Welcome to our dedicated page for Universal Technical Institute SEC filings (Ticker: UTI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Universal Technical Institute, Inc. (NYSE: UTI) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a publicly traded educational services company, Universal Technical Institute, Inc. reports material information about its operations, financial condition and strategic developments through forms such as Form 8-K, along with its periodic reports.
Recent Form 8-K filings referenced in company disclosures include press releases reporting quarterly and full-year financial results, as well as announcements about new campus locations and investor presentations. These filings document items such as results of operations, financial condition and Regulation FD disclosures, and they confirm that the company’s common stock is registered on the New York Stock Exchange under the symbol UTI.
On this page, users can review Universal Technical Institute, Inc.’s current and historical filings, including event-driven reports like Form 8-K and, through the broader SEC record, annual reports on Form 10-K, quarterly reports on Form 10-Q and other required documents. These materials provide detail on topics such as segment performance for the UTI and Concorde divisions, liquidity, capital investments, and the company’s multi-year North Star strategy.
Stock Titan enhances these filings with AI-powered summaries that explain the key points of lengthy documents in plain language. Real-time updates from the SEC’s EDGAR system help surface new filings as they are posted, while structured views make it easier to locate items related to earnings releases, campus expansion announcements and other material events. Users can also focus on disclosures that may relate to insider activity and governance by exploring the broader set of forms associated with Universal Technical Institute, Inc.
UTI filed a Form 144 reporting the sale of 23,654 shares of Common Stock. The shares were issued as restricted stock vesting events: 15,041 shares vested on 12/08/2024 and 8,613 shares vested on 12/13/2024 The filing lists Fidelity Brokerage Services LLC and indicates the exchange NYSE.
Universal Technical Institute Inc Schedule 13G/A amendment shows The Vanguard Group reports 0 shares beneficially owned of Common Stock (CUSIP 913915104), representing 0% of the class. The filing explains an internal realignment effective January 12, 2026 under SEC Release No. 34-39538, with certain Vanguard subsidiaries reporting disaggregated ownership separately. The amendment is signed by Ashley Grim, Head of Global Fund Administration, dated 03/27/2026.
Universal Technical Institute director George W. Brochick, through the Brochick Family Trust, sold 5,000 shares of common stock in an open-market transaction at a weighted average price of $36.5877 per share.
After this sale, the trust holds 27,516 shares indirectly, and Brochick also reports 4,279 shares held directly. The reported price reflects multiple trades executed between $36.5801 and $36.70 per share.
Universal Technical Institute, Inc. held its Annual Meeting of Stockholders on March 12, 2026, where three Class I directors were elected to new three-year terms ending in 2029. Robert T. DeVincenzi received 42,766,191 votes for and 1,060,176 against, Jerome A. Grant received 43,261,353 votes for and 565,181 against, and Shannon L. Okinaka received 43,483,730 votes for and 342,609 against.
Stockholders also ratified the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the year ending September 30, 2026, with 47,432,220 votes for and 64,550 against. In addition, stockholders approved, on an advisory basis, the compensation of the company’s named executive officers, with 43,438,346 votes for and 369,885 against.
Universal Technical Institute, Inc. reported that its board of directors approved an amended and restated Code of Conduct on March 11, 2026. The updated Code is intended to reflect current governance, ethics, and compliance best practices, streamline and align overlapping company policies, and make administrative and stylistic improvements.
The changes are described as non-substantive and do not represent a waiver of any provision of the prior Code of Conduct. The full Code of Conduct is available in the Corporate Governance section of the company’s website, and the brief description here is qualified by that full text.
Universal Technical Institute director Shannon Lei Okinaka sold shares in the company. On March 6, 2026, the director executed an open-market sale of 10,000 shares of common stock at a weighted average price of $34.7414 per share, leaving 19,808 shares held directly afterward.
Universal Technical Institute director Shannon Lei Okinaka received a stock grant as part of her board compensation. She acquired 3,565 shares of common stock on March 5, 2026 as a grant or award, bringing her direct holdings to 29,808 shares. The shares were issued as non-employee director compensation under Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan, and the award was approved by UTI's Board of Directors on March 5, 2026.
Slubowski Michael A. reported acquisition or exercise transactions in this Form 4 filing.
Universal Technical Institute director Michael A. Slubowski received an equity award of 3,565 shares of common stock as non-employee director compensation. The shares were granted at a stated price of $0.0000 per share and increased his directly held stake to 20,675 shares.
The award was issued under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and was approved by UTI’s Board of Directors on March 5, 2026, reflecting routine stock-based compensation for board service rather than an open-market purchase.
Brochick George W. reported acquisition or exercise transactions in this Form 4 filing.
UNIVERSAL TECHNICAL INSTITUTE INC director George W. Brochick received a stock grant as non-employee director compensation. He was awarded 3,565 shares of common stock on March 5, 2026 under the company’s Amended and Restated 2021 Equity Incentive Plan, at no cash cost.
Following this award, Brochick directly holds 4,279 common shares, and indirectly holds 32,516 common shares through the Brochick Family Trust. The grant was approved by UTI’s Board of Directors on March 5, 2026 as part of routine equity compensation for board service.