Here are the S-1 registration statements from Universal Safety Products, Inc. (UUU) in our archive over the last 12 months, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
An S-1 covers the registration statement a company files to sell shares publicly, so if you follow UUU and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full UUU filings page.
Universal Safety Products, Inc. is registering up to 10,600,000 shares of common stock for resale by SJC Lending LLC, issuable upon conversion of previously issued and future convertible promissory notes. These shares are based on a minimum conversion price of $1.00 per share and include shares for accrued interest.
The company will not receive any proceeds from the resale of these shares; proceeds go to the selling stockholder. Under a Securities Purchase Agreement, SJC agreed to purchase up to $10,600,000 in principal amount of Convertible Notes for a total purchase price of $10,000,000, in 11 tranches, bearing interest at 8% per year (20% upon default) and maturing one year after issuance.
The notes are convertible at the greater of the $1.00 Floor Price or 80% of the lowest five-day VWAP, capped at $10.00 per share, subject to NYSE American rules, including a 19.99% issuance cap without prior stockholder approval. Shares outstanding were 3,028,463 as of July 9, 2026, and would be 13,628,463 after full issuance of the registered Conversion Shares, a baseline ownership figure separate from the registered resale amount.