Universal Safety director buys 100 shares at $5.01
UNIVERSAL SAFETY PRODUCTS, INC.
Rhea-AI Filing Summary
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) director and ten percent owner Milton C. Ault III reported purchasing 100 shares of common stock on September 18, 2026 at $5.01 per share in a direct open-market or private transaction. The filing also lists indirect holdings through Ault Lending, LLC, Alpha Structured Finance LP, and Ault & Company, Inc., which Mr. Ault may be deemed to beneficially own. No Rule 10b5-1 trading plan is reported.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 100 shares
Net Buy
5 txns
Insider
AULT MILTON C III
Role
Director, 10% Owner
Bought
100 shs ($501.00)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock | 100 | $5.01 | $501.00 |
| holding | Common Stock F1 | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock F2 | -- | -- | -- |
| holding | Common Stock F3 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 20,300 shares (Direct);
Common Stock — 1,133,062 shares (Indirect, By Ault Lending, LLC);
Common Stock — 22,700 shares (Indirect, By Alpha Structured Finance LP);
Common Stock — 6,200 shares (Indirect, By Ault & Company, Inc.)
Footnotes (3)
- F1. Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- F2. Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- F3. Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Key Figures
Shares purchased: 100 shares
Purchase price per share: $5.01 per share
Indirect holdings by Ault Lending, LLC: 1,133,062 shares
+3 more
6 metrics
Shares purchased
100 shares
Direct purchase of UUU common stock on September 18, 2026
Purchase price per share
$5.01 per share
Price for 100 UUU common shares bought on September 18, 2026
Indirect holdings by Ault Lending, LLC
1,133,062 shares
UUU common stock indirectly held with Mr. Ault deemed to have voting and investment power
Indirect holdings by Alpha Structured Finance LP
22,700 shares
UUU common stock beneficially owned by Alpha Structured Finance LP
Indirect holdings by Ault & Company, Inc.
6,200 shares
UUU common stock beneficially owned by Ault & Company, Inc.
Net buy shares
100 shares
Net result of reported buy and sell transactions in this Form 4
Key Terms
beneficially own, voting and investment power, indirect, Rule 10b5-1
4 terms
beneficially own financial
"Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
voting and investment power financial
"Mr. Ault, III, is deemed to have voting and investment power with respect to the securities"
indirect financial
"Indirect ownership of common stock by Ault Lending, LLC, Alpha Structured Finance LP and Ault & Company, Inc."
Rule 10b5-1 regulatory
"No Rule 10b5-1 trading plan is reported for the September 18, 2026 purchase"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did UUU report on September 18, 2026?
The reporting person, Milton C. Ault III, purchased 100 shares of UNIVERSAL SAFETY PRODUCTS, INC. common stock on September 18, 2026 at a price of $5.01 per share in a direct open-market or private transaction.
Were the UUU insider transactions made under a Rule 10b5-1 trading plan?
No. The filing’s Rule 10b5-1 checkbox is unchecked, so no Rule 10b5-1 trading plan is reported for the September 18, 2026 purchase of UNIVERSAL SAFETY PRODUCTS, INC. common stock.
AI-generated analysis. How Rhea-AI works. Not financial advice.
