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  4. [Form 4] UNIVERSAL SAFETY PRODUCTS, INC. Insider Trading Activity

Universal Safety Products (UUU) director discloses open‑market buys shares

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Universal Safety Products, Inc. director Milton C. Ault, III reported indirect open‑market purchases of the company’s common stock through affiliated entities.

On December 15, 2025, Alpha Structured Finance LP bought 2,500 shares at a volume‑weighted average price of $5.021 per share, resulting in 8,453 shares indirectly owned through that entity. On December 16, 2025, the same affiliate bought 1,547 shares at a volume‑weighted average price of $5.0486, bringing its indirect holding to 10,000 shares. Another affiliate, Ault Lending, LLC, purchased 1,569 shares on December 16, 2025 at $5.0159 per share and held 144,100 shares afterward, while Ault & Company, Inc. held 6,000 shares beneficially owned by Mr. Ault.

Positive

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Negative

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Insider AULT MILTON C III
Role Director
Bought 5,616 shs ($28K)
Type Security Shares Price Value
Purchase Common Stock 1,547 $5.0486 $8K
Purchase Common Stock 1,569 $5.0159 $8K
Purchase Common Stock 2,500 $5.021 $13K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 10,000 shares (Indirect, By Alpha Structured Finance LP)
Footnotes (1)
  1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.0210. The range of purchase prices on the transaction date was $4.9586 to $5.0598 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.0486. The range of purchase prices on the transaction date was $5.04 to $5.06 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
AULT MILTON C III
(Last) (First) (Middle)
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 190
(Street)
LAS VEGAS NV 89141
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/15/2025 P 2,500 A $5.021(1) 8,453 I By Alpha Structured Finance LP(2)
Common Stock 12/16/2025 P 1,547 A $5.0486(3) 10,000 I By Alpha Structured Finance LP(2)
Common Stock 12/16/2025 P 1,569 A $5.0159 144,100 I By Ault Lending, LLC(4)
Common Stock 6,000 I By Ault & Company, Inc.(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.0210. The range of purchase prices on the transaction date was $4.9586 to $5.0598 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
2. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
3. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.0486. The range of purchase prices on the transaction date was $5.04 to $5.06 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
4. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
5. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Remarks:
/s/ Milton C. Ault, III 12/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Universal Safety Products (UUU) report in this Form 4?

The filing shows that director Milton C. Ault, III reported indirect open‑market purchases of Universal Safety Products common stock through several affiliated entities.

How many Universal Safety Products (UUU) shares did Alpha Structured Finance LP buy?

Alpha Structured Finance LP bought 2,500 shares of common stock on December 15, 2025 and 1,547 shares on December 16, 2025, both reported as indirect purchases for Mr. Ault.

What prices were paid for the recent UUU stock purchases by Milton C. Ault, III’s affiliates?

Alpha Structured Finance LP paid volume‑weighted average prices of $5.021 and $5.0486 per share on its two purchase dates, while Ault Lending, LLC paid $5.0159 per share for its purchase on December 16, 2025.

How many Universal Safety Products shares are held by Ault Lending, LLC after the reported transaction?

Following its reported purchase of 1,569 shares on December 16, 2025, Ault Lending, LLC held 144,100 shares of Universal Safety Products common stock.

What additional beneficial ownership in UUU is reported through Ault & Company, Inc.?

Ault & Company, Inc. is reported as holding 6,000 shares of Universal Safety Products common stock that are beneficially owned by Mr. Ault.

What is Milton C. Ault, III’s relationship to Universal Safety Products (UUU)?

Milton C. Ault, III is reported as a director of Universal Safety Products, Inc. on the Form 4.