on April 1, 2026
Performance award shares 2,608 shares Class A Common Stock issued upon settlement of performance cash awards
Tax withholding shares 839 shares 223 and 616 shares withheld to cover tax liabilities at $83.80 per share
Tax price per share $83.80 per share Value used for tax-withholding dispositions of Class A Common Stock
Shares held after transactions 15,543 shares Direct Class A Common Stock holdings following all reported transactions
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock."
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Pre-IPO Long Term Incentive Plan financial
"granted under the Issuer's Pre-IPO Long Term Incentive Plan as a result of the achievement of certain performance criteria"
performance cash awards financial
"issued to the Reporting Person upon settlement of performance cash awards granted under the Issuer's Pre-IPO Long Term Incentive Plan"
dividend equivalent rights financial
"Includes restricted stock units and all dividend equivalent rights that have accrued on such restricted stock units to date."
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
tax-withholding disposition financial
"Payment of exercise price or tax liability by delivering securities"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Uggetti Alberto
(Last)(First)(Middle)
C/O UL SOLUTIONS, INC.
333 PFINGSTEN ROAD
(Street)
NORTHBROOK ILLINOIS 60062
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
UL Solutions Inc. [ ULS ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP & CCO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock04/01/2026M944A(1)13,774D
Class A Common Stock04/01/2026F223D$83.813,551D
Class A Common Stock04/01/2026A2,608(2)A$83.816,159D
Class A Common Stock04/01/2026F616D$83.815,543D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)04/01/2026M944 (3) (3)Class A Common Stock944$01,890(4)D
Restricted Stock Units(1)04/01/2026A2,287 (5) (5)Class A Common Stock2,287$02,287D
Explanation of Responses:
1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
2. The Class A Common Stock was issued to the Reporting Person upon settlement of performance cash awards granted under the Issuer's Pre-IPO Long Term Incentive Plan as a result of the achievement of certain performance criteria not related to the passage of time or stock price.
3. The restricted stock units vest in three equal installments on the first, second and third anniversaries of April 1, 2025.
4. Includes restricted stock units and all dividend equivalent rights that have accrued on such restricted stock units to date.
5. The restricted stock units vest in three equal installments on the first, second and third anniversaries of April 1, 2026.
/s/ Ryan Robinson, Attorney-in-Fact04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did UL Solutions (ULS) EVP & CCO Alberto Uggetti report?

Alberto Uggetti reported equity compensation activity, including exercising 944 restricted stock units into Class A Common Stock and receiving new grants of restricted stock units and shares. These movements reflect vesting and awards, not open-market buying or selling of UL Solutions stock.

How many UL Solutions (ULS) shares does Alberto Uggetti hold after these transactions?

After the reported transactions, Alberto Uggetti directly holds 15,543 shares of UL Solutions Class A Common Stock. This figure reflects equity received from award settlements, net of shares withheld to satisfy tax obligations related to the vesting and settlement events.

Were any of Alberto Uggetti’s UL Solutions (ULS) transactions open-market sales?

The transactions include tax-withholding dispositions coded “F,” where 223 and 616 shares were withheld at $83.80 per share to cover tax liabilities. These are not open-market sales but shares delivered to satisfy taxes triggered by equity award vesting and settlement.

What restricted stock unit activity did UL Solutions (ULS) disclose for Alberto Uggetti?

Uggetti exercised 944 restricted stock units into an equal number of Class A Common shares and received an additional grant of 2,287 restricted stock units. The filing notes these units vest in three equal installments on anniversaries of April 1, 2025 and April 1, 2026.

How were UL Solutions (ULS) performance awards settled for Alberto Uggetti?

The filing states 2,608 shares of Class A Common Stock were issued upon settlement of performance cash awards under the Pre-IPO Long Term Incentive Plan. These awards vested based on achievement of specified performance criteria, not merely the passage of time or stock price changes.