Every Form 4 that Universal Safety Products, Inc. (UUU) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow UUU and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full UUU filings page.
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) director and ten percent owner Milton C. Ault III reported purchasing 100 shares of common stock on September 18, 2026 at $5.01 per share in a direct open-market or private transaction. The filing also lists indirect holdings through Ault Lending, LLC, Alpha Structured Finance LP, and Ault & Company, Inc., which Mr. Ault may be deemed to beneficially own. No Rule 10b5-1 trading plan is reported.
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) reports that director and ten percent owner Milton C. Ault III purchased 200 shares of common stock on September 17, 2026 at $4.86 per share in a direct open-market or private transaction. No Rule 10b5-1 trading plan is reported. Footnotes state that Mr. Ault may be deemed to beneficially own additional common shares held indirectly through Ault Lending, LLC (1,133,062 shares), Alpha Structured Finance LP (22,700 shares), and Ault & Company, Inc. (6,200 shares), reflecting significant indirect positions alongside the small new direct purchase.
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) director and ten percent owner Milton C. Ault III reported purchasing 300 shares of common stock on September 8, 2026 in open-market transactions at a volume weighted average price of $5.6492 per share, with individual trade prices ranging from $5.50 to $5.8198.
The purchased shares are held indirectly through Ault Lending, LLC, over which he is deemed to have voting and investment power. After this transaction, he reports 1,133,062 shares held through Ault Lending, 10,000 shares held directly, 22,700 shares held through Alpha Structured Finance LP, and 6,200 shares held through Ault & Company, Inc. No Rule 10b5-1 trading plan is reported.
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) director and ten percent owner Milton C. Ault III reported additional open‑market purchases of common stock, and this amendment adds 100 shares bought on September 1, 2026 that were omitted previously. Across September 1–4, 2026 he purchased 900 shares at prices between $5.15 and a volume‑weighted average of $5.4214 per share. He also reports indirect beneficial ownership of common stock through Ault Lending, LLC, Alpha Structured Finance LP, and Ault & Company, Inc. No Rule 10b5‑1 trading plan is reported.
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) director and ten percent owner Milton C. Ault III reported open-market purchases of 800 shares of common stock on September 3–4, 2026, at prices around $5.42–$5.49 per share. He also reports substantial indirect holdings through Ault Lending, LLC, Alpha Structured Finance LP, and Ault & Company, Inc.
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) had insider activity reported by director and ten percent owner Milton C. Ault III. Over August 27–31, 2026, entities associated with Ault purchased a net 18,800 shares of Common Stock in open-market transactions, both directly and indirectly through Ault Lending, LLC. The filing also reports indirect beneficial ownership of shares held by Alpha Structured Finance LP and Ault & Company, Inc., reflecting Ault’s roles with those entities.
UNIVERSAL SAFETY PRODUCTS, INC. (ticker UUU) insider Milton C. Ault III, a director and ten percent owner, reported open-market purchases of the company’s common stock on August 24–26, 2026. Entities associated with Mr. Ault, including Ault Lending, LLC, Alpha Structured Finance LP, and Ault & Company, Inc., hold these shares directly or indirectly as described in the footnotes.
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) reported insider purchases of common stock by director and ten percent owner Milton C. Ault III on August 20–21, 2026. Across four open-market transactions, entities associated with Mr. Ault purchased a net 29,178 shares of common stock at per-share prices ranging from about $6.06 to $6.37. On August 21, Mr. Ault bought 1,000 shares directly at $6.37 per share, bringing his directly held position to 7,100 shares, while additional purchases were made indirectly through Ault Lending, LLC and Alpha Structured Finance LP, which he may be deemed to beneficially own.
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) insider Ault Milton C III, a director and more-than-10% owner, reported a series of open-market purchases of common stock on August 17–19, 2026 totaling 39,303 shares. Purchases were made directly and indirectly through Alpha Structured Finance LP, Ault Lending, LLC, and Ault & Company, Inc., at prices ranging from $3.69 to $5.94 per share.
UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III reported open‑market purchases of a total of 600 shares of common stock. He bought 300 shares on July 7, 2026 at $4.0594 per share and 300 shares on July 8, 2026 at prices including $3.9600 and $3.8869 per share through direct and indirect accounts.
After these trades, he holds 2,600 shares directly and 6,200 shares indirectly through Ault & Company, Inc., plus larger indirect positions of 1,025,252 shares through Ault Lending, LLC and 20,000 shares through Alpha Structured Finance LP, making the reported purchases small relative to his overall beneficial holdings.
UNIVERSAL SAFETY PRODUCTS, INC. director and significant holder Milton C. Ault III reported an indirect open-market purchase of 185,000 shares of common stock at $5.75 per share through Ault Lending, LLC. After this transaction, Ault Lending held 1,025,252 shares indirectly attributed to Mr. Ault.
The filing also reports indirect holdings of 6,000 shares through Ault & Company, Inc. and 20,000 shares through Alpha Structured Finance LP, plus 2,200 shares held directly by Mr. Ault as of the same date.
UNIVERSAL SAFETY PRODUCTS, INC. director and more-than-10% owner Milton C. Ault III reported an indirect open-market purchase of the company’s common stock. On April 30, 2026, Ault Lending, LLC bought 155,000 shares at $5.75 per share, an open-market or private transaction.
After this trade, Ault Lending, LLC held 840,252 shares of Universal Safety Products common stock indirectly for Mr. Ault. The filing also reports indirect holdings of 6,000 shares through Ault & Company, Inc., 20,000 shares through Alpha Structured Finance LP, and a direct holding of 2,200 shares in Mr. Ault’s name.
UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III reported open-market purchases of the company’s common stock on March 30–31, 2026, mainly through affiliated entities. Across five buy transactions, entities associated with him acquired 12,608 shares at prices around the mid‑$5 range.
Indirect purchases included 5,000 shares at $5.8406 per share by Alpha Structured Finance LP and a total of 7,008 shares at prices around $5.54 per share by Ault Lending, LLC$5.3896 and $5.5364, bringing his direct holdings to 2,200 shares. Following these trades, Ault is shown with indirect positions including 20,000 shares via Alpha Structured Finance LP, 685,252 shares via Ault Lending, LLC, and 6,000 shares via Ault & Company, Inc.
UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III, through affiliated entities, reported net open-market purchases of common stock. Ault Lending, LLC bought 1,000 shares at $6.01 on March 26 and 1,405 shares at $5.81 on March 27.
After these trades, Ault Lending, LLC held 678,244 indirectly owned shares. The filing also shows 1,600 shares held directly, plus 15,000 shares beneficially owned through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc., indicating multiple ownership channels.
Universal Safety Products insider activity: entities associated with director and 10% owner Milton C. Ault III bought 15,000 shares of Common Stock in open-market transactions. Ault Lending, LLC purchased 10,000 shares at $6.02 per share on March 24, 2026 and 5,000 shares at $6.12 per share on March 25, 2026, all reported as indirect ownership.
Following these purchases, Ault Lending holds 675,839 shares indirectly. The filing also reports Mr. Ault’s beneficial ownership of 1,600 shares held directly, 15,000 shares held by Alpha Structured Finance LP, and 6,000 shares held by Ault & Company, Inc., reflecting additional indirect positions.
UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III reported indirect open‑market purchases of the company’s Common Stock. Through Ault Lending, LLC, he bought 10,000 shares at $6.35 on March 20, 2026, 10,000 shares at $6.01 on March 23, 2026, and 4,000 shares at $6.01 on March 19, 2026. After these purchases, Ault Lending, LLC held 660,839 shares indirectly attributable to Ault, alongside additional direct and other indirect holdings noted in the filing.
UNIVERSAL SAFETY PRODUCTS, INC. director and 10% owner Milton C. Ault III reported open-market purchases of a total of 5,407 shares of common stock. On March 18, 2026, 2,000 shares were bought at $6.35 per share through Ault Lending, LLC, an entity he controls. On March 17, 2026, 3,207 shares were bought at a volume-weighted average price of $5.9384 per share via Ault Lending and 200 shares were bought directly at a volume-weighted average price of $6.1099 per share. After these trades, he holds 1,600 shares directly, 636,839 shares through Ault Lending, 15,000 shares through Alpha Structured Finance LP, and 6,000 shares through Ault & Company, Inc., all entities with which he is affiliated.
UNIVERSAL SAFETY PRODUCTS, INC. director and 10% owner Milton C. Ault III, through Ault Lending, LLC, made open-market purchases of a total of 20,000 shares of Common Stock. Ault Lending bought 10,000 shares at $6.0849 per share on March 13, 2026 and 10,000 shares at $5.7819 per share on March 16, 2026.
After the latest transaction, Ault Lending held 631,632 shares indirectly attributed to Mr. Ault. As of March 13, 2026, the filing also shows 1,400 shares held directly by Mr. Ault, and additional indirect holdings of 15,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc.
Universal Safety Products director Milton C. Ault III, through affiliated entities, reported open‑market purchases of 60,500 shares of Common Stock. The trades occurred on March 10–12, 2026 at volume‑weighted average prices between about $5.30 and $5.89 per share.
Most shares were bought indirectly through Ault Lending, LLC and Alpha Structured Finance LP, where Ault has or may be deemed to have voting and investment power. A smaller portion was purchased directly, leaving 1,400 shares held in his name alongside significant indirect holdings.
UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III reported additional indirect purchases of common stock linked to entities he is associated with. Through Ault Lending, LLC, he reported open-market purchases of 21,792 shares on March 5, 1,400 shares on March 6, and 5,700 shares on March 9, 2026, at volume-weighted average prices of $5.1614, $5.1090, and $5.2531 per share, respectively. After the March 9 transaction, Ault Lending held 556,332 shares of Universal Safety Products common stock. The filing also reflects 1,200 shares held directly by Mr. Ault and additional indirect holdings of 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc.
Universal Safety Products director and 10% owner Milton C. Ault III reported open‑market purchases of 9,310 shares of the company’s common stock. On March 3–4, 2026, entities associated with him, mainly Ault Lending, LLC, bought 8,810 shares at volume‑weighted average prices of $4.7960 and $4.9519, while he acquired 500 shares directly at $4.9882 per share. Following these trades, Ault Lending held 527,440 shares, Ault directly held 1,200 shares, and additional indirect holdings included 10,000 shares via Alpha Structured Finance LP and 6,000 shares via Ault & Company, Inc.
Universal Safety Products director and 10% owner Milton C. Ault III reported net share purchases. On March 2–3, 2026, entities associated with him, including Ault Lending, LLC, bought a total of 27,000 shares of common stock in open-market transactions at volume-weighted average prices of $4.9351, $4.7961, and $4.7411 per share.
Following these transactions, Ault Lending held 518,630 shares, Mr. Ault directly held 700 shares, Alpha Structured Finance LP held 10,000 shares, and Ault & Company, Inc. held 6,000 shares, all of which may be deemed beneficially owned by Mr. Ault through his roles in these entities.
UNIVERSAL SAFETY PRODUCTS, INC. reported that entities associated with director and ten-percent owner Milton C. Ault III made open-market purchases of the company’s common stock. On February 27, 2026, Ault Lending, LLC bought 10,060 shares at $5.0041 each. On February 26, 2026, Ault Lending, LLC bought 2,106 shares at $4.7385 each.
After these trades, Ault Lending, LLC held 492,130 shares, reported as indirectly owned. Additional common stock positions were reported as 200 shares held directly, 10,000 shares indirectly through Alpha Structured Finance LP, and 6,000 shares indirectly through Ault & Company, Inc.
Universal Safety Products director and 10% owner Milton C. Ault III reported additional indirect purchases of UUU common stock through affiliated entities. Ault Lending, LLC bought 2,231 shares at $4.6996 on February 24, 2026 and 970 shares at $4.7290 on February 25, 2026 in open-market transactions, totaling 3,201 shares. After these trades, Ault Lending, LLC held 479,964 shares indirectly. As of February 24, 2026, related reported holdings also included 200 shares held directly, 10,000 shares held through Alpha Structured Finance LP, and 6,000 shares held through Ault & Company, Inc.
UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III reported additional indirect purchases of the company’s common stock through affiliated entities. On February 23, 2026, Ault Lending, LLC, a wholly owned subsidiary of Hyperscale Data, Inc., purchased 8,281 shares in open-market transactions at a volume-weighted average price of $4.8543 per share, bringing its indirect holdings to 476,763 shares. On February 20, 2026, Ault Lending, LLC bought a further 6,025 shares at an average price of $4.6590, for indirect ownership of 468,482 shares following that purchase. The filing also reports Mr. Ault’s direct holding of 200 shares and indirect holdings of 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc., which he may be deemed to beneficially own through his roles with those entities.
Universal Safety Products, Inc. director Milton C. Ault III reported an indirect purchase of common stock tied to an affiliated entity. On February 4, 2026, Ault Lending, LLC, a wholly owned subsidiary of Hyperscale Data, Inc., purchased 205,000 shares of Universal Safety Products at $6 per share.
Following this transaction, Ault Lending holds 462,457 shares indirectly attributed to Mr. Ault through his voting and investment power. The filing also reports 200 shares held directly, and additional indirect holdings of 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc., which Mr. Ault may be deemed to beneficially own.
Universal Safety Products director Milton C. Ault III reported an indirect purchase of common stock through an affiliated entity. On January 16, 2026, Ault Lending, LLC, a wholly owned subsidiary of Hyperscale Data, Inc., bought 95,000 shares of Universal Safety Products common stock at $6 per share.
Following this transaction, Ault Lending held 257,457 shares indirectly attributed to Mr. Ault through his role at Hyperscale Data. The filing also shows Mr. Ault with 200 shares held directly, and additional indirect beneficial ownership of 10,000 shares via Alpha Structured Finance LP and 6,000 shares via Ault & Company, Inc.
Universal Safety Products, Inc. director Milton C. Ault, III reported recent purchases and holdings of the company’s common stock through affiliated entities. On 12/30/2025, Ault Lending, LLC acquired 700 shares of common stock at a price of $4.9859 per share, followed by an additional 3,360 shares at $4.9345 per share on 12/31/2025, both reported as purchases in the open market. After these transactions, Ault Lending is shown as beneficially owning 162,457 shares of Universal Safety Products common stock, reported as indirect ownership for Mr. Ault.
The explanation notes that the 12/30/2025 purchases were executed in multiple trades within a price range of $4.965 to $4.999 per share and that full trade‑level details will be provided upon request. Additional indirect beneficial ownership is reported through Alpha Structured Finance LP with 10,000 shares and Ault & Company, Inc. with 6,000 shares. Through his roles with these entities, Mr. Ault may be deemed to beneficially own the securities they hold.
Universal Safety Products, Inc. director Milton C. Ault, III reported multiple open-market purchases of the company’s common stock. Through Ault Lending, LLC, he bought 100 shares on 12/23/2025 at $5.015, 6,805 shares on 12/26/2025 at $4.9213, and two trades totaling 300 shares on 12/29/2025 at prices around $5.01–$5.025.
Following these transactions, Ault Lending held 158,397 shares indirectly attributed to Mr. Ault. He also reports indirect beneficial ownership of 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc., reflecting his control positions in those entities.
Universal Safety Products, Inc. director Milton C. Ault, III reported indirect purchases of the company’s common stock. On 12/19/2025, Ault Lending, LLC acquired 1,420 shares at a price of $4.9877 per share. On 12/22/2025, Ault Lending, LLC acquired an additional 2,168 shares at $4.9796 per share. After these transactions, Ault Lending, LLC held 151,392 shares beneficially owned by Mr. Ault. The filing also reports indirect beneficial ownership of 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc., reflecting Mr. Ault’s positions in those entities.
Universal Safety Products, Inc. director Milton C. Ault, III reported open-market purchases of the company’s common stock. On December 17, 2025, an affiliated entity bought 1,635 shares at a volume-weighted average price of $4.9194 per share. On December 18, 2025, it bought an additional 2,069 shares at $4.905 per share.
After these transactions, Mr. Ault indirectly beneficially owns 147,804 shares of common stock through Ault Lending, LLC, as well as 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc. The filing explains that, due to his roles with these entities, he may be deemed to share voting and investment power over these holdings.
Universal Safety Products, Inc. director Milton C. Ault, III reported indirect open‑market purchases of the company’s common stock through affiliated entities.
On December 15, 2025, Alpha Structured Finance LP bought 2,500 shares at a volume‑weighted average price of $5.021 per share, resulting in 8,453 shares indirectly owned through that entity. On December 16, 2025, the same affiliate bought 1,547 shares at a volume‑weighted average price of $5.0486, bringing its indirect holding to 10,000 shares. Another affiliate, Ault Lending, LLC, purchased 1,569 shares on December 16, 2025 at $5.0159 per share and held 144,100 shares afterward, while Ault & Company, Inc. held 6,000 shares beneficially owned by Mr. Ault.
Universal Safety Products, Inc. director Milton C. Ault, III reported open-market purchases of the company’s common stock through an affiliated entity. On 12/11/2025 he acquired 5,400 shares at a volume-weighted average price of $4.8669 per share, and on 12/12/2025 he acquired 500 shares at a volume-weighted average price of $4.8791 per share, both through Ault Lending, LLC.
Following these trades, Ault Lending held 142,531 shares of Universal Safety Products common stock, reported as indirectly owned by Mr. Ault. The filing also reports additional indirect beneficial ownership of 6,000 shares through Ault & Company, Inc. and 5,953 shares through Alpha Structured Finance LP, reflecting his roles with those entities.
Universal Safety Products director Milton C. Ault, III reported a series of open-market purchases of the company’s common stock. Through Ault Lending, LLC, he bought 2,900 shares on 12/05/2025 at a volume-weighted average price of $4.3837 per share, 6,200 shares on 12/06/2025 at $4.2068, 6,800 shares on 12/09/2025 at $4.4598, and 13,200 shares on 12/10/2025 at $4.6182.
After these transactions, Ault is shown as indirectly beneficially owning 136,631 shares via Ault Lending, LLC, plus 6,000 shares via Ault & Company, Inc. and 5,953 shares via Alpha Structured Finance LP. The filing explains that his executive and control roles at these entities cause him to be deemed a beneficial owner of their holdings.
Universal Safety Products, Inc. director Milton C. Ault, III reported an open-market purchase of the company’s common stock. On 12/04/2025, he acquired 5,100 shares of Universal Safety Products common stock at a volume-weighted average price of $4.3065 per share, with individual trades ranging from $4.305 to $4.3797 per share.
After this transaction, Mr. Ault reports indirect beneficial ownership of 107,531 shares through Ault Lending, LLC, 6,000 shares through Ault & Company, Inc., and 5,953 shares through Alpha Structured Finance LP, reflecting his control or management roles in these entities.
Universal Safety Products, Inc. director Milton C. Ault III reported open‑market purchases of the company’s common stock through affiliated entities. On 12/02/2025, an affiliate bought 4,631 shares at a volume‑weighted average price of $4.3050 per share, and another affiliate bought 1,000 shares at $4.309 per share. On 12/03/2025, an affiliate purchased an additional 1,431 shares at a volume‑weighted average price of $4.3244 per share. Following these transactions, Ault is reported as indirectly beneficially owning shares through Ault Lending, LLC, Ault & Company, Inc., and Alpha Structured Finance LP.
Universal Safety Products, Inc. director Milton C. Ault, III reported a small open-market purchase of common stock. On 11/28/2025, an affiliated entity, Ault Lending, LLC, bought 100 shares of Universal Safety Products common stock at a price of $4.399 per share, marked as an acquisition transaction.
After this trade, Mr. Ault is reported as indirectly beneficially owning 96,369 shares of common stock through Ault Lending, 5,953 shares through Alpha Structured Finance LP, and 5,000 shares through Ault & Company, Inc. The filing indicates this is a Form 4 filed by one reporting person in his capacity as a director of the company, with no derivative securities reported.
Universal Safety Products, Inc. (UUU) director Milton C. Ault, III reported open-market purchases of company common stock. On 11/24/2025, entities affiliated with him acquired 4,038 shares at $3.965 per share through Ault Lending, LLC. On 11/25/2025, an affiliated fund acquired 953 shares at $4.04 per share through Alpha Structured Finance LP.
After these transactions, Ault is reported as indirectly beneficially owning 96,269 shares through Ault Lending, 5,953 shares through Alpha Structured Finance LP, and 5,000 shares through Ault & Company, Inc. The filing notes his roles in these entities, which results in him being deemed to have voting and investment power over the reported holdings.
Universal Safety Products, Inc. (UUU) reported insider share purchases by director Milton C. Ault, III. On 11/20/2025, indirect holdings through Ault Lending, LLC increased by 9,026 shares of common stock at a price of $3.9628 per share. On 11/21/2025, Ault Lending acquired an additional 17,798 shares at a volume-weighted average purchase price of $3.8365 per share, with trades ranging from $3.7898 to $3.913 per share.
Following these transactions, Ault Lending indirectly held 92,231 shares of UUU common stock. The report also shows 5,000 shares held indirectly through Ault & Company, Inc. and another 5,000 shares held indirectly through Alpha Structured Finance LP, reflecting Mr. Ault’s beneficial ownership through multiple affiliated entities.
Universal Safety Products (UUU) filed a Form 4 reporting a director’s option grant. On 10/20/2025, the reporting person acquired stock options to purchase 25,000 shares at an exercise price of $3.40. The options were granted on 08/27/2025, subject to stockholder approval, and vested on 10/20/2025 upon that approval. They become exercisable as soon as the NYSE American approves the supplemental listing application for the underlying shares and carry an expiration date of 08/26/2035. Following the transaction, 25,000 derivative securities were beneficially owned, held directly.
Universal Safety Products (UUU) Form 4: The company’s Chief Financial Officer reported a grant of stock options to purchase 25,000 shares at an exercise price of $3.4. The options were granted on August 27, 2025, subject to stockholder approval, and vested on October 20, 2025, the date stockholders approved them.
The options expire on August 26, 2035 and become exercisable as soon as the NYSE American approves the supplemental listing application for the underlying common stock. Following the reported transaction, the reporting person beneficially owns 25,000 derivative securities, held directly.
Universal Safety Products (UUU) reported an insider equity award. Chairman, President and CEO (also a Director) Harvey B. Grossblatt reported the acquisition of 50,000 stock options on 10/20/2025 at an exercise price of $3.4 per share, recorded on a Form 4 with transaction code A (grant).
The options were originally granted on August 27, 2025 subject to stockholder approval and vested on October 20, 2025, the date stockholders approved them. They become exercisable after NYSE American approves the supplemental listing application for the underlying common shares. The award covers 50,000 shares of common stock, carries a stated price of $0 for the derivative grant, and has an expiration date of 08/26/2035. Following the reported transaction, 50,000 derivative securities are beneficially owned, held directly.
Universal Safety Products, Inc. (UUU) reported an insider equity award on a Form 4. A Director and Vice Chairman received 50,000 stock options (transaction code A) with an exercise price of $3.4 per share. The options were granted on August 27, 2025, subject to stockholder approval, and vested on October 20, 2025 upon that approval.
The options become exercisable once the NYSE American approves the supplemental listing application for the underlying common shares and carry an expiration date of August 26, 2035. Following the reported transaction, the filing shows 50,000 derivative securities beneficially owned, held directly.
Universal Safety Products (UUU) filed a Form 4 reporting a director’s stock option grant tied to stockholder approval. The filing shows 25,000 stock options with an exercise price of $3.40, granted on August 27, 2025, and vesting on October 20, 2025, the date stockholders approved the grant.
The options become exercisable once the NYSE American approves the supplemental listing application for the underlying shares, and they expire on 08/26/2035. Following the reported transaction, the director holds 25,000 derivative securities with direct ownership. The earliest transaction date reported is 10/20/2025.
Universal Safety Products (UUU) disclosed a Form 4 for a director reporting 25,000 stock options at an exercise price of $3.4 per share. The options were granted on August 27, 2025 subject to stockholder approval and vested on October 20, 2025, the date of stockholder approval. They are exercisable as soon as the NYSE American approves the supplemental listing application for the underlying shares and carry an expiration date of August 26, 2035. Following the transaction, 25,000 derivative securities are beneficially owned, held directly.
Milton C. Ault, III, a director of Universal Safety Products, Inc. (UUU), reported two open-market purchases of the issuer's common stock on 10/02/2025 and 10/03/2025. He acquired 4,697 shares on 10/02 at $4.56 per share and 10,000 shares on 10/03 at $4.7864 per share, totaling 14,697 shares purchased. Following these transactions, the report lists 65,407 shares beneficially owned indirectly by Ault Lending, LLC. The filing also discloses separate indirect beneficial holdings of 5,000 shares each by Ault & Company, Inc. and Alpha Structured Finance LP. The document explains Mr. Ault's voting and investment relationships to those entities but contains no derivative transactions.
Milton C. Ault, III, a director of Universal Safety Products, Inc. (UUU), reported multiple purchases of the company's common stock. On 09/30/2025 he acquired 1,000 shares at $4.285 and on 10/01/2025 he acquired 3,000 shares at $4.9756. Following these transactions the filing reports total beneficial ownership of 50,710 shares, held indirectly through entities including Ault & Company, Inc., Ault Lending, LLC, and Alpha Structured Finance LP. The Form 4 discloses the reporting person’s relationships to those entities that create indirect beneficial ownership.