STOCK TITAN

Uwharrie Capital (UWHR) director acquires 142 shares as board fee

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Uwharrie Capital Corp director Cynthia B. Hanson reported receiving common stock as part of her board compensation. On 12/15/2025, she acquired 142 shares of Uwharrie Capital common stock, held directly in her own name, at a reported price of $10.5 per share. This acquisition is described as payment for a portion of her Annual Retainer for serving as a director, with the number of shares based on the retainer amount divided by the trading price of the stock for this specific payment.

Following this transaction, Hanson beneficially owns 2,123 shares of Uwharrie Capital common stock directly.

Positive

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  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Hanson Cynthia B

(Last) (First) (Middle)
PO BOX 338

(Street)
ALBEMARLE NC 28002-0338

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UWHARRIE CAPITAL CORP [ UWHR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock (Held by Self) 12/15/2025 A(1) 142 A $10.5(2) 2,123 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. This acquisition represents payment for a portion of the reporting person's Annual Retainer for serving in the capacity of Director.
2. The number of shares acquired by the reporting person is based on the amount of the Annual Retainer being paid divided by the trading price of the issuer's common stock acquired for this specific payment.
Cynthia B. Hanson by Tamara M. Singletary, EVP, Uwharrie Capital Corp 12/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Uwharrie Capital Corp (UWHR) disclose?

The filing shows that director Cynthia B. Hanson acquired 142 shares of Uwharrie Capital Corp common stock on 12/15/2025, held directly.

How many Uwharrie Capital Corp (UWHR) shares does the director own after the transaction?

After the reported acquisition, Cynthia B. Hanson beneficially owns 2,123 shares of Uwharrie Capital Corp common stock, all listed as direct ownership.

What was the price per share for the Uwharrie Capital (UWHR) stock acquired?

The 142 shares of Uwharrie Capital Corp common stock were reported at a price of $10.5 per share for this specific payment.

Why did the Uwharrie Capital (UWHR) director receive these shares?

The filing explains that this acquisition represents payment for a portion of the reporting person's Annual Retainer for serving as a director of Uwharrie Capital Corp.

Was this Uwharrie Capital (UWHR) transaction direct or indirect ownership?

The shares reported in the transaction are listed as Common Stock (Held by Self) and classified as Direct (D) ownership.

Does the Uwharrie Capital (UWHR) filing report any derivative securities for this director?

The section for derivative securities is included in the form, but no specific derivative transactions or holdings are reported for this director in the provided tables.

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