Uwharrie director paid retainer in 132 shares

Poplin Chris M reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Poplin Chris M reported acquisition or exercise transactions in this Form 4 filing.

Uwharrie Capital Corp director Chris M. Poplin received 132 shares of common stock held jointly with his spouse as part of his Annual Retainer for board service. The shares were valued at a weighted average price of $11.293 per share for this specific payment.

After this grant, Poplin directly owns 10,006 shares of Uwharrie Capital common stock. This was a compensation-related stock award, not an open-market purchase or sale.

Insider Trade Summary

Grant/Award: 132 shares

Grant/Award 1 txn

Insider Poplin Chris M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock (Held jointly with Spouse)	132	$11.293	$1K

Holdings After Transaction: Common Stock (Held jointly with Spouse) — 10,006 shares (Direct)

Footnotes (3)

1. F1. This acquisition represents payment for a portion of the reporting person's Annual Retainer for serving in the capacity of Director.
2. F2. The number of shares acquired by the reporting person is based on the amount of the Annual Retainer being paid divided by a weighted average price of the issuer's common stock acquired for this specific payment.
3. F3. Represents a weighted average price of the issuer's common stock acquired for this specific payment.

Key Figures

Shares granted: 132 shares Grant price: $11.293 per share Post-transaction holdings: 10,006 shares

3 metrics

Shares granted 132 shares Director Annual Retainer stock payment

Grant price $11.293 per share Weighted average price for this specific payment

Post-transaction holdings 10,006 shares Total common shares held directly after grant

Key Terms

Annual Retainer, weighted average price, Grant, award, or other acquisition

3 terms

Annual Retainer financial

"This acquisition represents payment for a portion of the reporting person's Annual Retainer for serving in the capacity of Director."

weighted average price financial

"The number of shares acquired ... divided by a weighted average price of the issuer's common stock acquired for this specific payment."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did UWHR director Chris M. Poplin report in this Form 4?

Director Chris M. Poplin reported receiving 132 shares of Uwharrie Capital common stock as part of his Annual Retainer. The award is compensation for serving as a director and was not an open-market transaction, but a stock grant based on a calculated share price.

At what price were the UWHR shares granted to Chris M. Poplin?

The 132 shares were granted at a weighted average price of $11.293 per share. This price was calculated by dividing the cash portion of the Annual Retainer paid in stock by the number of shares issued for this specific payment.

How many UWHR shares does Chris M. Poplin own after this transaction?

Following this compensation grant, Chris M. Poplin directly owns 10,006 shares of Uwharrie Capital common stock. The reported position includes the newly awarded 132 shares held jointly with his spouse, reflecting his updated total direct holdings after the award.

Was this UWHR Form 4 transaction an insider stock purchase or sale?

This transaction was neither a market purchase nor a sale. It is coded as an acquisition related to a grant or award, representing payment of part of Poplin’s Annual Retainer in stock rather than cash, so it does not reflect trading activity in the open market.

Why did Uwharrie Capital compensate Chris M. Poplin in stock?

The filing explains that the acquired shares represent payment for a portion of Poplin’s Annual Retainer for serving as a director. The company used common stock, valued at a calculated weighted average price, instead of paying that portion of his board retainer entirely in cash.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/18/2026 - 03:42 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Poplin Chris M

(Last) (First) (Middle)

PO BOX 338

(Street)

ALBEMARLE NORTH CAROLINA 28002-0338

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UWHARRIE CAPITAL CORP [ UWHR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock (Held jointly with Spouse)	06/17/2026		A(1)		132(2)	A	$11.293(3)	10,006	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This acquisition represents payment for a portion of the reporting person's Annual Retainer for serving in the capacity of Director.

2. The number of shares acquired by the reporting person is based on the amount of the Annual Retainer being paid divided by a weighted average price of the issuer's common stock acquired for this specific payment.

3. Represents a weighted average price of the issuer's common stock acquired for this specific payment.

	Chris M. Poplin by Tamara M. Singletary, EVP, Uwharrie Capital Corp	06/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)