Uscb Fincl SEC Filings

Insider filing summary: Aida Levitan, a director of USCB Financial Holdings, reported on 10/08/2025 the transfer of 10,000 shares of Class A voting common stock to a family trust for no consideration while retaining beneficial ownership. Following the transfer, the trustee-held shares total 24,968 shares indirectly. The filing also shows ownership of a stock option to buy 4,000 shares at $11.35 exercisable from 09/23/2019 and expiring 09/23/2029. The Form 4 was signed by a power of attorney on 10/09/2025.

Patriot Financial Group II reports collective beneficial ownership of 2,047,409 shares of USCB Financial Holdings Class A common stock, representing 11.3% of the outstanding class. The filing discloses that Patriot Financial Partners II, L.P. sold 1,119,391 shares and Patriot Financial Partners Parallel II, L.P. sold 130,609 shares to clients of T. Rowe Price at $17.19 per share, for an aggregate purchase price of $21,487,500. Ownership details show various related entities and individuals (including W. Kirk Wycoff, Ira Lubert, James Lynch and James Deutsch) hold between 1.2% and 11.3% individually, with most positions held as shared voting and dispositive power. Percentage calculations are based on 18,107,385 Class A shares outstanding according to the company.

Patriot-related investors and director W. Kirk Wycoff reported sales of common stock in USCB Financial Holdings. On September 16, 2025, a total of 1,250,000 Class A Voting Common Stock shares were disposed of at a reported price of $17.19 per share. The filing is submitted jointly by Patriot Financial Partners entities, W. Kirk Wycoff and three other individuals who are affiliated with the Patriot funds. After the transactions, the filing states Patriot Fund II holds 1,823,182 shares and Patriot Parallel Fund II holds 212,727 shares. The filing also discloses that Wycoff holds certain outstanding options totaling 11,500 underlying shares.

Aida Levitan (Director) reported transactions in USCB Financial Holdings, Inc. (USCB) on 09/12/2025 showing acquisition of common stock and exercise of stock options. The filing lists two option exercises on 09/12/2025 that resulted in 7,500 and 2,500 shares being acquired at an exercise price of $7.50 each, and an existing grant of 4,000 options at a $11.35 strike. After the reported transactions, Ms. Levitan directly owned 10,000 shares and indirectly held 14,968 shares through the Aida T. Levitan Living Trust. The form is signed by a power of attorney on 09/16/2025.

USCB Financial Holdings, Inc. (USCB) filed a Form 144 to report a proposed sale of securities. The filing notifies a brokered sale of 6,000 shares of Class A Voting Common Stock on Nasdaq with an aggregate market value of $101,100.00. The shares represent part of an option exercise acquired and paid for on 09/08/2025, with payment described as cash withholding. The filer reports no other securities sold in the past three months. Total shares outstanding listed in the filing are 20,078,385, and the proposed sale date is 09/08/2025. The filer certifies they are not aware of undisclosed material adverse information about the issuer.

Martha Guerra-Kattou, EVP Sales and Marketing of USCB Financial Holdings (USCB), reported insider option exercise and sale activity on 09/08/2025. She exercised 6,000 options with a $7.50 exercise price and received 6,000 Class A voting common shares, then sold those 6,000 shares at $16.85 each the same day. Her reported beneficial ownership fell from 43,339 shares to 37,339 shares following the transactions. The filing also discloses outstanding derivative holdings: no remaining shares from the $7.50 option after exercise and 40,000 options outstanding with a $12.05 strike expiring 09/27/2031. Several restricted stock grants are described with staggered vesting schedules (grants that include 1,770; 1,644; 20,000; and 5,907 restricted shares with various vesting commencement dates).

USCB Financial Holdings insider report: The Form 4 shows that on 09/02/2025 reporting persons affiliated with Patriot Financial Partners sold a total of 1,200,000 shares of Class A Voting Common Stock at $17.19 per share, reducing the combined beneficial holdings reported on this filing to 3,285,909 shares. The filing states that Patriot Fund II sold 1,074,616 shares and Patriot Parallel Fund II sold 125,384 shares to the issuer. It also discloses that W. Kirk Wycoff holds outstanding options exercisable for 7,500 and 4,000 shares at exercise prices of $7.50 and $11.35, respectively, subject to standard director option terms.

Priam Capital and affiliated parties report holding a significant stake in USCB Financial Holdings, Inc.'s Class A common stock. The filing shows Priam Capital Fund II, LP beneficially owns 4,018,309 shares, equal to 20.0% of Class A stock based on 20,078,385 shares outstanding as of July 31, 2025. Howard Feinglass, as managing member, is reported to beneficially own 4,036,123 shares or 20.1% (assuming exercise of certain options).

The amendment notes a distribution on September 2, 2025 of 500,000 Class A shares from the Fund to two unaffiliated limited partners for no consideration. Voting and dispositive power is largely reported as shared rather than sole.