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  4. [Form 4] UNIVERSAL SAFETY PRODUCTS, INC. Insider Trading Activity

Universal Safety Products (UUU) director Milton Ault reports insider stock buys

Filing Impact
(Neutral)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

Universal Safety Products, Inc. director Milton C. Ault III reported open‑market purchases of the company’s common stock through affiliated entities. On 12/02/2025, an affiliate bought 4,631 shares at a volume‑weighted average price of $4.3050 per share, and another affiliate bought 1,000 shares at $4.309 per share. On 12/03/2025, an affiliate purchased an additional 1,431 shares at a volume‑weighted average price of $4.3244 per share. Following these transactions, Ault is reported as indirectly beneficially owning shares through Ault Lending, LLC, Ault & Company, Inc., and Alpha Structured Finance LP.

Positive

  • None.

Negative

  • None.
Insider AULT MILTON C III
Role Director
Bought 7,062 shs ($30K)
Type Security Shares Price Value
Purchase Common Stock 1,431 $4.3244 $6K
Purchase Common Stock 4,631 $4.305 $20K
Purchase Common Stock 1,000 $4.309 $4K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 102,431 shares (Indirect, By Ault Lending, LLC)
Footnotes (1)
  1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3050. The range of purchase prices on the transaction date was $4.2999 to $4.3052 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3244. The range of purchase prices on the transaction date was $4.3116 to $4.3299 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
AULT MILTON C III
(Last) (First) (Middle)
11411 SOUTHERN HIGHLANDS PARKWAY
SUITE 190
(Street)
LAS VEGAS NV 89141
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/02/2025 P 4,631 A $4.305(1) 101,000 I By Ault Lending, LLC(2)
Common Stock 12/02/2025 P 1,000 A $4.309 6,000 I By Ault & Company, Inc.(3)
Common Stock 12/03/2025 P 1,431 A $4.3244(4) 102,431 I By Ault Lending, LLC(2)
Common Stock 5,953 I By Alpha Structured Finance LP(5)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3050. The range of purchase prices on the transaction date was $4.2999 to $4.3052 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
2. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
3. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
4. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.3244. The range of purchase prices on the transaction date was $4.3116 to $4.3299 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
5. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
Remarks:
/s/ Milton C. Ault, III 12/04/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions were reported for Universal Safety Products (UUU)?

Director Milton C. Ault III reported multiple open‑market purchases of Universal Safety Products common stock on 12/02/2025 and 12/03/2025 through affiliated entities.

How many UUU shares were purchased in the reported transactions?

The report shows purchases of 4,631 shares at a volume‑weighted average price of $4.3050, 1,000 shares at $4.309, and 1,431 shares at a volume‑weighted average price of $4.3244.

At what prices did Milton C. Ault III’s affiliates buy Universal Safety Products (UUU) stock?

Shares were bought in open‑market transactions at volume‑weighted average prices of $4.3050 and $4.3244 per share, and at $4.309 per share in a separate trade.

Which entities hold UUU shares beneficially for Milton C. Ault III?

The filing states that Ault is deemed to have beneficial ownership of shares held by Ault Lending, LLC, Ault & Company, Inc., and Alpha Structured Finance LP through control relationships.

How many UUU shares are indirectly owned after the reported transactions?

After the reported trades, the filing lists 101,000 shares and later 102,431 shares held through Ault Lending, LLC, 6,000 shares through Ault & Company, Inc., and 5,953 shares through Alpha Structured Finance LP as indirectly beneficially owned.

Were the UUU share purchases made under a Rule 10b5-1 trading plan?

The form includes a checkbox for indicating trades under a Rule 10b5‑1(c) plan, but the excerpt does not show that it was selected for these transactions.