Uwharrie Capital COO reports 74-share transfer
UWHARRIE CAPITAL CORP executive Andrew Jason R, Chief Operations Officer, reported an internal share re-registration.
Accepted by SEC EDGAR
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Form Type
4
Rhea-AI Filing Summary
UWHARRIE CAPITAL CORP executive Andrew Jason R, Chief Operations Officer, reported an internal share re-registration. On August 6, 2026, 74 shares of Common Stock previously held jointly with his spouse in a registered account were transferred, without any cash consideration, into a brokerage safekeeper account. After the transfer, he directly holds 17,979 shares of common stock.
Insider Trade Summary
Other: 148 shares
Other
2 txns
Insider
Andrew Jason R
Role
Chief Operations Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Common Stock (Held jointly with Spouse) F1, F2 | 74 | $0.00 | $0.00 |
| Other | Common Stock F3, F1, F4 | 74 | $0.00 | $0.00 |
Holdings After Transaction:
Common Stock (Held jointly with Spouse) — 0 shares (Direct);
Common Stock — 17,979 shares (Direct)
Footnotes (4)
- F1. Transfer of shares from registered holder(s) account to brokerage safekeeper account.
- F2. No money was received by the shareholder(s) for the Disposed shares. The shares were disposed of as a result of a transfer of shares from a registered holder(s) account with stock transfer agent to a brokerage safekeeper account.
- F3. Held by Cede & Co., Depository for Pershing, LLC Safekeeper for Jason R. Andrew & Kellie M. Andrew Jt Ten
- F4. No money was paid by the shareholder(s) for the Acquired shares. The shares were acquired as a result of a transfer of shares from a registered holder(s) account with stock transfer agent to a brokerage safekeeper account.
Key Figures
Shares transferred: 74 shares of Common Stock
Restructuring shares: 148 shares
Holdings after transaction: 17,979 shares of Common Stock
3 metrics
Shares transferred
74 shares of Common Stock
Internal transfer on August 6, 2026 from registered account to brokerage safekeeper
Restructuring shares
148 shares
Total shares involved in code J restructuring transactions reported in the filing
Holdings after transaction
17,979 shares of Common Stock
Directly held by the COO after the August 6, 2026 transfer
Key Terms
brokerage safekeeper account, stock transfer agent, Cede & Co.
3 terms
brokerage safekeeper account financial
"transfer of shares from a registered holder(s) account to a brokerage safekeeper account"
stock transfer agent financial
"transfer of shares from a registered holder(s) account with stock transfer agent"
A stock transfer agent is a third-party firm that keeps the official list of who owns a company’s shares and handles changes when shares are bought, sold, lost or reissued. Think of it as the company’s record-keeper and mailroom combined: it makes sure dividends and shareholder communications reach the right people, processes share transfers and replacements, and supports voting and other corporate actions — all of which protect investors’ rights and ensure smooth trading.
Cede & Co. financial
"Held by Cede & Co., Depository for Pershing, LLC Safekeeper"
Cede & Co. is the nominee name used by the central book‑entry clearinghouse that appears as the legal owner of most U.S. publicly traded shares, while actual investors are the beneficial owners recorded through brokers. Think of it like a landlord’s name on a building deed while tenants hold the living rights—this arrangement speeds trading and settlement but means investors rely on brokers and the clearinghouse to receive dividends, vote proxies and execute corporate actions.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
Who is the insider in UWHR's latest Form 4 filing?
The insider is Andrew Jason R, Chief Operations Officer of UWHARRIE CAPITAL CORP. He reported activity in his personal holdings of the company’s Common Stock, involving a non-cash internal transfer between a registered account and a brokerage safekeeper account.
Did the UWHR insider receive or pay cash for this Form 4 transaction?
No cash changed hands. Footnotes state that no money was received or paid for either the disposed or acquired shares; the 74 shares moved as a transfer from a registered holder account to a brokerage safekeeper account.
Was the UWHR Form 4 transaction made under a Rule 10b5-1 trading plan?
The filing indicates the transactions were not made under a Rule 10b5-1 trading plan, as the 10b5-1 checkbox is left unchecked. The reported activity is categorized as code J, an “other acquisition or disposition” type of transaction.
AI-generated analysis. How Rhea-AI works. Not financial advice.
