Welcome to our dedicated page for UMB Financial SEC filings (Ticker: UMBFP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to SEC filings and related disclosures connected to UMBFP, the ticker for depositary shares representing a fractional interest in UMB Financial Corporation’s 7.00% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A. These documents help explain how UMB Financial Corporation structured, managed and ultimately redeemed this class of preferred securities.
Key filings include Form 8-K reports in which UMB Financial Corporation describes material events involving its preferred stock. The company has reported the filing of a Termination of Certificate of Designation for the 7.00% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A, and the completion of the redemption of all outstanding shares of that Series A preferred stock and the corresponding depositary shares. These filings outline the legal steps taken to remove the Series A preferred stock from the company’s articles of incorporation.
Another important document is Form 25, which relates to the depositary shares representing a 1/400th interest in the 7.00% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock. This filing concerns the removal of that class of securities from listing and/or registration on the Nasdaq Stock Market LLC under Section 12(b) of the Securities Exchange Act of 1934.
On Stock Titan, AI-powered tools summarize these and other filings so users can more easily understand the implications of redemption notices, certificate terminations, and delisting actions. Investors can review 8-Ks, Form 25 and related documents to see how UMB Financial Corporation handled the lifecycle of the Series A preferred stock and the UMBFP depositary shares, alongside other preferred and common equity instruments in its capital structure.
UMB Financial Corporation (UMBFP) Form 144 notifies a proposed sale of 3,825 shares of common stock by a broker (Capital Institutional Services) with an aggregate market value of $467,606.25, and lists the company's outstanding shares as 75,928,255. The filing shows that the 3,825 shares were acquired as a gift on 04/18/2008 from R.C. Kemper, Jr., originally acquired by the donor on 01/05/1970. The notice also discloses multiple related-party sales during the past three months, including a larger sale of 15,523 shares on 08/13/2025 with gross proceeds of $1,805,742.47. The filer certifies no undisclosed material adverse information.
UMB Financial Corporation (UMBFP) Form 144 reports a proposed sale of 1,875 shares of common stock through Capital Institutional Services (Dallas) with an approximate sale date of 09/02/2025 and an aggregate market value of $229,218.75. The filing shows 75,928,255 shares outstanding for the class.
The securities to be sold were acquired as a gift on 12/31/1971 from R.C. Kemper, Sr.; the donor acquired the shares on 12/31/1965 and the original amount acquired was 291,643 shares. The filing also lists multiple related-party sales during the prior three months by Kemper-related trusts and entities, including a 15,523-share sale by R C Kemper Marital Trust on 08/13/2025 for $1,805,742.47 and several other sales in June–August 2025. The document lacks explicit filer identity details such as a named filer or CIK in the provided text.
UMB Financial Corporation (UMBFP) Form 144 notice reports a proposed sale of 864 shares of common stock through Capital Institutional Services on 09/02/2025 on NASDAQ, with an aggregate market value of $105,624.00 based on the filing. The shares offered were originally acquired as a gift on 04/18/2008 from R.C. Kemper, Jr.; the donor acquired those shares on 01/05/1970. The filing also lists multiple recent sales by related entities and trusts totaling several transactions during June–August 2025, including a larger sale of 15,523 shares on 08/13/2025 that generated $1,805,742.47. The filer affirms no undisclosed material nonpublic information and provides broker details for the proposed sale.
Amy Harris, EVP and Chief Legal Officer and a director of UMB Financial Corp, reported a sale of company stock. On 08/27/2025 she disposed of 500 shares of common stock at a price of $122.02 per share. After the reported sale she beneficially owned 7,285 shares directly and 92.223 shares indirectly through an ESOP, as stated on the form. The Form 4 was signed by Megan L. Mercer as attorney-in-fact for Ms. Harris.
UMB Financial Corporation reported that it will redeem all of its outstanding 3.70% Fixed-to-Fixed Rate Subordinated Notes due 2030 on September 17, 2025. Holders will receive 100% of the principal amount of the notes being redeemed, plus any accrued and unpaid interest up to, but excluding, the redemption date.
The redemption will be processed through The Depository Trust Company, and noteholders will receive formal notice with details and instructions in line with the governing indenture. The company emphasized that this communication is not an offer to sell or solicit purchases of any securities.
UMB Financial Corporation (UMBFP) Form 144 reports a proposed sale of 500 shares of common stock, with an aggregate market value of $61,010.00, to be sold approximately on 08/27/2025 through Merrill (broker address listed). The shares were acquired on 01/27/2025 via restricted stock vesting from UMB Financial Corp and paid on the same date. The filing shows 75,928,255 shares outstanding and no reported sales by the filer in the past three months. The notice includes the usual representation that the seller is not aware of undisclosed material adverse information.
UMB Financial Corporation (UMBFP) Form 144 filed to report a proposed sale of 1,275 shares of common stock through Capital Institutional Services on 08/27/2025, with an aggregate market value of $153,714.00 and 75,928,255 shares outstanding. The shares to be sold were acquired as a gift on 04/18/2008 from R.C. Kemper, Jr.; the donation record shows the donor acquired 708,554 shares on 01/05/1970. The filing lists prior sales by related trusts and entities between 06/02/2025 and 08/13/2025, including a largest reported sale of 15,523 shares on 08/13/2025 generating $1,805,742.47 in gross proceeds. Other recent sales range from hundreds to several thousand shares with corresponding gross proceeds shown for each transaction.
UMB Financial Corporation (UMBFP) Form 144 notice reports a proposed sale of 625 shares of common stock through Capital Institutional Services with an aggregate market value of $75,350, with an approximate sale date of 08/27/2025 on NASDAQ. The filing lists total shares outstanding as 75,928,255. The shares to be sold were acquired as a gift on 12/31/1971 from R.C. Kemper, Sr., with an original amount acquired of 291,643 shares. The filing also discloses multiple recent sales by related trusts and entities, including a large sale of 15,523 shares on 08/13/2025 with gross proceeds of $1,805,742.47. The notice includes the representational signature language required by Rule 144.
UMB Financial Corporation (UMBFP) Form 144 notice shows proposed and recent sales of common stock by related parties and charitable trusts. The filer intends to sell 288 shares, with an aggregate market value of $34,721.28, to be executed on 08/26/2025 on NASDAQ. The shares to be sold were originally received as a gift on 04/18/2008 from R.C. Kemper, Jr. The filing also lists multiple recent sales by affiliated trusts and entities during June–August 2025, including a 15,523-share sale generating $1,805,742.47 on 08/13/2025 and several sales on 06/02/2025, 07/01/2025 and 08/01/2025. Outstanding shares reported: 75,928,255.
Mason Phillip James, President of Institutional Banking at UMB Financial Corp (UMBF), reported a sale of 750 shares of UMB Financial common stock on 08/25/2025 at a price of $120.97 per share. After the reported transaction he beneficially owns 8,815.419 shares directly and additionally holds 851.896 shares indirectly through a 401(k) and 228.985 shares indirectly labeled "ESO P." The Form 4 was signed by an attorney-in-fact on behalf of Mr. Mason on 08/25/2025.