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USCB Financial (NASDAQ: USCB) EVP Collazo reports stock and option holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

USCB Financial Holdings insider activity: Executive VP, Operations & IT Andres Collazo reported a disposition of 281 shares of Class A voting common stock on January 22, 2026 at $20.70 per share. After this transaction, he beneficially owned 26,827 shares directly.

The holding includes multiple restricted stock grants that vest one-third per year beginning on January 22, 2025, March 8, 2024, October 28, 2025, and January 21, 2026. Collazo also directly holds options to purchase 30,000 shares of Class A voting common stock at an exercise price of $12.05 per share expiring on September 27, 2031, and options to purchase 8,000 shares at $7.50 per share expiring on April 25, 2026, each series having vested in equal annual installments over three years from their respective start dates.

Positive

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Insider COLLAZO ANDRES
Role Executive VP, Operations & IT
Type Security Shares Price Value
Tax Withholding Class A Voting Common Stock 281 $20.70 $6K
holding Options to Purchase Class A Voting Stock -- -- --
holding Options to Purchase Class A Voting Stock -- -- --
Holdings After Transaction: Class A Voting Common Stock — 26,827 shares (Direct); Options to Purchase Class A Voting Stock — 30,000 shares (Direct)
Footnotes (1)
  1. Includes 948 shares of restricted stock from a grant of 2,846 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 1,763 shares of restricted stock from a grant of 5,289 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 10,000 shares of restricted stock from a grant of 15,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025 and 4,042 shares of restricted stock from a grant of 6,064 shares which commenced vesting at a rate of one-third per year commencing on January 21, 2026. The options vested at the rate of one-third per year commencing on September 27, 2022. The options vested at a rate of one-third per year commencing on April 25, 2017.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
COLLAZO ANDRES
(Last) (First) (Middle)
C/O USCB FINANCIAL HOLDINGS, INC.
2301 N.W. 87TH AVENUE
(Street)
DORAL FL 33172
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
USCB FINANCIAL HOLDINGS, INC. [ USCB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive VP, Operations & IT
3. Date of Earliest Transaction (Month/Day/Year)
01/22/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Voting Common Stock 01/22/2026 F 281 D $20.7 26,827(1) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Options to Purchase Class A Voting Stock $12.05 09/27/2022(2) 09/27/2031 Class A Voting Common Stock 30,000 30,000 D
Options to Purchase Class A Voting Stock $7.5 04/25/2017(3) 04/25/2026 Class A Voting Common Stock 8,000 8,000 D
Explanation of Responses:
1. Includes 948 shares of restricted stock from a grant of 2,846 shares which commenced vesting at a rate of one-third per year on January 22, 2025, 1,763 shares of restricted stock from a grant of 5,289 shares which commenced vesting at a rate of one-third per year on March 8, 2024, 10,000 shares of restricted stock from a grant of 15,000 shares which commenced vesting at a rate of one-third per year on October 28, 2025 and 4,042 shares of restricted stock from a grant of 6,064 shares which commenced vesting at a rate of one-third per year commencing on January 21, 2026.
2. The options vested at the rate of one-third per year commencing on September 27, 2022.
3. The options vested at a rate of one-third per year commencing on April 25, 2017.
/s/ Robert Anderson by P.O.A. for Andres Collazo 01/26/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

Who is the insider in USCB (USCB Financial Holdings) Form 4?

The Form 4 reports transactions by Andres Collazo, who serves as Executive VP, Operations & IT at USCB Financial Holdings, Inc.

What non-derivative share transaction did Andres Collazo report for USCB?

On January 22, 2026, Andres Collazo reported a transaction in Class A voting common stock involving 281 shares at a price of $20.70 per share.

How many USCB shares does Andres Collazo own after the reported transaction?

After the reported transaction, Andres Collazo beneficially owned 26,827 shares of USCB Class A voting common stock, held directly.

What restricted stock grants are included in Andres Collazos USCB holdings?

The reported holdings include restricted stock from grants of 2,846 shares, 5,289 shares, 15,000 shares, and 6,064 shares, each vesting at a rate of one-third per year starting on January 22, 2025, March 8, 2024, October 28, 2025, and January 21, 2026, respectively.

What stock options does Andres Collazo hold in USCB Financial Holdings?

He holds options to purchase 30,000 shares of Class A voting common stock at an exercise price of $12.05 per share, expiring on September 27, 2031, and options to purchase 8,000 shares at $7.50 per share, expiring on April 25, 2026.

How did the USCB stock options granted to Andres Collazo vest?

The options expiring on September 27, 2031 vested at a rate of one-third per year commencing on September 27, 2022, and the options expiring on April 25, 2026 vested at a rate of one-third per year commencing on April 25, 2017.