Unity Bancorp, Inc. filings document the regulatory record of a New Jersey bank holding company and the parent of Unity Bank. Form 8-K reports cover earnings releases, financial-condition updates, cash dividend declarations, Regulation FD presentations, shareholder-meeting results, officer appointments and deferred compensation plan amendments.
Proxy materials disclose director elections, auditor ratification, executive compensation and equity-award information. The company’s filed exhibits and meeting materials also describe banking performance measures such as net interest income, net interest margin, provision for credit losses, noninterest income, capital position and balance-sheet activity tied to Unity Bank’s retail, corporate and small business banking operations.
Unity Bancorp director Peter E. Maricondo reported an equity grant and updated holdings. On 01/27/2026 he received 1,200 shares of restricted stock at $0.00 per share under the 2023 Equity Compensation Plan.
The grant vests in four annual installments of 300 shares each on 01/27/2027, 01/27/2028, 01/27/2029, and 01/27/2030. After this award, he holds 4,000 restricted shares directly, 44,813 common shares directly, and 18,400 fully exercisable stock options, for total beneficial ownership of 67,213 shares.
Unity Bancorp Inc. director Mary E. Gross received a grant of 1,200 shares of restricted stock on 1/27/2026 under the 2023 Equity Compensation Plan. These restricted shares vest in four equal installments of 300 shares each on 1/27/2027, 1/27/2028, 1/27/2029, and 1/27/2030.
After this award, she beneficially owns 4,000 restricted shares and 20,554 shares of common stock, for total beneficial ownership of 24,554 shares. The restricted shares are held at Computershare, while 19,465 common shares are held at Shareworks and 1,089 in a brokerage account.
Unity Bancorp Inc. director and 10% owner Robert H. Dallas II reported a grant of 1,200 shares of restricted stock on 1/27/2026 at a price of $0.00 per share. These shares were granted under the 2023 Equity Compensation Plan and vest in four annual installments of 300 shares each from 1/27/2027 through 1/27/2030.
Following this grant, he holds 4,924 restricted shares directly, including dividend reinvestments, and 29,586 shares of common stock directly. He also reports 1,775,735 shares of common stock held indirectly through Dallas Financial Holdings, LLC and 17,300 stock options that are currently exercisable.
Unity Bancorp Inc. chairman and 10% owner David D. Dallas reported a grant of 1,200 shares of restricted stock on January 27, 2026 at a price of $0.00 per share. After this award, he directly holds 4,976 restricted shares and 40,898 shares of common stock.
He also indirectly holds 1,775,735 shares of Unity Bancorp common stock through Dallas Financial Holdings, LLC, and has 17,333 stock options that are currently exercisable. In total, his reported beneficial ownership is 1,838,942 shares of Unity Bancorp common stock and related equity.
UNITY Bancorp director Wayne Courtright received 1,200 shares of restricted stock on 1/27/2026 under the 2023 Equity Compensation Plan at a grant price of $0.00 per share. These shares vest in four equal installments of 300 shares each year from 2027 through 2030.
Following this grant, Courtright directly holds 4,000 restricted shares with upcoming vesting dates, 118,871 shares of common stock across multiple brokerage accounts, and 16,800 stock options that are currently exercisable. The remarks state total beneficial ownership of 139,671 shares.
Unity Bancorp Inc. director Dr. Mark Brody reported an equity grant and updated holdings. On 1/27/2026 he was granted 1,200 shares of restricted stock under the 2023 Equity Compensation Plan at $0.00 per share. These vest in four equal installments of 300 shares each on 1/27/2027, 1/27/2028, 1/27/2029, and 1/27/2030.
Following the grant, 4,000 restricted shares are held in an account at Computershare with upcoming vesting dates. A total of 113,854 common shares are beneficially owned directly across several accounts, and 145,490 common shares are held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority but has dispositive power. He also has 18,400 stock options that were granted on various dates and are currently exercisable. Total beneficial ownership is 281,744 shares.
Unity Bancorp Inc officer Vincent Geraci reported a sale of 1,573 shares of common stock on January 15, 2026 at a price of $55.3801 per share. After this transaction, the filing shows he held 0 shares of common stock directly. The filing also reports 5,750 shares of restricted stock held in an account at Computershare, which have upcoming vesting dates, indicating ongoing equity-based compensation.
Unity Bancorp insider Kim Minsu, Chief Credit Officer/SVP, reported selling 750 shares of common stock on 01/15/2026 at a price of $56.13 per share. After this sale, the filing shows 791 common shares held directly in a Shareworks account and 3,151 shares of restricted stock held at Computershare, including 114 dividend reinvested shares, for total beneficial ownership of 3,943 shares. All reported holdings are listed as directly owned.
Unity Bancorp Inc. officer James J. Donovan, the company’s Chief Lending Officer/FSVP, reported a sale of common stock. On January 15, 2026, he sold 777 shares of Unity Bancorp common stock at a price of $56.07 per share, leaving him with 0 common shares reported as directly owned after this transaction.
The filing also shows that Donovan has 3,600 shares of restricted stock directly held in an account at Computershare, and these restricted shares have upcoming vesting dates. The transaction is reported on a Form 4 filed by a single reporting person.
An affiliate of the issuer has filed a Rule 144 notice to sell 1,573 shares of common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of $87,112.90. The issuer had 10,039,444 shares outstanding at the time referenced, and the shares are expected to be sold on or about 01/15/2026 on the NASDAQ market.
The shares to be sold consist of restricted stock previously acquired from the issuer, including 518 shares acquired on 12/10/2025, 577 shares acquired on 01/02/2026, and 478 shares acquired on 12/09/2025, all noted as not involving special payment arrangements. By signing the notice, the selling person represents that they are not aware of undisclosed material adverse information about the issuer’s operations.