Universal Safety director buys 200 shares at $4.86
Director and ten percent owner Milton C. Ault III added a small direct share purchase while maintaining large indirect holdings in Universal Safety Products, Inc.
Rhea-AI Filing Summary
UNIVERSAL SAFETY PRODUCTS, INC. (UUU) reports that director and ten percent owner Milton C. Ault III purchased 200 shares of common stock on September 17, 2026 at $4.86 per share in a direct open-market or private transaction. No Rule 10b5-1 trading plan is reported. Footnotes state that Mr. Ault may be deemed to beneficially own additional common shares held indirectly through Ault Lending, LLC (1,133,062 shares), Alpha Structured Finance LP (22,700 shares), and Ault & Company, Inc. (6,200 shares), reflecting significant indirect positions alongside the small new direct purchase.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 200 shares
Net Buy
5 txns
Insider
AULT MILTON C III
Role
Director, 10% Owner
Bought
200 shs ($972.00)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock | 200 | $4.86 | $972.00 |
| holding | Common Stock F1 | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock F2 | -- | -- | -- |
| holding | Common Stock F3 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 20,200 shares (Direct);
Common Stock — 1,133,062 shares (Indirect, By Ault Lending, LLC);
Common Stock — 22,700 shares (Indirect, By Alpha Structured Finance LP);
Common Stock — 6,200 shares (Indirect, By Ault & Company, Inc.)
Footnotes (3)
- F1. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- F2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- F3. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Key Figures
Shares purchased: 200 shares
Purchase price per share: $4.86 per share
Indirect holdings via Ault Lending, LLC: 1,133,062 shares
+2 more
5 metrics
Shares purchased
200 shares
Direct purchase of common stock on September 17, 2026
Purchase price per share
$4.86 per share
Direct purchase of 200 shares on September 17, 2026
Indirect holdings via Ault Lending, LLC
1,133,062 shares
Common stock of Universal Safety Products, Inc. held of record by Ault Lending, LLC
Indirect holdings via Alpha Structured Finance LP
22,700 shares
Common stock beneficially owned by Alpha Structured Finance LP
Indirect holdings via Ault & Company, Inc.
6,200 shares
Common stock beneficially owned by Ault & Company, Inc.
Key Terms
beneficially owned, general partner, investment manager
3 terms
beneficially owned financial
"Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund")."
Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.
general partner financial
"Alpha GP and Alpha Management are the general partner and investment manager"
A general partner is the person or firm that runs an investment partnership and legally represents it — they make the day-to-day decisions, choose which assets to buy or sell, and are responsible for the partnership’s obligations. Investors care because the general partner’s judgment, risk-taking and fee and profit-sharing arrangements determine both the potential returns and the level of exposure to losses; think of the GP as the ship’s captain whose skill and honesty shape the voyage’s outcome.
investment manager financial
"Alpha GP and Alpha Management are the general partner and investment manager"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did UUU director Milton C. Ault III report?
He purchased 200 shares of Universal Safety Products, Inc. common stock on September 17, 2026 at $4.86 per share in a direct open-market or private transaction.
Does the UUU Form 4 indicate trades under a Rule 10b5-1 plan?
No. The Form 4’s Rule 10b5-1 checkbox is not checked, and the footnotes do not state that the reported purchase was made pursuant to any Rule 10b5-1 or similar pre-arranged trading plan.
What indirect holdings in UUU are attributed to Ault Lending, LLC?
Footnotes state that Ault Lending, LLC, a wholly owned subsidiary of Hyperscale Data, Inc., holds 1,133,062 shares of Universal Safety Products, Inc. common stock, over which Milton C. Ault III is deemed to have voting and investment power.
AI-generated analysis. How Rhea-AI works. Not financial advice.
