Uwharrie Capital officer restructures 8,146 shares
Uwharrie Capital Corp’s Chief People Officer Brooke L. Senter reported an internal restructuring of her UWHARRIE CAPITAL CORP common stock holdings.
Sentiment and the balance of points
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Form Type
4
Rhea-AI Filing Summary
Uwharrie Capital Corp’s Chief People Officer Brooke L. Senter reported an internal restructuring of her UWHARRIE CAPITAL CORP common stock holdings. Two Form 4 entries show 8,146 shares moved between a joint brokerage safekeeper account and The Senter Living Trust’s brokerage safekeeper account.
Footnotes state that no money was paid or received for either side of this transfer, confirming it as a non‑cash shift in how the shares are held rather than a market trade. Additional entries list direct and indirect positions, including holdings in Roth IRAs and custodial accounts for family members.
Insider Trade Summary
Other: 16,292 shares
Other
7 txns
Insider
Senter Brooke L
Role
Chief People Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Common Stock | 8,146 | $0.00 | $0.00 |
| Other | Common Stock | 8,146 | $0.00 | $0.00 |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 54,779 shares (Direct);
Common Stock — 2,465 shares (Indirect, Held by Roth IRA FBO Spouse of Reporting Person Soley);
Common Stock — 1,039 shares (Indirect, Held by Mother-in-Law Custodian for Daughter)
Footnotes (9)
- F1. Held by charles SCHWAB & Co Inc Safekeeper for Neil B. Senter & Brooke L. Senter Designated Bene Plan/TOD
- F2. Transfer of shares from a joint brokerage safekeeper account to a trust brokerage safekeeper account
- F3. No money was received by the shareholder(s) for the Disposed shares. The shares were disposed of as result of a transfer of shares from a joint broker safekeeper account to a trust brokerage safekeeper account.
- F4. Held by charles SCHWAB & Co Inc Safekeeper for The Senter Living Trust UAD 12/04/25 Neil Bentley Senter & Brooke Laton Senter TTEES
- F5. No money was paid by the shareholder(s) for the Acquired shares. The shares were acquired as a result of a transfer of shares from a joint brokerage safekeeper account to a trust brokerage safekeeper account.
- F6. Held by Cede & Co., Depository for Pershing, LLC Safekeeper for The Senter Living Trust UAD 12/04/25 Neil Bentley Senter & Brooke Laton Senter TTEES
- F7. Held by charles SCHWAB & Co Inc Custodian for Brooke L. Senter Roth Contributory IRA
- F8. Held by charles SCHWAB & Co Inc Custodian for Neil B. Senter Roth Contributory IRA
- F9. Held by charles SCHWAB & Co Inc for Mother-in-Law as Custodian for Reporting Person's Daughter
Key Figures
Restructuring shares: 8,146 shares
Total restructuring volume: 16,292 shares
Direct holding entry: 45,071 shares
+3 more
6 metrics
Restructuring shares
8,146 shares
Non-cash transfer between brokerage and trust safekeeper accounts
Total restructuring volume
16,292 shares
transactionSummary restructuringShares across two J-code entries
Direct holding entry
45,071 shares
Common Stock, direct ownership, total shares following transaction
Direct trust holding
8,146 shares
Common Stock held after J-code acquisition entry
Spouse Roth IRA holding
2,465 shares
Indirect ownership via Roth IRA for spouse of reporting person
Custodial holding for daughter
1,027 shares
Indirect ownership held by mother-in-law as custodian for daughter
Key Terms
restructuringShares, Other acquisition or disposition, trust brokerage safekeeper account, Roth IRA, +1 more
5 terms
Other acquisition or disposition financial
"transaction_code_description for code J is listed as Other acquisition or disposition"
trust brokerage safekeeper account financial
"shares were transferred from a joint brokerage safekeeper account to a trust brokerage safekeeper account"
Roth IRA financial
"Held by charles SCHWAB & Co Inc Custodian for Brooke L. Senter Roth Contributory IRA"
A Roth IRA is a retirement savings account you fund with money that’s already been taxed, and withdrawals taken in retirement under the account rules are tax-free. It matters to investors because it shifts the tax bill to today instead of retirement, potentially increasing after-tax income later—think of it like paying for a lifetime subscription now so you can use it without extra charges in the future—helpful for long-term tax planning and flexibility.
Form 4 regulatory
"INSIDER FILING DATA (Form 4)"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider activity did UWHR’s Brooke L. Senter report on this Form 4?
Brooke L. Senter reported an internal restructuring of Uwharrie Capital Corp common stock. The filing records transfers of 8,146 shares between a joint brokerage safekeeper account and The Senter Living Trust brokerage safekeeper account, rather than open‑market buying or selling.
What does transaction code J mean in this UWHR Form 4 filing?
Transaction code J in this Form 4 is described as “Other acquisition or disposition.” In this case, the filing classifies two J‑code entries as restructuring transactions, reflecting non‑cash transfers of 8,146 Uwharrie Capital Corp shares between related brokerage safekeeper accounts.
How are Brooke L. Senter’s UWHR holdings structured after these transactions?
The filing lists multiple direct and indirect positions. Direct entries include accounts with 45,071 and 1,562 shares, while indirect holdings are in custodial and Roth IRA accounts, such as 2,465 shares in a Roth IRA for the reporting person’s spouse and smaller custodial balances for a daughter.
Does this UWHR Form 4 show any option exercises or derivative positions?
No derivative activity appears in this Form 4. The derivativeSummary section is empty, and transactionSummary reports zero derivative transactions or option exercises, indicating the reported activity relates only to common stock positions and internal account transfers, not options or other derivatives.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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