Welcome to our dedicated page for Uwharrie Cap SEC filings (Ticker: UWHR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Uwharrie Capital Corp filings document operating results and governance for the company and its subsidiary, Uwharrie Bank. Form 8-K reports provide quarterly and year-end financial results, shareholder reports, consolidated assets, net income, loan and deposit trends, net interest margin commentary, preferred-stock dividend effects and common stock dividend actions.
Proxy materials cover annual meeting proposals, director elections, advisory votes on executive compensation, frequency of future compensation votes and ratification of the independent registered public accounting firm. These filings also identify the company’s capital-stock context and formal shareholder voting matters.
Uwharrie Capital Corp Chief Operations Officer Jason R. Andrew reported an internal restructuring of his share holdings with no cash changing hands. A total of 74 shares of common stock were transferred from an indirect custodial account held by his great grandmother-in-law to a directly held joint account with his spouse. Following the transactions, he directly owns 17,905 shares of common stock and 74 shares held jointly with his spouse, while the indirect custodial position is now zero.
Allen Dawn H reported acquisition or exercise transactions in this Form 4 filing.
Uwharrie Capital Corp director Dawn H. Allen received a grant of 132 shares of common stock, held jointly with her spouse, as part of her Annual Retainer for board service. The shares were valued at a weighted average price of $11.293 per share, bringing her direct holdings to 1,072 shares.
This was a compensation-related share award, not an open-market purchase or sale.
Uwharrie Capital Corp director S. Todd Swaringen reported receiving 132 shares of Common Stock at $11.293 per share as part of his Annual Retainer for serving as a director. This stock award increased his directly held shares to 2,680.
Footnotes explain the grant value was converted into shares using a weighted average price of Uwharrie’s common stock. The filing also notes prior open-market purchases totaling 160 shares at $10.50 per share held indirectly as custodian for his daughter.
Uwharrie Capital Corp director Vernon A. Russell received additional shares of common stock as part of his board compensation. On June 17, 2026, he acquired 132 shares of common stock held by self at a weighted average price of $11.293 per share.
This award represents payment for a portion of his Annual Retainer for serving as a director, rather than an open-market purchase. After this grant, one directly held position shows 2,989 shares of common stock. The filing also lists separate direct and indirect holdings in various IRA and custodial accounts.
Poplin Chris M reported acquisition or exercise transactions in this Form 4 filing.
Uwharrie Capital Corp director Chris M. Poplin received 132 shares of common stock held jointly with his spouse as part of his Annual Retainer for board service. The shares were valued at a weighted average price of $11.293 per share for this specific payment.
After this grant, Poplin directly owns 10,006 shares of Uwharrie Capital common stock. This was a compensation-related stock award, not an open-market purchase or sale.
McAulay Matthew D. reported acquisition or exercise transactions in this Form 4 filing.
Uwharrie Capital Corp director Matthew D. McAulay received 132 shares of common stock as part of his annual board retainer. The shares, held jointly with his spouse, were valued using a weighted average price of $11.293 per share for this specific payment.
After this equity grant, McAulay directly holds a total of 1,934 common shares. This transaction reflects non-cash director compensation rather than an open-market purchase or sale, aligning his interests with other shareholders through additional stock ownership.
Klauder Mary N reported acquisition or exercise transactions in this Form 4 filing.
Uwharrie Capital Corp director Mary N. Klauder received 132 shares of common stock as part of her annual board retainer. The shares were valued at a weighted average price of $11.293 per share, representing payment for a portion of her director compensation. Following this grant, she directly owns 9,658 shares of Uwharrie Capital Corp common stock. This is a routine, compensation-related equity award rather than an open-market purchase.
Uwharrie Capital Corp director Cynthia B. Hanson received a grant of 132 shares of common stock at a weighted average price of $11.293 per share as part of her Annual Retainer for board service. After this compensation-related acquisition, she directly holds 2,255 shares of Uwharrie Capital common stock.
Furr Allen K reported acquisition or exercise transactions in this Form 4 filing.
UWHARRIE CAPITAL CORP director Allen K. Furr received 132 shares of common stock held jointly with his spouse as part of his Annual Retainer for board service. The shares were valued using a weighted average price of $11.293 per share for this specific payment.
After this grant, the jointly held position increased to 4,503 shares. The Form 4 also lists additional direct and indirect holdings, including shares held in IRA accounts and as custodian for a family member, which reflect overall ownership but do not represent new market purchases or sales.
Foster Deidre B reported acquisition or exercise transactions in this Form 4 filing.
Uwharrie Capital Corp director Deidre B. Foster received 132 shares of common stock, held jointly with her spouse, as part of her Annual Retainer for board service. The shares were valued using a weighted average price of $11.293 per share, bringing her direct holdings to 4,194 shares.