Here are the DEF 14A proxy statements from Universal Safety Products, Inc. (UUU) in our archive over the last 12 months, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A DEF 14A covers the proxy statement, with executive pay and the shareholder votes, so if you follow UUU and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full UUU filings page.
Universal Safety Products, Inc. (UUU), identified in the proxy as DeFi Capital Markets, Inc., asks stockholders to vote at a virtual annual meeting on November 18, 2026. Ballot items include two Class I director elections, auditor ratification, authorization of 25,000,000 preferred shares and 25,000,000 Class B common shares, approval of additional common shares upon conversion of notes issued or issuable to SJC Lending, LLC, and an adjournment proposal. The Board recommends voting for each proposal.
If approved, preferred-stock rights would be set by the Board; proposed Class B shares would carry 25 votes apiece versus one vote for Class A shares, and the company says it has no current plan to issue them. Full Class B issuance could account for 55.6% of votes, assuming all Class A shares were issued and outstanding. The note proposal covers up to $2.65 million principal for up to $2.5 million cash and seeks approval for 2,650,000 conversion shares at the $1.00 floor price, plus shares for accrued unpaid interest. SJC’s 4.99% ownership cap may rise to 9.99%, effective 61 days after notice.
Universal Safety Products, Inc. is asking stockholders at a virtual special meeting on July 31, 2026 to approve a sweeping recapitalization and financing package. The company proposes raising authorized common stock from 20,000,000 to 525,000,000 shares and creating 25,000,000 shares of blank check preferred stock, giving the board wide latitude to structure future financings.
The proxy also seeks to add 25,000,000 Class B common shares carrying 25 votes per share, alongside existing Class A common with one vote per share, and to eliminate super‑majority voting so most major corporate actions would require only a simple majority of votes entitled to be cast. A key financing proposal asks approval under NYSE American rules for full conversion of up to $10.6 million of convertible notes sold for up to $10.0 million in cash to SJC Lending, LLC at a floor conversion price of $1.00, which could significantly dilute existing holders.
Universal Safety Products, Inc. is holding its 2026 annual stockholder meeting virtually on March 27, 2026, with a record date of February 24, 2026, covering 2,717,787 common shares entitled to one vote each.
Stockholders are asked to elect one Class II and two Class III directors, ratify CBIZ CPAs P.C. as independent auditor for the year ending March 31, 2026, approve on an advisory basis the compensation of named executive officers, and choose how often to hold future say‑on‑pay votes, with the Board recommending every three years.
The proxy details board structure and independence, committee roles, director pay of $10,000 per independent director in 2025, CEO total compensation of $433,280 with a 4.31:1 CEO‑to‑median pay ratio, a new 2025 Stock Incentive Plan authorizing up to 1,000,000 shares, and related‑party use of the CEO’s and family credit cards for up to $1.1 million of company expenses in 2025, which were fully reimbursed.