Uwharrie Cap Corp SEC Filings

Uwharrie Capital Corp’s Chief Risk Officer, R. David Beaver III, reported additional ownership of company common stock following a three percent stock dividend. On 12/01/2025, he acquired multiple small blocks of shares at a reported price of $0.00 per share because the dividend was paid in stock rather than cash. The reported increases include shares held directly, as well as shares held jointly with his spouse and with his mother.

The explanation notes that the stock dividend was paid on 12/01/2025 to shareholders of record as of 11/10/2025, with no fractional shares issued and cash paid instead for any fractional amounts. These transactions represent an update to Beaver’s beneficial ownership position resulting solely from the stock dividend, not from open-market purchases.

Uwharrie Capital Corp executive Jason R. Andrew, the Chief Operations Officer, reported additional holdings of the company's common stock through a stock dividend. On 12/01/2025, he acquired 481 shares of common stock directly at a stated price of $0 per share, increasing his direct beneficial ownership to 16,529 shares.

On the same date, he also acquired 2 shares of common stock indirectly, held by his great grandmother-in-law as custodian for his spouse, bringing that indirect position to 74 shares. The filing explains that these shares were issued as part of a 3% stock dividend paid to Uwharrie Capital Corp shareholders on 12/01/2025, with no cash paid by the shareholders for the new shares and cash paid only in lieu of fractional shares.

Uwharrie Capital Corp reported a change in ownership by its Chief Financial Officer, Heather H. Almond, due to a stock dividend. On 12/01/2025, Almond, who holds common stock jointly with her spouse, acquired 702 shares of Uwharrie Capital Corp common stock. These shares were received as part of a 3% stock dividend paid to shareholders as of the 11/10/2025 record date.

The filing states that no money was paid by the shareholder for these shares, as they were issued as a dividend, with cash paid instead of fractional shares. Following this transaction, Almond beneficially owns 24,128 shares of common stock held directly in joint ownership with her spouse.

Uwharrie Capital Corp director Vernon A. Russell reported changes in his ownership of Uwharrie Capital Corp common stock following a 3% stock dividend paid on 12/01/2025 to shareholders of record as of 11/10/2025. The filing shows multiple small share acquisitions in accounts held directly and through IRA and safekeeper accounts for his spouse, all at a stated price of $0.00 because they resulted from the stock dividend.

The report also records transfers of 100 shares from an IRA to a brokerage safekeeper account for his spouse, again at $0.00, with the explanation that no money was received and the activity was purely an account transfer. Overall, the transactions update how many shares are held in each account and confirm that the changes arise from the stock dividend and internal transfers rather than open-market buying or selling.

Uwharrie Capital Corp director reports additional shares from stock dividend

A director of Uwharrie Capital Corp (UWHR) reported receiving 1,520 shares of common stock on 12/01/2025. The filing states these shares were acquired at a price of $0.00 as part of a 3% stock dividend paid to shareholders of record as of 11/10/2025. After this dividend, the reporting person beneficially owns 52,187 shares of common stock held directly. The company noted that no fractional shares were issued in the dividend, and shareholders received cash in lieu of any fractional amounts.

Uwharrie Capital Corp director reports additional shares from stock dividend

A director of Uwharrie Capital Corp (UWHR) reported receiving 283 shares of common stock, held jointly with their spouse, on 12/01/2025. These shares were issued as part of a 3% stock dividend paid to shareholders of record as of 11/10/2025. After this transaction, the director beneficially owns 9,732 shares of Uwharrie Capital Corp common stock in this joint account.

No cash was paid by the reporting person for these shares, as they were received through the stock dividend. Fractional shares were not issued; instead, shareholders received cash in lieu of any fractional share amounts.

Uwharrie Capital Corp director reports additional shares from stock dividend

A director of Uwharrie Capital Corp (UWHR) filed a Form 4 reporting receipt of 232 shares of common stock on 12/01/2025. The transaction is coded as "J" and reflects a 3% stock dividend paid to shareholders of record as of 11/10/2025. The shares are shown at a price of $0.00 because they were issued as part of the dividend, with no cash paid by the shareholder.

Following this transaction, the director beneficially owns 7,976 shares of Uwharrie Capital Corp common stock in direct ownership. No derivative securities transactions were reported in this filing. The company also stated that no fractional shares were issued in the dividend; instead, shareholders received cash in lieu of any fractional share amounts.

Uwharrie Capital Corp reported a small change in insider holdings due to a stock dividend. Director Matthew D. McAulay, who holds common stock jointly with his spouse, received 48 additional shares of Uwharrie Capital Corp common stock on 12/01/2025. The filing states this was the result of a three (3%) stock dividend paid to shareholders of Uwharrie Capital Corp on that date, based on a record date of 11/10/2025.

After this transaction, McAulay beneficially owns 1,660 shares of common stock in direct form. The explanatory notes clarify that no money was paid by the shareholder for these shares and that fractional shares were not issued; instead, shareholders received cash in lieu of any fractional share amount.

Uwharrie Capital Corp director reports shares from stock dividend

A director of Uwharrie Capital Corp (UWHR) reported receiving 273 shares of common stock on 12/01/2025. The filing shows this was due to a 3% stock dividend paid to shareholders on that date, based on a record date of 11/10/2025. No fractional shares were issued, and any fractional entitlements were settled in cash.

After this dividend, the director beneficially owns 9,384 shares of Uwharrie Capital Corp common stock held directly. The filing notes that no cash was paid by the shareholder for these additional shares, as they were issued as part of the stock dividend.