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Uwharrie Capital Corp’s Chief People Officer, Brooke L. Senter, reported a non-cash internal transfer of company stock. On 12/19/2025, a total of 44,613 shares of common stock were listed as disposed of and 44,613 shares were listed as acquired, both at a reported price of $0.00, using transaction code J, which indicates a transfer. The explanation states the shares moved from a sole name transfer-on-death spouse brokerage safekeeper account to a trust brokerage safekeeper account, with no money received for the disposed shares and no money paid for the acquired shares.
Following the reported transaction, the form shows 44,613 shares of common stock held directly, plus additional indirect holdings across several accounts, including Roth IRAs and custodial accounts for family members. The filing emphasizes that these changes reflect movements between related accounts rather than open-market purchases or sales.
Uwharrie Capital Corp director S. Todd Swaringen reported acquiring company stock through board compensation and a small additional purchase. On 12/15/2025 he received 142 shares of common stock as payment for a portion of his Annual Retainer for serving as a director, with the number of shares based on the trading price of $10.5 per share.
On the same date he also purchased 80 shares of common stock at $10.5 per share in an account where he acts as custodian for his daughter. After these transactions, the form shows him holding 2,548 shares of common stock directly and 80 shares indirectly as custodian for his daughter, and it also lists 2,252 additional shares in an account held by Cede & Co. for his benefit.
Uwharrie Capital Corp director Vernon A. Russell reported acquiring additional common stock as part of his board compensation. On 12/15/2025, he received 142 shares of common stock at $10.5 per share, recorded as an acquisition and described as payment for a portion of his Annual Retainer for serving as a director.
After this transaction, Russell beneficially owned 2,857 shares of Uwharrie common stock held directly. He also reported 6,422 shares held by Cede & Co. as depository for an IRA for his benefit, 2,015 shares in an IRA for his spouse Edith Bridges Russell, and 442 shares held by Pershing LLC as safekeeper for his spouse under a transfer-on-death designation.
Uwharrie Capital Corp director Frank A. Rankin, III reported acquiring additional common stock of the company as part of his board compensation. On 12/15/2025, he acquired 142 shares of common stock at $10.5 per share, recorded as an acquisition transaction.
This stock award represents payment for a portion of his Annual Retainer for serving as a director. Following this transaction, Rankin directly beneficially owns 52,329 shares of Uwharrie Capital Corp common stock.
Uwharrie Capital Corp director Chris M. Poplin reported acquiring 142 shares of the company’s common stock on December 15, 2025. The shares, held jointly with a spouse, represent payment for a portion of Poplin’s Annual Retainer for serving as a director, with the number of shares based on dividing the retainer amount by the trading price of the stock for this payment, noted as $10.50 per share.
After this transaction, Poplin beneficially owns 9,874 shares of Uwharrie Capital Corp common stock in direct form. The filing is a Form 4 submitted for one reporting person in the capacity of director.
Uwharrie Capital Corp director Wesley A. Morgan reported acquiring 142 shares of the company’s common stock on 12/15/2025 at $10.50 per share. The shares were received as payment for a portion of his annual retainer for serving on the board of directors.
After this stock-based retainer payment, Morgan directly beneficially owns 8,118 shares of Uwharrie Capital common stock, further tying his compensation to the company’s equity performance.
Uwharrie Capital Corp director Matthew D. McAulay reported acquiring 142 shares of common stock on 12/15/2025 as part of his annual retainer for board service. The shares, held jointly with his spouse, were calculated using a price of $10.5 per share based on the issuer's trading price for this specific payment.
After this acquisition, McAulay beneficially owns 1,802 shares of Uwharrie Capital common stock in direct ownership. This transaction reflects receipt of company stock as payment for a portion of his director compensation.
Uwharrie Capital Corp director Mary N. Klauder acquired 142 shares of common stock on 12/15/2025 at $10.5 per share. The acquisition represents payment for a portion of her Annual Retainer for serving in the capacity of director, rather than a cash payment. After this stock-based retainer payment, she beneficially owns 9,526 shares of Uwharrie Capital Corp common stock held directly.
Uwharrie Capital Corp director Cynthia B. Hanson reported receiving common stock as part of her board compensation. On 12/15/2025, she acquired 142 shares of Uwharrie Capital common stock, held directly in her own name, at a reported price of $10.5 per share. This acquisition is described as payment for a portion of her Annual Retainer for serving as a director, with the number of shares based on the retainer amount divided by the trading price of the stock for this specific payment.
Following this transaction, Hanson beneficially owns 2,123 shares of Uwharrie Capital common stock directly.
Uwharrie Capital Corp director Allen K. Furr reported receiving company stock as part of his board compensation. On 12/15/2025, he acquired 142 shares of Uwharrie Capital common stock held jointly with his spouse at $10.5 per share as payment for a portion of his annual director retainer.
Following this transaction, he beneficially owns 4,371 jointly held shares and 967 shares held directly, along with additional shares held through IRA and custodial accounts for himself, his spouse, and their daughter.