Ault-linked entities add 60,500 Universal Safety (UUU) shares in open-market buys

Rhea-AI Filing Summary

Universal Safety Products director Milton C. Ault III, through affiliated entities, reported open‑market purchases of 60,500 shares of Common Stock. The trades occurred on March 10–12, 2026 at volume‑weighted average prices between about $5.30 and $5.89 per share.

Most shares were bought indirectly through Ault Lending, LLC and Alpha Structured Finance LP, where Ault has or may be deemed to have voting and investment power. A smaller portion was purchased directly, leaving 1,400 shares held in his name alongside significant indirect holdings.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

AULT MILTON C III

(Last) (First) (Middle)

11411 SOUTHERN HIGHLANDS PARKWAY

SUITE 190

(Street)

LAS VEGAS NV 89141

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
UNIVERSAL SAFETY PRODUCTS, INC. [ UUU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/10/2026		P		40,000	A	$5.3248(1)	596,332	I	By Ault Lending, LLC(2)
Common Stock	03/10/2026		P		5,000	A	$5.3009(3)	15,000	I	By Alpha Structured Finance LP(4)
Common Stock	03/11/2026		P		200	A	$5.58(5)	1,400	D
Common Stock	03/11/2026		P		100	A	$5.61	596,432	I	By Ault Lending, LLC(2)
Common Stock	03/12/2026		P		15,200	A	$5.8866(6)	611,632	I	By Ault Lending, LLC(2)
Common Stock								6,000	I	By Ault & Company, Inc.(7)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.3248. The range of purchase prices on the transaction date was $5.3095 to $5.34 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

2. Ault Lending, LLC ("Ault Lending"), is a wholly owned subsidiary of Hyperscale Data, Inc. ("HSD"). Milton C. Ault, III, the Executive Chairman of HSD, is deemed to have voting and investment power with respect to the securities held of record by Ault Lending.

3. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.3009. The range of purchase prices on the transaction date was $5.2924 to $5.3025 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

4. Securities beneficially owned by Alpha Structured Finance LP ("Alpha Fund"). Mr. Ault is the Manager of Alpha Structured Finance GP LLC ("Alpha GP") and ACG Alpha Management LLC ("Alpha Management"). Alpha GP and Alpha Management are the general partner and investment manager to Alpha Fund, respectively. As a result of these relationships, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Alpha Fund.

5. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.58. The range of purchase prices on the transaction date was $5.55 to $5.61 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

6. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $5.8866. The range of purchase prices on the transaction date was $5.6408 to $5.8898 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.

7. Securities beneficially owned by Ault & Company, Inc. ("Ault & Co."). Mr. Ault is the Chief Executive Officer and Chairman of Ault & Co. As a result of this relationship, Mr. Ault may be deemed to beneficially own the securities beneficially owned by Ault & Co.

Remarks:

	By: /s/ Milton C. Ault, III	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Universal Safety Products (UUU) shares were bought in this Form 4?

The filing reports open-market purchases totaling 60,500 shares of Universal Safety Products common stock. These buys occurred across several transactions and were mainly through entities associated with Milton C. Ault III, reflecting a net increase in his reported beneficial ownership position.

Over what dates did Milton C. Ault III-related entities buy UUU shares?

The reported purchases took place on March 10, 11, and 12, 2026. Each day’s transactions were open-market buys, with separate volume-weighted average prices and price ranges disclosed in the footnotes for the different trading dates reported in the Form 4.

What prices were paid for the UUU shares in these transactions?

The filing shows volume-weighted average prices of $5.3248, $5.3009, $5.58, and $5.8866 per share on the reported dates. Footnotes also provide price ranges for each day’s trades, indicating detailed pricing information is available upon request from the reporting person.

Which entities associated with Milton C. Ault III hold UUU shares after these trades?

Indirect holdings are reported through Ault Lending, LLC, Alpha Structured Finance LP, and Ault & Company, Inc.. Footnotes explain Ault’s roles with these entities, under which he is deemed or may be deemed to beneficially own the Universal Safety Products shares they hold.

How many UUU shares does Milton C. Ault III hold directly after these purchases?

Following a 200-share open-market purchase on March 11, 2026, the Form 4 lists 1,400 shares of Universal Safety Products common stock held directly. This direct position is in addition to larger indirect holdings reported through various affiliated entities.

Were any derivative securities or option exercises disclosed in this UUU Form 4?

No derivative transactions or option exercises are reported. The derivative section is empty, and the transaction summary shows zero derivative transactions or exercise shares, indicating all reported activity relates to non-derivative common stock purchased in open-market transactions.