Welcome to our dedicated page for Uwharrie Cap SEC filings (Ticker: UWHR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page presents Uwharrie Capital Corp (UWHR) SEC filings, including current reports on Form 8-K that describe results of operations, financial condition, and Board actions. Uwharrie Capital Corp is a North Carolina-incorporated commercial banking company whose common stock trades on the OTCQX market, and its filings provide official details on consolidated assets, net income, and capital decisions.
Recent Form 8-K reports show how the company uses SEC disclosures to announce quarterly financial results, including consolidated total assets at period-end and net income for three-month and nine-month spans. These filings also distinguish between overall net income and net income available to common shareholders, noting that the latter reflects dividends on preferred stock issued by the registrant or its banking subsidiary.
In addition, Uwharrie Capital Corp uses 8-K filings to document stock dividend declarations by its Board of Directors, such as a 3% stock dividend on common stock with a specified payment date. The filings explain that earnings per share figures are adjusted retroactively for these stock dividends, and they often incorporate related press releases as exhibits.
Stock Titan enhances access to these documents by pairing real-time updates from the SEC’s EDGAR system with AI-generated summaries. Users can quickly see the key points from Uwharrie Capital Corp’s 8-K filings, understand how stock dividends and preferred stock dividends affect common shareholders, and navigate to detailed exhibits when deeper review is needed. This page is a central resource for reviewing the company’s regulatory history, including earnings announcements, capital actions, and shareholder communications filed with the SEC.
Uwharrie Capital Corp reported that Chief People Officer Brooke L. Senter received additional shares through a company-wide stock dividend. On 12/01/2025, a three (3%) stock dividend was paid to shareholders of record as of 11/10/2025, increasing Ms. Senter’s holdings across several direct and indirect accounts.
The report shows multiple entries of common stock credited at a price of $0.00 per share, reflecting that no money was paid for the acquired shares. Any fractional shares from the 3% stock dividend were not issued; instead, shareholders received cash in lieu of fractional amounts. The filing details various custodial and retirement accounts where these additional shares are now held for Ms. Senter and related parties.
Uwharrie Capital Corp reported an insider share increase tied to its recent stock dividend. Chief Credit Officer Cheryl P. Rinehardt received additional common shares on 12/01/2025 through a 3% stock dividend paid to shareholders of record as of 11/10/2025. The filing shows 74 shares added to an account held by her with transfer-on-death to her son, bringing that position to 2,570 shares, and 55 shares added to an IRA account held through Cede & Co., bringing that position to 1,906 shares.
No cash was paid by the shareholder for these acquired shares, and any fractional share amounts from the dividend were settled in cash rather than issuing fractional shares.
Uwharrie Capital Corp's President and CEO, Roger L. Dick, reported additional ownership of the company’s common stock due to a stock dividend. On 12/01/2025, he acquired 80, 2,682 and 277 shares of common stock at a price of $0.00 per share, reflecting that these shares were issued as part of a 3% stock dividend paid to shareholders of Uwharrie Capital Corp on that date, based on a record date of 11/10/2025. Following these transactions, he beneficially owned 2,762, 92,105 and 9,516 shares in the respective accounts described. The filing notes that no money was paid by the shareholder for these shares and that cash was paid in lieu of any fractional shares.
Uwharrie Capital Corp’s Chief Risk Officer, R. David Beaver III, reported additional ownership of company common stock following a three percent stock dividend. On 12/01/2025, he acquired multiple small blocks of shares at a reported price of $0.00 per share because the dividend was paid in stock rather than cash. The reported increases include shares held directly, as well as shares held jointly with his spouse and with his mother.
The explanation notes that the stock dividend was paid on 12/01/2025 to shareholders of record as of 11/10/2025, with no fractional shares issued and cash paid instead for any fractional amounts. These transactions represent an update to Beaver’s beneficial ownership position resulting solely from the stock dividend, not from open-market purchases.
Uwharrie Capital Corp executive Jason R. Andrew, the Chief Operations Officer, reported additional holdings of the company's common stock through a stock dividend. On 12/01/2025, he acquired 481 shares of common stock directly at a stated price of $0 per share, increasing his direct beneficial ownership to 16,529 shares.
On the same date, he also acquired 2 shares of common stock indirectly, held by his great grandmother-in-law as custodian for his spouse, bringing that indirect position to 74 shares. The filing explains that these shares were issued as part of a 3% stock dividend paid to Uwharrie Capital Corp shareholders on 12/01/2025, with no cash paid by the shareholders for the new shares and cash paid only in lieu of fractional shares.
Uwharrie Capital Corp reported a change in ownership by its Chief Financial Officer, Heather H. Almond, due to a stock dividend. On 12/01/2025, Almond, who holds common stock jointly with her spouse, acquired 702 shares of Uwharrie Capital Corp common stock. These shares were received as part of a 3% stock dividend paid to shareholders as of the 11/10/2025 record date.
The filing states that no money was paid by the shareholder for these shares, as they were issued as a dividend, with cash paid instead of fractional shares. Following this transaction, Almond beneficially owns 24,128 shares of common stock held directly in joint ownership with her spouse.
Uwharrie Capital Corp director Vernon A. Russell reported changes in his ownership of Uwharrie Capital Corp common stock following a 3% stock dividend paid on 12/01/2025 to shareholders of record as of 11/10/2025. The filing shows multiple small share acquisitions in accounts held directly and through IRA and safekeeper accounts for his spouse, all at a stated price of $0.00 because they resulted from the stock dividend.
The report also records transfers of 100 shares from an IRA to a brokerage safekeeper account for his spouse, again at $0.00, with the explanation that no money was received and the activity was purely an account transfer. Overall, the transactions update how many shares are held in each account and confirm that the changes arise from the stock dividend and internal transfers rather than open-market buying or selling.
Uwharrie Capital Corp director reports additional shares from stock dividend
A director of Uwharrie Capital Corp (UWHR) reported receiving 1,520 shares of common stock on 12/01/2025. The filing states these shares were acquired at a price of $0.00 as part of a 3% stock dividend paid to shareholders of record as of 11/10/2025. After this dividend, the reporting person beneficially owns 52,187 shares of common stock held directly. The company noted that no fractional shares were issued in the dividend, and shareholders received cash in lieu of any fractional amounts.
Uwharrie Capital Corp director reports additional shares from stock dividend
A director of Uwharrie Capital Corp (UWHR) reported receiving 283 shares of common stock, held jointly with their spouse, on 12/01/2025. These shares were issued as part of a 3% stock dividend paid to shareholders of record as of 11/10/2025. After this transaction, the director beneficially owns 9,732 shares of Uwharrie Capital Corp common stock in this joint account.
No cash was paid by the reporting person for these shares, as they were received through the stock dividend. Fractional shares were not issued; instead, shareholders received cash in lieu of any fractional share amounts.
Uwharrie Capital Corp director reports additional shares from stock dividend
A director of Uwharrie Capital Corp (UWHR) filed a Form 4 reporting receipt of 232 shares of common stock on 12/01/2025. The transaction is coded as "J" and reflects a 3% stock dividend paid to shareholders of record as of 11/10/2025. The shares are shown at a price of $0.00 because they were issued as part of the dividend, with no cash paid by the shareholder.
Following this transaction, the director beneficially owns 7,976 shares of Uwharrie Capital Corp common stock in direct ownership. No derivative securities transactions were reported in this filing. The company also stated that no fractional shares were issued in the dividend; instead, shareholders received cash in lieu of any fractional share amounts.
FAQ
What is the current stock price of Uwharrie Cap (UWHR)?
What is the market cap of Uwharrie Cap (UWHR)?
