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  4. [Form 4] UWHARRIE CAPITAL CORP Insider Trading Activity

Uwharrie Capital Corp (UWHR) insider reports shares from 3% stock dividend

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Uwharrie Capital Corp reported that Chief People Officer Brooke L. Senter received additional shares through a company-wide stock dividend. On 12/01/2025, a three (3%) stock dividend was paid to shareholders of record as of 11/10/2025, increasing Ms. Senter’s holdings across several direct and indirect accounts.

The report shows multiple entries of common stock credited at a price of $0.00 per share, reflecting that no money was paid for the acquired shares. Any fractional shares from the 3% stock dividend were not issued; instead, shareholders received cash in lieu of fractional amounts. The filing details various custodial and retirement accounts where these additional shares are now held for Ms. Senter and related parties.

Positive

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Negative

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Insider Senter Brooke L
Role Chief People Officer
Type Security Shares Price Value
Other Common Stock 1,299 $0.00 --
Other Common Stock 45 $0.00 --
Other Common Stock 237 $0.00 --
Other Common Stock 71 $0.00 --
Other Common Stock 29 $0.00 --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 44,613 shares (Direct); Common Stock — 2,465 shares (Indirect, Held by Roth IRA FBO Spouse of Reporting Person Soley)
Footnotes (1)
  1. Held by Depository for Pershing LLC Safekeeper for Brooke Laton Senter TOD 08/18/2017 Shares acquired as a result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-01-2025 as of Record Date 11-10-2025. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares. No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-01-2025 as of Record Date 11-10-2025. Held by charles SCHWAB & Co Inc Custodian for Brooke L. Senter Roth Contributory IRA Held by charles SCHWAB & Co Inc Safekeeper for Neil B. Senter & Brooke L. Senter Designated Bene Plan/TOD Held by charles SCHWAB & Co Inc Custodian for Neil B. Senter Roth Contributory IRA Held by charles SCHWAB & Co Inc for Mother-in-Law as Custodian for Reporting Person's Daughter
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Form 4 Insider Transactions: What Each Field Means →

FAQ

What did Uwharrie Capital Corp (UWHR) disclose in this Form 4?
The filing discloses that Chief People Officer Brooke L. Senter received additional Uwharrie Capital Corp common shares due to a 3% stock dividend paid on 12/01/2025.

What is the size and timing of Uwharrie Capital Corps stock dividend?
Uwharrie Capital Corp paid a three (3%) stock dividend on 12/01/2025 to shareholders of record as of 11/10/2025.

Did Brooke L. Senter pay cash for the newly acquired UWHR shares?
No. The filing states that no money was paid for the acquired shares; they were received as part of the 3% stock dividend at a stated price of $0.00 per share.

How were fractional shares from the Uwharrie Capital Corp stock dividend handled?
The document explains that no fractional shares were issued in the 3% stock dividend; instead, shareholders were paid cash in lieu of fractional shares.

What types of accounts now hold the additional Uwharrie Capital Corp shares?
The added shares are held in several direct and indirect accounts, including Roth IRAs, custodial accounts for family members, and brokerage accounts designated for Brooke L. Senter and related parties.

What is Brooke L. Senters role at Uwharrie Capital Corp (UWHR)?
The filing identifies Brooke L. Senter as an officer of Uwharrie Capital Corp, serving as its Chief People Officer.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Senter Brooke L
(Last) (First) (Middle)
PO BOX 338
(Street)
ALBEMARLE NC 28002-0338
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UWHARRIE CAPITAL CORP [ UWHR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief People Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 12/01/2025 J(2) V 1,299 A $0.00(3) 44,613 D
Common Stock(4) 12/01/2025 J(2) V 45 A $0.00(3) 1,562 D
Common Stock(5) 12/01/2025 J(2) V 237 A $0.00(3) 8,146 D
Common Stock(6) 12/01/2025 J(2) V 71 A $0.00(3) 2,465 I Held by Roth IRA FBO Spouse of Reporting Person Soley
Common Stock(7) 12/01/2025 J(2) V 29 A $0.00(3) 1,027 I Held by Mother-in-Law Custodian for Daughter
Common Stock(7) 12 I Held by Mother-in-Law Custodian for Daughter
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Held by Depository for Pershing LLC Safekeeper for Brooke Laton Senter TOD 08/18/2017
2. Shares acquired as a result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-01-2025 as of Record Date 11-10-2025. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
3. No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-01-2025 as of Record Date 11-10-2025.
4. Held by charles SCHWAB & Co Inc Custodian for Brooke L. Senter Roth Contributory IRA
5. Held by charles SCHWAB & Co Inc Safekeeper for Neil B. Senter & Brooke L. Senter Designated Bene Plan/TOD
6. Held by charles SCHWAB & Co Inc Custodian for Neil B. Senter Roth Contributory IRA
7. Held by charles SCHWAB & Co Inc for Mother-in-Law as Custodian for Reporting Person's Daughter
Brooke L. Senter by Tamara M. Singletary, EVP, Uwharrie Capital Corp 12/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR