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Uwharrie Capital (UWHR) COO granted 1376 common shares in award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Andrew Jason R reported acquisition or exercise transactions in this Form 4 filing.

Uwharrie Capital Corp Chief Operations Officer Andrew Jason received a grant of 1376 shares of common stock held jointly with his spouse at a weighted average price of $10.9000, under the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust.

Following this award, he directly holds 16529 shares of common stock and is reported as indirectly owning 74 additional shares held by his great grandmother-in-law as custodian for his spouse.

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Insider Andrew Jason R
Role Chief Operations Officer
Type Security Shares Price Value
Grant/Award Common Stock (Held jointly with Spouse) 1,376 $10.90 $15K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock (Held jointly with Spouse) — 1,376 shares (Direct); Common Stock — 16,529 shares (Direct); Common Stock — 74 shares (Indirect, By Great Grandmother-in-Law as custodian)
Footnotes (1)
  1. Shares granted pursuant to the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust. Represents a weighted average price for the issuer's common stock acquired for this grant. Held by Cede & Co., Depository for Pershing, LLC Safekeeper for Jason R. Andrew & Kellie M. Andrew Jt Ten Held by Great Grandmother-in-Law as Custodian for Spouse
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Andrew Jason R
(Last) (First) (Middle)
PO BOX 338
(Street)
ALBEMARLE NC 28002-0338
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UWHARRIE CAPITAL CORP [ UWHR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Operations Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock (Held jointly with Spouse) 03/02/2026 A(1) 1,376 A $10.9(2) 1,376 D
Common Stock(3) 16,529 D
Common Stock(4) 74 I By Great Grandmother-in-Law as custodian
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares granted pursuant to the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust.
2. Represents a weighted average price for the issuer's common stock acquired for this grant.
3. Held by Cede & Co., Depository for Pershing, LLC Safekeeper for Jason R. Andrew & Kellie M. Andrew Jt Ten
4. Held by Great Grandmother-in-Law as Custodian for Spouse
Jason R. Andrew by Tamara M. Singletary, EVP, Uwharrie Capital Corp 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did UWHR’s COO report on this Form 4?

Uwharrie Capital Corp’s Chief Operations Officer reported receiving a grant of 1376 common shares held jointly with his spouse. The shares were issued under the company’s 2015 Revocable Stock Grant Trust as a stock award, not an open‑market purchase or sale.

How many UWHARRIE CAPITAL CORP shares were granted to the COO and at what price?

The COO was granted 1376 shares of Uwharrie Capital common stock at a weighted average price of $10.9000 per share. A footnote explains this price reflects the weighted average cost of shares acquired for this specific stock grant transaction.

How many UWHR shares does the COO own after this reported grant?

After the grant, the COO directly holds 16529 shares of Uwharrie Capital common stock. The filing also reports 74 indirectly owned shares, held by his great grandmother‑in‑law as custodian for his spouse, reflecting additional indirect beneficial ownership.

Is the COO’s new UWHR holding joint with his spouse?

Yes. The 1376 granted shares are common stock held jointly with his spouse, as noted in the security title and related footnotes. The shares are safekept by Cede & Co. for Pershing LLC for the joint tenancy account of Jason R. Andrew and Kellie M. Andrew.

What role does the 2015 Revocable Stock Grant Trust play in this UWHR transaction?

The grant was made under the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust. This indicates the shares were awarded pursuant to the company’s stock grant program, documenting that the acquisition is a compensation-related award rather than a market transaction.

How is the COO’s indirect ownership in UWHR described in this filing?

The filing reports 74 shares as indirectly owned, held by his great grandmother‑in‑law as custodian for his spouse. This reflects beneficial ownership through a related custodian arrangement, with the nature of ownership clearly identified as indirect in the disclosure.