STOCK TITAN

Usio (USIO) director gains 7,000 shares as 2024 RSUs vest in 2026

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Usio, Inc. director Brad Rollins reported a compensation-related equity transaction. On June 21, 2026, 7,000 restricted stock units vested and were converted into 7,000 shares of Usio common stock at a stated value of $1.82 per share. Following this vesting and conversion, Rollins directly holds 143,667 shares of common stock and 52,000 restricted stock units. The footnote explains these shares arose from RSUs originally granted on June 21, 2024 that vested two years later, indicating a routine equity award vesting rather than an open-market purchase or sale.

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Insider Rollins Brad
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 7,000 $1.82 $13K
Exercise Common Stock 7,000 $1.82 $13K
Holdings After Transaction: Restricted Stock Units — 52,000 shares (Direct, null); Common Stock — 143,667 shares (Direct, null)
Footnotes (1)
  1. [object Object]
RSUs vested and converted 7,000 units/shares Restricted stock units vested and converted on June 21, 2026
Stated transaction price $1.82 per share Value associated with 7,000-share RSU conversion
Common shares after transaction 143,667 shares Direct Usio common stock holdings following RSU vesting
RSUs remaining after transaction 52,000 units Restricted stock units held after June 21, 2026
RSU grant date June 21, 2024 Original grant date of vested restricted stock units
RSU vesting date June 21, 2026 Date RSUs vested and converted to common shares
RSU expiration date June 21, 2034 Expiration date listed for RSU derivative award
restricted stock units financial
"The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 06/21/2024"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion", "transaction_code_description": "Exercise or conversion of derivative security""
Form 4 regulatory
"INSIDER FILING DATA (Form 4): { "issuerName": "Usio, Inc.","
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
common stock financial
""security_title": "Common Stock", "transaction_date": "2026-06-21T00:00:00.000Z""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
derivative security financial
""transaction_code_description": "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rollins Brad

(Last)(First)(Middle)
3611 PAESANOS PARKWAY
SUITE 300

(Street)
SAN ANTONIO TEXAS 78231

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Usio, Inc. [ USIO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/21/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/21/2026M7,000(1)A$1.82143,667D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0.000006/21/2026M7,000(1)06/21/202606/21/2034Common Shares7,000$1.8252,000D
Explanation of Responses:
1. The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 06/21/2024 and vested 06/21/2026.
/s/ Brad Rollins06/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Usio (USIO) director Brad Rollins report?

Brad Rollins received 7,000 Usio common shares from vesting restricted stock units. The RSUs, granted on June 21, 2024, vested on June 21, 2026 and converted into shares at a stated value of $1.82 per share, with no open-market trade involved.

Was the Usio (USIO) Form 4 for Brad Rollins a stock sale or a vesting event?

The Form 4 reflects a vesting event, not a stock sale. 7,000 restricted stock units vested and converted into 7,000 common shares as compensation, classified as a derivative exercise/conversion, with no reported open-market buying or selling of Usio shares.

How many Usio (USIO) shares does Brad Rollins hold after this Form 4 transaction?

After the transaction, Brad Rollins directly holds 143,667 shares of Usio common stock. He also has 52,000 restricted stock units outstanding, which represent additional potential future shares upon vesting, according to the reported post-transaction holdings in the filing data.

What price is associated with Brad Rollins’ Usio (USIO) RSU conversion on June 21, 2026?

The RSU conversion uses a stated value of $1.82 per share for the 7,000 units. Although the conversion price for the RSUs themselves is $0.00, the transaction price per share is reported as $1.82, providing a reference value for the equity award.

What are the key details of the restricted stock units reported by Usio (USIO) director Brad Rollins?

The derivative position involved 7,000 restricted stock units granted on June 21, 2024 and vested on June 21, 2026. They converted into 7,000 common shares, and the RSU award shows a zero exercise price with an expiration date listed as June 21, 2034.