Uwharrie Capital officer reports 45,071-share transfer
No money was paid or received as the shares moved between trust brokerage safekeeper accounts.
Rhea-AI Filing Summary
UWHARRIE CAPITAL CORP Chief People Officer Brooke L. Senter reported the transfer of 45,071 common shares held by The Senter Living Trust on September 22, 2026. The transaction records show the shares acquired into a Charles Schwab & Co. safekeeper account and disposed from a Pershing safekeeper account. The footnotes state that no money was paid or received by the shareholders.
Positive
- None.
Negative
- None.
Insider Trade Summary
Other: 90,142 shares
Other
6 txns
Insider
Senter Brooke L
Role
Chief People Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Other | Common Stock F1, F2, F3 | 45,071 | $0.00 | $0.00 |
| Other | Common Stock F4, F2, F5 | 45,071 | $0.00 | $0.00 |
| holding | Common Stock F6 | -- | -- | -- |
| holding | Common Stock F7 | -- | -- | -- |
| holding | Common Stock F8 | -- | -- | -- |
| holding | Common Stock F8 | -- | -- | -- |
Holdings After Transaction:
Common Stock — 1,562 shares (Direct);
Common Stock — 2,465 shares (Indirect, Held by Roth IRA FBO Spouse of Reporting Person Soley);
Common Stock — 1,039 shares (Indirect, Held by Mother-in-Law Custodian for Daughter)
Footnotes (8)
- F1. Held by charles SCHWAB & Co Inc Safekeeper for The Senter Living Trust UAD 12/04/25 Neil Bentley Senter & Brooke Laton Senter TTEES
- F2. Transfer of shares from a trust brokerage safekeeper account held by Cede & Co., Depository for Pershing, LLC to a trust brokerage safekeeper account held by charles SCHWAB & Co Inc.
- F3. No money was paid by the shareholder(s) for the Acquired shares. The shares were acquired as result of a transfer of shares from a trust brokerage safekeeper account held by Cede & Co., Depository for Pershing, LLC to a trust brokerage safekeeper account held by charles SCHWAB & Co Inc.
- F4. Held by Cede & Co., Depository for Pershing, LLC Safekeeper for The Senter Living Trust UAD 12/04/25 Neil Bentley Senter & Brooke Laton Senter TTEES
- F5. No money was received by the shareholder(s) for the Disposed shares. The shares were disposed of as result of a transfer of shares from a trust brokerage safekeeper account held by Cede & Co., Depository for Pershing, LLC to a trust brokerage safekeeper account held by charles SCHWAB & Co Inc.
- F6. Held by charles SCHWAB & Co Inc Custodian for Brooke L. Senter Roth Contributory IRA
- F7. Held by charles SCHWAB & Co Inc Custodian for Neil B. Senter Roth Contributory IRA
- F8. Held by charles SCHWAB & Co Inc for Mother-in-Law as Custodian for Reporting Person's Daughter
Key Figures
Shares recorded as acquired: 45,071 shares
Shares recorded as disposed: 45,071 shares
Shares in indirect holding: 2,465 shares
3 metrics
Shares recorded as acquired
45,071 shares
The Senter Living Trust transfer into a Charles Schwab & Co. safekeeper account on September 22, 2026
Shares recorded as disposed
45,071 shares
The Senter Living Trust transfer from a Pershing safekeeper account on September 22, 2026
Shares in indirect holding
2,465 shares
Holding entry for custody of Neil B. Senter Roth Contributory IRA shares, dated September 22, 2026
Key Terms
trust brokerage safekeeper account, Roth Contributory IRA, Depository
3 terms
trust brokerage safekeeper account technical
"transfer of shares from a trust brokerage safekeeper account"
Roth Contributory IRA financial
"Custodian for Neil B. Senter Roth Contributory IRA"
Depository financial
"Cede & Co., Depository for Pershing, LLC"
A depository is a financial institution that holds securities such as stocks and bonds electronically on behalf of investors and manages the transfer, settlement and record-keeping of those holdings. Think of it as a secure vault and mailroom combined: it keeps your ownership safe, handles payments and corporate actions (like dividends or stock splits), and makes buying, selling and transferring investments faster and less risky—important for preserving value and ensuring you actually receive payments and updates.
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