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UTI (UTI) director Loretta Sanchez receives 3,565-share equity grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sanchez Loretta Lydia reported acquisition or exercise transactions in this Form 4 filing.

UNIVERSAL TECHNICAL INSTITUTE INC director Loretta Lydia Sanchez received an equity award of 3,565 shares of common stock as non-employee director compensation. The shares were issued under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and approved by the Board of Directors on March 5, 2026.

Following this grant, Sanchez directly holds a total of 21,590 shares of the company’s common stock.

Positive

  • None.

Negative

  • None.
Insider Sanchez Loretta Lydia
Role Director
Type Security Shares Price Value
Grant/Award Common Stock, $0.0001 par value 3,565 $0.00 --
Holdings After Transaction: Common Stock, $0.0001 par value — 21,590 shares (Direct)
Footnotes (1)
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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sanchez Loretta Lydia

(Last) (First) (Middle)
4225 E. WINDROSE DRIVE, SUITE 200

(Street)
PHOENIX AZ 85032

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL TECHNICAL INSTITUTE INC [ UTI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/05/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $0.0001 par value 03/05/2026 A 3,565(1) A $0 21,590 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares were issued as non-employee director compensation under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan and the award was approved by the UTI's Board of Directors on March 5, 2026.
/s/ Christopher Kevane, Attorney-in-Fact for Loretta L. Sanchez 03/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did UTI director Loretta Sanchez report on Form 4?

UTI director Loretta Lydia Sanchez reported receiving 3,565 shares of common stock as an equity grant. The shares were issued as non-employee director compensation under UTI’s Amended and Restated 2021 Equity Incentive Plan, approved by the Board on March 5, 2026.

How many UTI shares does Loretta Sanchez own after the latest Form 4 filing?

After the reported equity award, Loretta Lydia Sanchez directly holds 21,590 shares of UTI common stock. This total reflects the addition of 3,565 shares granted as non-employee director compensation under the company’s Amended and Restated 2021 Equity Incentive Plan.

What is the nature of the UTI stock award reported for Loretta Sanchez?

The award is a grant of 3,565 UTI common shares categorized as a grant, award, or other acquisition. It represents non-employee director compensation issued under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan, approved by the Board on March 5, 2026.

Was the UTI stock grant to Loretta Sanchez an open-market purchase or compensation?

The transaction was compensation, not an open-market purchase. Loretta Lydia Sanchez received 3,565 shares of UTI common stock as non-employee director compensation under the company’s Amended and Restated 2021 Equity Incentive Plan, with the award approved by the Board of Directors.

Under which equity plan was Loretta Sanchez’s UTI stock award granted?

The stock award to Loretta Lydia Sanchez was granted under the Universal Technical Institute, Inc. Amended and Restated 2021 Equity Incentive Plan. The Board of Directors approved this non-employee director compensation award of 3,565 common shares on March 5, 2026, according to the Form 4 footnote.
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