STOCK TITAN

UWM Holdings (NYSE: UWMC) EVP gains stock from RSUs and tax withholding

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

UWM Holdings Corp executive Laura Lawson reported equity award activity involving company stock. On February 27, 2026, 10,675 of her Restricted Stock Units vested and automatically converted into an equal number of shares of Class A Common Stock, consistent with the disclosed one-for-one RSU conversion rate.

To cover minimum tax withholding obligations under the award agreement, 3,107 of those shares were mandatorily withheld by the company in a transaction exempt under Rule 16b-3, which is not characterized as a sale by Lawson. Following these transactions, she directly held 59,447 shares of Class A Common Stock and continued to hold substantial RSU awards, including grants scheduled to vest on March 1, 2027 and August 30, 2031 under the 2020 Omnibus Incentive Plan.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lawson Laura

(Last) (First) (Middle)
C/O UWM HOLDINGS CORPORATION
585 SOUTH BLVD E

(Street)
PONTIAC MI 48341

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
UWM Holdings Corp [ UWMC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Chief People Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/27/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 02/27/2026 M 10,675(1) A $4.41 62,554 D
Class A Common Stock 02/27/2026 F 3,107(2) D $4.41 59,447 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (3) (4) (4) Class A Common Stock 548,848 548,848 D
Restricted Stock Units (3) (4) (4) Class A Common Stock 175,439 175,439 D
Restricted Stock Units (3) (5) (5) Class A Common Stock 18,129 18,129 D
Restricted Stock Units (3) 02/27/2026 M 10,675 (1) (1) Class A Common Stock 10,675 $0 0 D
Explanation of Responses:
1. On February 27, 2026, 10,675 of the Reporting Person's Restricted Stock Units ("RSUs") vested and were settled for an equal number of Class A Common Stock.
2. This transaction is not a sale of shares by the Reporting Person. Instead this reflects shares mandatorily withheld by the Company in accordance with the award agreement to meet the Company's minimum withholding obligations pursuant to a transaction exempt under Rule 16b-3.
3. The RSUs convert to Class A Common Stock on a one-for-one basis.
4. These RSUs vest on August 30, 2031. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.
5. These RSUs vest on March 1, 2027. The RSUs were granted pursuant to the 2020 Omnibus Incentive Plan.
Remarks:
/s/ Anthony Valentine, as Attorney-in-Fact for Laura Lawson 03/02/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did UWMC executive Laura Lawson report on this Form 4?

Laura Lawson reported RSU vesting that converted 10,675 Restricted Stock Units into Class A Common Stock, plus automatic share withholding to cover taxes. These movements reflect equity compensation mechanics rather than open-market buying or selling of UWM Holdings Corp shares.

How many UWM Holdings (UWMC) RSUs vested for Laura Lawson on February 27, 2026?

On February 27, 2026, 10,675 of Laura Lawson’s Restricted Stock Units vested and settled into an equal number of Class A Common shares. The filing notes RSUs convert to stock on a one-for-one basis as part of her equity compensation package.

Did Laura Lawson sell any UWM Holdings (UWMC) shares in this Form 4 filing?

The filing states the transaction is not a sale of shares by Laura Lawson. Instead, 3,107 shares were mandatorily withheld by the company to satisfy minimum tax withholding obligations related to the vesting RSUs, under a Rule 16b-3 exempt transaction.

How many UWM Holdings (UWMC) Class A shares does Laura Lawson hold after these transactions?

After the reported equity award activity, Laura Lawson directly held 59,447 shares of UWM Holdings Class A Common Stock. This figure reflects the RSU conversion on February 27, 2026, net of shares withheld by the company to cover tax obligations on the vesting.

What ongoing RSU awards in UWMC stock does Laura Lawson hold after this Form 4?

The filing shows Laura Lawson continues to hold multiple Restricted Stock Unit awards in UWM Holdings. Footnotes highlight RSU grants scheduled to vest on March 1, 2027 and August 30, 2031, all issued under the company’s 2020 Omnibus Incentive Plan.

How are Laura Lawson’s UWM RSUs converted into Class A Common Stock?

The RSUs convert into UWM Class A Common Stock on a one-for-one basis, according to the filing footnotes. When vesting occurs, each vested RSU delivers one share, subject to mandatory share withholding to satisfy the company’s minimum tax obligations under the award agreement.
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