Welcome to our dedicated page for Unity Bancorp SEC filings (Ticker: UNTY), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Unity Bancorp, Inc. filings document the regulatory record of a New Jersey bank holding company and the parent of Unity Bank. Form 8-K reports cover earnings releases, financial-condition updates, cash dividend declarations, Regulation FD presentations, shareholder-meeting results, officer appointments and deferred compensation plan amendments.
Proxy materials disclose director elections, auditor ratification, executive compensation and equity-award information. The company’s filed exhibits and meeting materials also describe banking performance measures such as net interest income, net interest margin, provision for credit losses, noninterest income, capital position and balance-sheet activity tied to Unity Bank’s retail, corporate and small business banking operations.
Unity Bancorp insider Kim Minsu, Chief Credit Officer/SVP, reported selling 750 shares of common stock on 01/15/2026 at a price of $56.13 per share. After this sale, the filing shows 791 common shares held directly in a Shareworks account and 3,151 shares of restricted stock held at Computershare, including 114 dividend reinvested shares, for total beneficial ownership of 3,943 shares. All reported holdings are listed as directly owned.
Unity Bancorp Inc. officer James J. Donovan, the company’s Chief Lending Officer/FSVP, reported a sale of common stock. On January 15, 2026, he sold 777 shares of Unity Bancorp common stock at a price of $56.07 per share, leaving him with 0 common shares reported as directly owned after this transaction.
The filing also shows that Donovan has 3,600 shares of restricted stock directly held in an account at Computershare, and these restricted shares have upcoming vesting dates. The transaction is reported on a Form 4 filed by a single reporting person.
An affiliate of the issuer has filed a Rule 144 notice to sell 1,573 shares of common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of $87,112.90. The issuer had 10,039,444 shares outstanding at the time referenced, and the shares are expected to be sold on or about 01/15/2026 on the NASDAQ market.
The shares to be sold consist of restricted stock previously acquired from the issuer, including 518 shares acquired on 12/10/2025, 577 shares acquired on 01/02/2026, and 478 shares acquired on 12/09/2025, all noted as not involving special payment arrangements. By signing the notice, the selling person represents that they are not aware of undisclosed material adverse information about the issuer’s operations.
Shareholder James Donovan has filed a notice of proposed sale of restricted securities under Rule 144. He plans to sell 777 shares of common stock through Morgan Stanley Smith Barney on the NASDAQ, with an aggregate market value of $43,566.39, around 01/15/2026. The issuer has 10,039,444 shares of common stock outstanding.
The shares to be sold come from recent restricted stock awards, including 362 shares acquired on 12/09/2025 and 415 shares acquired on 01/02/2026, both from the issuer. Over the past three months, Donovan also sold 167 common shares on 10/22/2025 for gross proceeds of $8,065.27. By signing the notice, he represents that he is not aware of any undisclosed material adverse information about the issuer’s current or prospective operations.
Unity Bancorp, Inc. reported its financial results for the three months and twelve months ended December 31, 2025. The company disclosed that it issued a press release on January 13, 2026 to announce these quarterly and full-year results, and that release is incorporated by reference into this report. The filing formally records that Unity Bancorp has communicated its recent operating performance and financial condition to the market.
Unity Bancorp Inc. director and CEO James A. Hughes reported an option exercise on January 8, 2026. He exercised 2,000 stock options at an exercise price of $8.95 per share, acquiring 2,000 shares of common stock through a transaction coded "M" (option exercise).
Following this transaction, he directly holds 173,013 shares of common stock, detailed as positions in Shareworks, Computershare, a brokerage account, and a 401(k) plan. He also directly holds 41,824 shares of restricted stock and 90,500 stock options, all of which are currently exercisable. The filing notes a total beneficial ownership of 305,337 shares.
Unity Bancorp Inc. officer Kim Minsu, the Chief Credit Officer/SVP, reported a routine equity transaction involving company stock. On January 2, 2026, 212 shares of restricted stock were withheld at $51.08 per share to cover tax obligations on the vesting of 500 restricted shares, rather than being sold in the open market. Following this event, the filing shows 3,151 shares held in a Computershare account, including unvested awards and dividend reinvestment shares, and 1,541 shares held in a Shareworks account. The remarks section cites a total beneficial ownership of 4,693 shares, reflecting the officer’s aggregate direct holdings in Unity Bancorp stock after the reported activity.
Unity Bancorp Inc. executive James Donovan, Chief Lending Officer/FSVP, reported a tax-related share withholding transaction. On 01/02/2026, 210 shares of restricted stock were withheld at $51.08 per share to cover taxes on 625 restricted shares that vested.
After this transaction, Donovan beneficially owns 3,600 restricted shares held at Computershare, which have upcoming vesting dates, and 777 shares of common stock held at Shareworks, for a total reported beneficial ownership of 4,377 shares.
Unity Bancorp Inc. executive James R. Davies, the Chief Financial Officer/FSVP, reported a routine tax-related share withholding. On January 2, 2026, 132 shares of restricted stock were withheld at $51.08 per share to cover taxes on 312 restricted shares vesting, rather than sold on the open market.
After this transaction, he beneficially owned 2,501 restricted shares in a Computershare account, including dividend reinvested shares, and 1,765 shares of common stock held through Shareworks and a brokerage account, for a reported total beneficial ownership of 4,266 shares, all held directly.
Unity Bancorp, Inc. reported a change to the deferred compensation plan of its subsidiary, Unity Bank. Effective December 18, 2025, when an eligible participant chooses to receive deferred compensation benefits in ten equal annual installments instead of a lump sum, the interest credited on the account will be based on a variable annual rate. This rate will equal the Prime Rate for the previous anniversary date plus 1.0%, with a minimum of 4.0% and a maximum of 10.0%.
Before this change, the interest rate was fixed as of the participant’s termination of service. Each installment will continue to consist of one-tenth of the deferral account balance determined at termination, plus accrued and unpaid interest. All other terms of the deferred compensation plan remain in effect.