Usio SVP RSU vesting and tax-share return

Usio, Inc. senior vice president Jerry Uffner reported routine equity compensation activity.

Rhea-AI Filing Summary

Usio, Inc. senior vice president Jerry Uffner reported routine equity compensation activity. On 06/21/2026, restricted stock units granted on 06/21/2024 vested and converted into 4,000 shares of common stock, reflecting his compensation package rather than an open-market purchase.

To cover taxes due on this vesting, he returned 1,368 shares to Usio at a price of $1.82 per share, a tax-withholding disposition rather than a market sale. He also continues to hold 49,000 restricted stock units after these transactions, indicating an ongoing equity stake tied to future vesting.

Insider Trade Summary

4,000 shares exercised/converted

Exercise 3 txns

Insider Uffner Jerry

Role SVP, Head of Card Issuing

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	4,000	$1.82	$7K
Exercise	Common Stock	4,000	$1.82	$7K
Exercise Price or Tax Liability	Common Stock	1,368	$1.82	$2K

Holdings After Transaction: Restricted Stock Units — 49,000 contracts (Direct); Common Stock — 245,270 shares (Direct)

Footnotes (2)

1. F1. The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 06/21/2024 and vested 06/21/2026.
2. F2. The reporting person returned 1,368 shares to the issuer on 06/21/2026 at the closing price of 1.82 to cover taxes due.

Key Figures

RSUs vested: 4,000 units Shares returned for taxes: 1,368 shares Tax price per share: $1.82 per share +1 more

4 metrics

RSUs vested 4,000 units Restricted stock units granted 06/21/2024, vested 06/21/2026

Shares returned for taxes 1,368 shares Returned to issuer on 06/21/2026 to cover taxes

Tax price per share $1.82 per share Closing price used for 1,368-share tax withholding on 06/21/2026

RSUs remaining 49,000 units Restricted stock units held after transaction, expiring 06/21/2034

Key Terms

Restricted Stock Units, derivative security, tax-withholding disposition, returned 1,368 shares to the issuer

4 terms

Restricted Stock Units financial

"The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 06/21/2024"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

derivative security financial

"transaction_code_description": "Exercise or conversion of derivative security""

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

returned 1,368 shares to the issuer financial

"The reporting person returned 1,368 shares to the issuer on 06/21/2026 at the closing price of 1.82 to cover taxes due."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Usio (USIO) executive Jerry Uffner report?

Jerry Uffner reported vesting of 4,000 restricted stock units into common stock. These units were granted on 06/21/2024 and vested on 06/21/2026, reflecting scheduled equity compensation rather than an open-market stock purchase or sale.

Did Jerry Uffner buy or sell Usio (USIO) shares on the open market?

He did not report any open-market buy or sell. Instead, 4,000 restricted stock units vested into shares, and 1,368 shares were returned to Usio at $1.82 solely to cover taxes owed on the vesting.

How many Usio (USIO) shares were used to pay taxes in this Form 4?

A total of 1,368 shares of Usio common stock were returned to the issuer at a price of $1.82 per share. This was reported as a tax-withholding disposition to satisfy tax liabilities related to the RSU vesting.

What are the key details of Jerry Uffner’s restricted stock units at Usio (USIO)?

Restricted stock units granted to Jerry Uffner on 06/21/2024 vested on 06/21/2026, converting 4,000 units into common shares. After this transaction, he continues to hold 49,000 restricted stock units scheduled to expire on 06/21/2034, supporting long-term alignment.

Does this Usio (USIO) Form 4 indicate a change in Jerry Uffner’s equity incentives?

The filing shows scheduled vesting of existing restricted stock units and related tax withholding. It does not disclose new grants or open-market trades, but confirms ongoing equity-based incentives through remaining unvested RSUs held by the executive.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 06/22/2026 - 05:49 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Uffner Jerry

(Last) (First) (Middle)

3611 PAESANOS PARKWAY

SUITE 300

(Street)

SAN ANTONIO TEXAS 78231

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Usio, Inc. [ USIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Head of Card Issuing

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/21/2026		M		4,000(1)	A	$1.82	246,638	D
Common Stock	06/21/2026		F		1,368(2)	D	$1.82	245,270	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	$0.0000	06/21/2026		M			4,000(1)	06/21/2026	06/21/2034	Common Shares	4,000	$1.82	49,000	D

Explanation of Responses:

1. The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted on 06/21/2024 and vested 06/21/2026.

2. The reporting person returned 1,368 shares to the issuer on 06/21/2026 at the closing price of 1.82 to cover taxes due.

	/s/ Jerry Uffner	06/22/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)