Welcome to our dedicated page for Uwharrie Cap SEC filings (Ticker: UWHR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page presents Uwharrie Capital Corp (UWHR) SEC filings, including current reports on Form 8-K that describe results of operations, financial condition, and Board actions. Uwharrie Capital Corp is a North Carolina-incorporated commercial banking company whose common stock trades on the OTCQX market, and its filings provide official details on consolidated assets, net income, and capital decisions.
Recent Form 8-K reports show how the company uses SEC disclosures to announce quarterly financial results, including consolidated total assets at period-end and net income for three-month and nine-month spans. These filings also distinguish between overall net income and net income available to common shareholders, noting that the latter reflects dividends on preferred stock issued by the registrant or its banking subsidiary.
In addition, Uwharrie Capital Corp uses 8-K filings to document stock dividend declarations by its Board of Directors, such as a 3% stock dividend on common stock with a specified payment date. The filings explain that earnings per share figures are adjusted retroactively for these stock dividends, and they often incorporate related press releases as exhibits.
Stock Titan enhances access to these documents by pairing real-time updates from the SEC’s EDGAR system with AI-generated summaries. Users can quickly see the key points from Uwharrie Capital Corp’s 8-K filings, understand how stock dividends and preferred stock dividends affect common shareholders, and navigate to detailed exhibits when deeper review is needed. This page is a central resource for reviewing the company’s regulatory history, including earnings announcements, capital actions, and shareholder communications filed with the SEC.
Uwharrie Capital Corp director reports additional shares from stock dividend
A director of Uwharrie Capital Corp (UWHR) filed a Form 4 reporting receipt of 232 shares of common stock on 12/01/2025. The transaction is coded as "J" and reflects a 3% stock dividend paid to shareholders of record as of 11/10/2025. The shares are shown at a price of $0.00 because they were issued as part of the dividend, with no cash paid by the shareholder.
Following this transaction, the director beneficially owns 7,976 shares of Uwharrie Capital Corp common stock in direct ownership. No derivative securities transactions were reported in this filing. The company also stated that no fractional shares were issued in the dividend; instead, shareholders received cash in lieu of any fractional share amounts.
Uwharrie Capital Corp reported a small change in insider holdings due to a stock dividend. Director Matthew D. McAulay, who holds common stock jointly with his spouse, received 48 additional shares of Uwharrie Capital Corp common stock on 12/01/2025. The filing states this was the result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on that date, based on a record date of 11/10/2025.
After this transaction, McAulay beneficially owns 1,660 shares of common stock in direct form. The explanatory notes clarify that no money was paid by the shareholder for these shares and that fractional shares were not issued; instead, shareholders received cash in lieu of any fractional share amount.
Uwharrie Capital Corp director reports shares from stock dividend
A director of Uwharrie Capital Corp (UWHR) reported receiving 273 shares of common stock on 12/01/2025. The filing shows this was due to a 3% stock dividend paid to shareholders on that date, based on a record date of 11/10/2025. No fractional shares were issued, and any fractional entitlements were settled in cash.
After this dividend, the director beneficially owns 9,384 shares of Uwharrie Capital Corp common stock held directly. The filing notes that no cash was paid by the shareholder for these additional shares, as they were issued as part of the stock dividend.
Uwharrie Capital Corp director reports stock dividend shares. A Form 4 filing shows director Allen K. Furr and related accounts received additional shares of Uwharrie Capital Corp common stock on 12/01/2025.
The filing explains that these shares were issued as part of a three (3%) stock dividend paid to shareholders on 12/01/2025, based on a record date of 11/10/2025. Individual line items include, for example, 123 shares added to stock held jointly with his spouse, 28 shares added to stock held by himself, and several small increases in IRA and custodial accounts.
The transaction price is reported as $0.00 per share because no money was paid by the shareholders; the additional stock came directly from the stock dividend, with cash paid only in lieu of fractional shares.
Uwharrie Capital Corp director reports additional shares from stock dividend
A director of Uwharrie Capital Corp (UWHR), reporting ownership jointly with a spouse, disclosed the acquisition of 114 shares of common stock on 12/01/2025. The filing explains that these shares were received through a 3% stock dividend paid to all shareholders of Uwharrie Capital Corp on that date, based on a record date of 11/10/2025. No fractional shares were issued, and shareholders received cash instead for any fractional amounts.
After this stock dividend, the reporting person holds 3,920 shares of Uwharrie Capital Corp common stock jointly with a spouse. The filing notes that no cash was paid by the shareholder for the acquired shares, as they arose from the stock dividend rather than a purchase.
Uwharrie Capital Corp director reports additional shares from stock dividend
A director of Uwharrie Capital Corp, reporting as a joint owner with a spouse, received 71 additional shares of common stock on 12/01/2025. The shares were issued at a reported price of $0.00 as part of a 3% stock dividend paid to shareholders of record as of 11/10/2025. Following this transaction, the reporting person beneficially owns 2,452 shares of Uwharrie Capital Corp common stock held jointly with a spouse. No fractional shares were issued in the dividend; shareholders instead received cash in lieu of any fractional share amounts.
Uwharrie Capital Corp reported an insider share increase for a director due to a stock dividend. Director Dean M. Bowers received 253 additional shares of Uwharrie Capital Corp common stock on 12/01/2025 as a result of a three percent stock dividend paid to shareholders as of record date 11/10/2025. The transaction is reported at a price of $0.00 because no money was paid by the shareholder for these shares; they were issued as part of the stock dividend.
Following this dividend-related issuance, Bowers beneficially owns 8,696 shares of Uwharrie Capital Corp common stock in direct ownership. The filing clarifies that no fractional shares were issued in the dividend and that shareholders received cash instead for any fractional share amounts.
Uwharrie Capital Corp director Aaron D. Bates reported receiving additional common shares through a stock dividend rather than open‑market purchases. On 12/01/2025, he acquired 27 shares of common stock held "by Self TOD Spouse" at a stated price of $0.00, bringing that holding to 941 shares. On the same date, he acquired 19 shares of common stock related to an IRA account, increasing that position to 684 shares.
The filing explains that these shares were issued as part of a 3% stock dividend paid to Uwharrie Capital Corp shareholders on 12/01/2025, based on a record date of 11/10/2025. No cash was paid by the shareholder for the new shares, and no fractional shares were issued; any fractional entitlements were settled in cash.
Uwharrie Capital Corp reported an insider ownership change related to a stock dividend. A director, filing as an individual reporting person, received 146 additional shares of common stock held jointly with a spouse on 12/01/2025. This was coded as a "J" transaction, indicating an acquisition through a non-open-market event.
The filing explains that the shares were issued as part of a 3% stock dividend paid to shareholders of Uwharrie Capital Corp on 12/01/2025, based on a record date of 11/10/2025. No fractional shares were issued, and shareholders received cash instead of any fractional entitlements.
After this stock dividend, the reporting person beneficially owns 5,032 shares of common stock jointly with a spouse. The filing notes that no money was paid by the shareholders for the acquired shares, as they resulted entirely from the 3% stock dividend.
Uwharrie Capital Corp filed a current report to announce that it has released a quarterly report to shareholders. The report, dated November 21, 2025, includes a letter to shareholders from President and CEO Roger L. Dick and unaudited financial information for the period ended September 30, 2025.
The shareholder report is provided as Exhibit 99.1 and is incorporated by reference, meaning its details are treated as part of this disclosure. The company also notes that the materials may contain forward-looking statements, highlighting that these reflect current management expectations and are subject to significant risks and uncertainties.