Universal Safety Products Director Buys 15,434 Shares
Two purchases were held indirectly through Ault Lending, LLC, while two were reported as direct purchases.
Rhea-AI Filing Summary
Universal Safety Products, Inc. (UUU) director and 10% owner Milton C. Ault III reported four purchases totaling 15,434 common shares on September 21, 2026, September 22, 2026, and September 23, 2026. Two direct purchases were 100 shares at $5.0724 and 300 shares at $4.9805 per share; two purchases held indirectly through Ault Lending, LLC were 3,000 shares at $5.0225 and 12,034 shares at $5.1086 per share. The filing also lists indirect holdings of 22,700 shares held by Alpha Structured Finance LP and 6,200 shares held by Ault & Company, Inc.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 15,434 shares
Net Buy
6 txns
Insider
AULT MILTON C III
Role
Director, 10% Owner
Bought
15,434 shs ($79K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F2 | 300 | $4.9805 | $1K |
| Purchase | Common Stock F3, F1 | 12,034 | $5.1086 | $61K |
| Purchase | Common Stock F1 | 3,000 | $5.0225 | $15K |
| Purchase | Common Stock | 100 | $5.0724 | $507.24 |
| holding | Common Stock F4 | -- | -- | -- |
| holding | Common Stock F5 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 10,700 shares (Direct);
Common Stock — 1,148,096 shares (Indirect, By Ault Lending, LLC);
Common Stock — 22,700 shares (Indirect, By Alpha Structured Finance LP);
Common Stock — 6,200 shares (Indirect, By Ault & Company, Inc.)
Footnotes (5)
- F1. Ault Lending, LLC (“Ault Lending”), is a wholly owned subsidiary of Hyperscale Data, Inc. (“HSD”). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.
- F2. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $4.9805. The range of purchase prices on the transaction date was $4.945 to $5.05 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F3. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.1086. The range of purchase prices on the transaction date was $5.0797 to $5.2508 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- F4. Securities beneficially owned by Alpha Structured Finance LP (“Alpha Fund”). Mr. Ault is the Manager of Alpha Structured Finance GP LLC (“Alpha GP”) and ACG Alpha Management LLC (“Alpha Management”). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.
- F5. Securities beneficially owned by Ault & Company, Inc. (“Ault & Co.”). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.
Key Figures
Direct purchase: 100 shares at $5.0724 per share
Indirect purchase through Ault Lending, LLC: 3,000 shares at $5.0225 per share
Direct purchase: 300 shares at $4.9805 per share
+3 more
6 metrics
Direct purchase
100 shares at $5.0724 per share
September 21, 2026
Indirect purchase through Ault Lending, LLC
3,000 shares at $5.0225 per share
September 22, 2026
Direct purchase
300 shares at $4.9805 per share
September 23, 2026
Indirect purchase through Ault Lending, LLC
12,034 shares at $5.1086 per share
September 23, 2026
Shares held by Alpha Structured Finance LP
22,700 shares
Indirect holding listed September 21, 2026
Shares held by Ault & Company, Inc.
6,200 shares
Indirect holding listed September 21, 2026
Key Terms
volume weighted average purchase price, voting and investment power, beneficially own
3 terms
volume weighted average purchase price financial
"volume weighted average purchase price of $4.9805"
The volume weighted average purchase price is the average price an investor paid for a security, calculated by giving more weight to prices where more shares were bought—so large trades move the average more than small ones. Investors use it like a cost-basis yardstick to see whether current market prices are above or below what they effectively paid, helping judge gains, losses, and whether to sell or add to a position.
voting and investment power regulatory
"deemed to have voting and investment power with respect to the securities"
beneficially own regulatory
"Mr. Ault may be deemed to beneficially own the securities"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
Were UUU's insider purchases made under a Rule 10b5-1 plan?
No Rule 10b5-1 plan is reported for the purchases.
AI-generated analysis. How Rhea-AI works. Not financial advice.
