Uwharrie Capital risk chief sells 6,981 shares

Q: What insider transaction did UWHR report for R. David Beaver III?

UWHR reported that Chief Risk Officer R. David Beaver III sold 6,981 shares of Common Stock held jointly with his spouse on 2026-08-19. The sale was reported at $14.78 per share and reduced that joint account’s holdings to zero.

Q: At what price were the UWHR shares sold in this Form 4 filing?

The reported sale price was $14.78 per share for 6,981 shares of UWHARRIE CAPITAL CORP Common Stock. The transaction involved shares held jointly with the reporting person’s spouse and was classified as a sale in the open market or a private transaction.

Q: How many UWHR shares did R. David Beaver III sell in this transaction?

R. David Beaver III sold 6,981 shares of UWHARRIE CAPITAL CORP Common Stock. These shares were held jointly with his spouse, and after the sale, that joint holding showed 0 shares remaining according to the reported post-transaction balance.

Q: Does R. David Beaver III still hold UWHR stock after this reported sale?

Yes. A separate line reports 1,268 shares of UWHARRIE CAPITAL CORP Common Stock held jointly with his mother. The filing also notes additional directly held positions in brokerage and IRA accounts via Cede & Co., though their share counts are not detailed here.

Q: Was the UWHR insider sale by R. David Beaver III under a Rule 10b5-1 plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed for this filing. There is no footnote stating that the 6,981-share sale was conducted pursuant to a pre-arranged Rule 10b5-1 trading plan.

Q: What roles and ownership types are reported for R. David Beaver III in UWHR?

R. David Beaver III is reported as Chief Risk Officer of UWHARRIE CAPITAL CORP. The transactions are characterized as direct ownership, including shares previously held jointly with his spouse and separately held jointly with his mother, plus directly held brokerage and IRA positions.

UWHARRIE CAPITAL CORP (UWHR) reported an insider transaction by Chief Risk Officer R. David Beaver III.

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Filing Sentiment

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Rhea-AI Filing Summary

UWHARRIE CAPITAL CORP (UWHR) reported an insider transaction by Chief Risk Officer R. David Beaver III. On 2026-08-19, he sold 6,981 shares of Common Stock held jointly with his spouse at $14.78 per share, leaving 0 shares in that joint account. A separate direct holding of 1,268 shares of Common Stock is reported as held jointly with his mother. Additional directly held positions are noted in brokerage and IRA accounts via Cede & Co., though share amounts for those accounts are not specified here.

Insider Trade Summary

Net Seller: 6,981 shares

Net Sell 4 txns

Insider Beaver R David III

Role Chief Risk Officer

Sold 6,981 shs ($103K)

Type	Security	Shares	Price	Value
Sale	Common Stock (Held jointly with Spouse)	6,981	$14.78	$103K
holding	Common Stock ^F1	--	--	--
holding	Common Stock ^F2	--	--	--
holding	Common Stock (Held jointly with Mother)	--	--	--

Holdings After Transaction: Common Stock (Held jointly with Spouse) — 0 shares (Direct); Common Stock — 34,286 shares (Direct); Common Stock (Held jointly with Mother) — 1,268 shares (Direct)

Footnotes (2)

F1. Held by Cede & Co., Depository for Pershing LLC Safekeeper for R. David Beaver, lll & Emily N. Beaver Jt Ten
F2. Held by Cede & Co., Depository for IRA FBO R. David Beaver, lll Pershing LLC as Custodian

Key Figures

Shares sold: 6,981 shares Sale price per share: $14.78 per share Post-sale balance in joint-with-spouse account: 0 shares +2 more

5 metrics

Shares sold 6,981 shares Common Stock (Held jointly with Spouse) on 2026-08-19

Sale price per share $14.78 per share Sale of Common Stock held jointly with spouse on 2026-08-19

Post-sale balance in joint-with-spouse account 0 shares Direct ownership after 2026-08-19 sale

Shares held jointly with mother 1,268 shares Direct ownership balance as of 2026-08-19

Net shares sold in period 6,981 shares Net-sell direction from transaction summary

Key Terms

Common Stock (Held jointly with Spouse), Cede & Co., IRA FBO

3 terms

Common Stock (Held jointly with Spouse) financial

"security_title: Common Stock (Held jointly with Spouse)"

Cede & Co. financial

"Held by Cede & Co., Depository for Pershing LLC Safekeeper"

Cede & Co. is the nominee name used by the central book‑entry clearinghouse that appears as the legal owner of most U.S. publicly traded shares, while actual investors are the beneficial owners recorded through brokers. Think of it like a landlord’s name on a building deed while tenants hold the living rights—this arrangement speeds trading and settlement but means investors rely on brokers and the clearinghouse to receive dividends, vote proxies and execute corporate actions.

IRA FBO financial

"Held by Cede & Co., Depository for IRA FBO R. David Beaver"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did UWHR report for R. David Beaver III?

UWHR reported that Chief Risk Officer R. David Beaver III sold 6,981 shares of Common Stock held jointly with his spouse on 2026-08-19. The sale was reported at $14.78 per share and reduced that joint account’s holdings to zero.

At what price were the UWHR shares sold in this Form 4 filing?

The reported sale price was $14.78 per share for 6,981 shares of UWHARRIE CAPITAL CORP Common Stock. The transaction involved shares held jointly with the reporting person’s spouse and was classified as a sale in the open market or a private transaction.

How many UWHR shares did R. David Beaver III sell in this transaction?

R. David Beaver III sold 6,981 shares of UWHARRIE CAPITAL CORP Common Stock. These shares were held jointly with his spouse, and after the sale, that joint holding showed 0 shares remaining according to the reported post-transaction balance.

Does R. David Beaver III still hold UWHR stock after this reported sale?

Yes. A separate line reports 1,268 shares of UWHARRIE CAPITAL CORP Common Stock held jointly with his mother. The filing also notes additional directly held positions in brokerage and IRA accounts via Cede & Co., though their share counts are not detailed here.

Was the UWHR insider sale by R. David Beaver III under a Rule 10b5-1 plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed for this filing. There is no footnote stating that the 6,981-share sale was conducted pursuant to a pre-arranged Rule 10b5-1 trading plan.

What roles and ownership types are reported for R. David Beaver III in UWHR?

R. David Beaver III is reported as Chief Risk Officer of UWHARRIE CAPITAL CORP. The transactions are characterized as direct ownership, including shares previously held jointly with his spouse and separately held jointly with his mother, plus directly held brokerage and IRA positions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/19/2026 - 12:09 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Beaver R David III

(Last)

(First)

(Middle)

PO BOX 338

(Street)

ALBEMARLE

NORTH CAROLINA

28002-0338

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UWHARRIE CAPITAL CORP [ UWHR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Risk Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock (Held jointly with Spouse)	08/19/2026		S		6,981	D	$14.78	0	D
Common Stock⁽¹⁾								30,324	D
Common Stock⁽²⁾								3,962	D
Common Stock (Held jointly with Mother)								1,268	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Held by Cede & Co., Depository for Pershing LLC Safekeeper for R. David Beaver, lll & Emily N. Beaver Jt Ten

2. Held by Cede & Co., Depository for IRA FBO R. David Beaver, lll Pershing LLC as Custodian

	R. David Beaver III by Tamara M. Singletary, EVP, Uwharrie Capital Corp	08/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR