STOCK TITAN
  1. Home
  2. Sec-filings
  3. UWHR
  4. [Form 4] UWHARRIE CAPITAL CORP Insider Trading Activity

[Form 4] UWHARRIE CAPITAL CORP Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Senter Brooke L reported acquisition or exercise transactions in this Form 4 filing.

Uwharrie Capital Corp insider Brooke L. Senter, Chief People Officer, reported an award of 458 shares of common stock on March 2, 2026 to The Senter Living Trust at a weighted average price of $10.90 per share. The filing also updates various direct and indirect common stock holdings for Senter and related family accounts.

Positive

  • None.

Negative

  • None.
Insider Senter Brooke L
Role Chief People Officer
Type Security Shares Price Value
Grant/Award Common Stock (Held as Trustee for The Senter Living Trust) 458 $10.90 $5K
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock (Held as Trustee for The Senter Living Trust) — 458 shares (Direct); Common Stock — 44,613 shares (Direct); Common Stock — 2,465 shares (Indirect, Held by Roth IRA FBO Spouse of Reporting Person Soley)
Footnotes (1)
  1. Held by Cede & Co., Depository for Pershing, LLC Safekeeper for The Senter Living Trust Held by charles SCHWAB & Co Inc Custodian for Brooke L. Senter Roth Contributory IRA Held by charles SCHWAB & Co Inc Safekeeper for Neil B. Senter & Brooke L. Senter Designated Bene Plan/TOD Held by charles SCHWAB & Co Inc Custodian for Neil B. Senter Roth Contributory IRA Held by charles SCHWAB & Co Inc for Mother-in-Law as Custodian for Reporting Person's Daughter Shares granted pursuant to the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust. Represents a weighted average price for the issuer's common stock acquired for this grant.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Senter Brooke L
(Last) (First) (Middle)
PO BOX 338
(Street)
ALBEMARLE NC 28002-0338
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UWHARRIE CAPITAL CORP [ UWHR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief People Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1) 44,613 D
Common Stock(2) 1,562 D
Common Stock(3) 8,146 D
Common Stock(4) 2,465 I Held by Roth IRA FBO Spouse of Reporting Person Soley
Common Stock(5) 1,027 I Held by Mother-in-Law Custodian for Daughter
Common Stock(5) 12 I Held by Mother-in-Law Custodian for Daughter
Common Stock (Held as Trustee for The Senter Living Trust) 03/02/2026 A(6) 458 A $10.9(7) 458 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Held by Cede & Co., Depository for Pershing, LLC Safekeeper for The Senter Living Trust
2. Held by charles SCHWAB & Co Inc Custodian for Brooke L. Senter Roth Contributory IRA
3. Held by charles SCHWAB & Co Inc Safekeeper for Neil B. Senter & Brooke L. Senter Designated Bene Plan/TOD
4. Held by charles SCHWAB & Co Inc Custodian for Neil B. Senter Roth Contributory IRA
5. Held by charles SCHWAB & Co Inc for Mother-in-Law as Custodian for Reporting Person's Daughter
6. Shares granted pursuant to the Uwharrie Capital Corp 2015 Revocable Stock Grant Trust.
7. Represents a weighted average price for the issuer's common stock acquired for this grant.
Brooke L. Senter by Tamara M. Singletary, EVP, Uwharrie Capital Corp 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR