Uwharrie Cap Corp SEC Filings

Uwharrie Capital Corp director Vanessa O. Chambers reported an acquisition of company stock in her capacity as a board member. On 12/15/2025, she acquired 142 shares of Uwharrie Capital common stock, held jointly with her spouse, at a price of $10.5 per share.

The filing explains that these shares represent payment for a portion of her Annual Retainer for serving as a director, with the number of shares based on the retainer amount divided by the trading price of the stock for this payment. Following this transaction, she beneficially owns 2,594 shares of Uwharrie Capital common stock, reported as directly owned.

Uwharrie Capital Corp director Dean M. Bowers reported acquiring 142 shares of the company’s common stock on 12/15/2025 at a price of $10.50 per share. The filing explains that this stock issuance represents payment of a portion of his Annual Retainer for serving as a director, with the number of shares based on the trading price of the stock used for this payment.

After this compensation-related transaction, Bowers beneficially owns 8,838 shares of Uwharrie Capital Corp common stock, held directly.

Uwharrie Capital Corp director Aaron D. Bates reported acquiring 142 shares of common stock on 12/15/2025 at $10.50 per share. This stock was issued as payment for a portion of his annual retainer for serving as a director, with the share count based on the retainer amount divided by the trading price for this specific payment.

After the transaction, he beneficially owns 1,083 shares directly in his own account and 684 shares of common stock held in a Simple IRA account.

Uwharrie Capital Corp director Merlin Amirtharaj reported acquiring 142 shares of common stock on 12/15/2025. The shares, held jointly with a spouse, were issued as payment for a portion of the director’s Annual Retainer for board service, with the share count based on the retainer amount divided by the trading price of the stock for this payment, shown as $10.5 per share. After this transaction, Amirtharaj beneficially owns 5,174 shares of Uwharrie Capital Corp common stock in direct ownership.

Uwharrie Capital Corp reported a routine insider ownership update. An officer of the company, identified as President of UB Mortgage, received 442 shares of common stock on 12/01/2025 through a three percent stock dividend paid to shareholders of Uwharrie Capital Corp as of record date 11/10/2025. No money was paid by the shareholder for these shares because they were issued as part of the stock dividend, with cash paid only in lieu of any fractional shares.

Following this transaction, the reporting person directly beneficially owns 15,205 shares of Uwharrie Capital Corp common stock. The filing is a Form 4 submitted by a single reporting person and reflects non-derivative equity holdings only, with no derivative securities reported.

Uwharrie Capital Corp insider Christy D. Stoner reported additional share ownership from a stock dividend. As President & CEO of UIA and CMO of UCC, Stoner disclosed multiple acquisitions of Uwharrie Capital Corp common stock on 12/01/2025, all coded as transaction type J and priced at $0.00 per share because they resulted from a stock dividend rather than open-market purchases.

The filing shows 383 shares added to an account held by Stoner, 1,001 shares added to another directly held account, 151 shares added to an account held by a daughter for whom Stoner is attorney-in-fact, and 124 shares added to an IRA rollover account. These transactions increased beneficial ownership in these accounts to 13,175, 34,390, 5,215, and 4,285 shares, respectively. The explanation notes that all shares came from a three percent stock dividend paid on 12/01/2025 to shareholders of record on 11/10/2025, with cash paid in lieu of fractional shares.

Uwharrie Capital Corp reported that executive vice president and corporate secretary Tamara M. Singletary received additional shares of the company’s common stock through a three (3%) stock dividend paid on 12-01-2025 to shareholders of record on 11-10-2025.

She acquired 1,431 shares held directly, plus 7 shares as custodian for her son and 7 shares as custodian for her daughter, all at a price of $0.00 per share because they were issued as stock dividends. After these transactions, she beneficially owns 49,140 shares directly and 272 shares for each child in custodial accounts. No fractional shares were issued; cash was paid in lieu of any fractional amounts.

Uwharrie Capital Corp reported that Chief People Officer Brooke L. Senter received additional shares through a company-wide stock dividend. On 12/01/2025, a three (3%) stock dividend was paid to shareholders of record as of 11/10/2025, increasing Ms. Senter’s holdings across several direct and indirect accounts.

The report shows multiple entries of common stock credited at a price of $0.00 per share, reflecting that no money was paid for the acquired shares. Any fractional shares from the 3% stock dividend were not issued; instead, shareholders received cash in lieu of fractional amounts. The filing details various custodial and retirement accounts where these additional shares are now held for Ms. Senter and related parties.

Uwharrie Capital Corp reported an insider share increase tied to its recent stock dividend. Chief Credit Officer Cheryl P. Rinehardt received additional common shares on 12/01/2025 through a 3% stock dividend paid to shareholders of record as of 11/10/2025. The filing shows 74 shares added to an account held by her with transfer-on-death to her son, bringing that position to 2,570 shares, and 55 shares added to an IRA account held through Cede & Co., bringing that position to 1,906 shares.

No cash was paid by the shareholder for these acquired shares, and any fractional share amounts from the dividend were settled in cash rather than issuing fractional shares.