Welcome to our dedicated page for Uwm Holdings Corporation SEC filings (Ticker: UWMC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The UWM Holdings Corporation (UWMC) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. UWM Holdings Corporation is the publicly traded parent of United Wholesale Mortgage, a wholesale residential mortgage lender that reports detailed information about its origination volumes, servicing portfolio, capital structure, and corporate actions through periodic and current reports.
In its Form 8-K filings, UWM discloses material events such as quarterly earnings releases, dividend declarations, senior unsecured note offerings, and significant transactions. For example, recent 8-Ks describe quarterly loan origination volume, total gain margin, revenue, net income or loss, non-GAAP measures like adjusted EBITDA and adjusted net income, and changes in mortgage servicing rights balances. Other 8-Ks outline the terms of a $1.0 billion aggregate principal amount of 6.250% senior unsecured notes due 2031, including interest, maturity, redemption provisions, and related covenants, as well as the announced all-stock acquisition of Two Harbors Investment Corp. and its conditions.
UWMC filings also cover board decisions on recurring cash dividends for Class A common stock and proportional distributions to a related entity, along with references to Form 8937 for tax characterization. A separate 8-K details the New York Stock Exchange’s decision to commence delisting proceedings and suspend trading in UWM’s warrants due to abnormally low selling price levels, while noting that trading in the common stock under ticker UWMC on the NYSE remains in place, subject to listing standards.
In addition, a Form 25 filing by the New York Stock Exchange documents the removal from listing and registration of UWM’s warrants. Through this page, users can review Forms 8-K and 25 and, via links to the SEC’s EDGAR system, locate annual reports on Form 10-K, quarterly reports on Form 10-Q, and other exhibits. Stock Titan’s interface is designed to surface key elements of these filings and can be paired with AI-powered summaries that explain complex sections of 10-Ks, 10-Qs, and 8-Ks, as well as highlight information about capital structure, debt instruments, dividends, and listing status changes.
Form 4: CEO & President Mat Ishbia (via SFS Holding Corp.) converted 4,200,000 UWM Paired Interests into the same number of Class A shares on 08/01/25. Under a Rule 10b5-1 plan adopted 03/17/25, SFS then sold 400,036 shares at a VWAP of $4.19 on 08/01/25 and another 400,036 shares at a VWAP of $4.25 on 08/04/25.
Post-sale indirect Class A ownership fell from 4,698,884 to 3,898,812 shares, while Ishbia also owns 279,989 shares directly. He still controls 1.38 billion convertible UWM Paired Interests, so voting and economic control remain largely unchanged.
The transactions add 4.2 million shares to the public float and represent modest (≈0.2% of total convertible holdings) liquidity, not a strategic exit. No derivatives were disposed of; 180,737 RSUs vest on 03/01/26.
UWM Holdings Corp. (UWMC) – Form 4 insider activity filed 07/01/2025
CEO, President and 10% owner Mat Ishbia, acting through affiliated entity SFS Holding Corp., reported the following transactions:
- Sales: Three open-market sales executed under a Rule 10b5-1 plan adopted 03/17/2025.
- 06/27/25 – 400,036 Class A shares at a weighted average $4.12
- 06/30/25 – 400,036 shares at $4.13
- 07/01/25 – 400,036 shares at $4.23
- Conversion: On 07/01/25, SFS Holding converted 4.2 million UWM Paired Interests (Class B units + Class D voting share) into an equal number of Class A shares (transaction code “C”). No cash was exchanged (exercise price $0).
Post-transaction ownership
- Indirect (SFS Holding): 4,699,640 Class A shares
- Direct (Ishbia): 279,989 Class A shares
- Derivative holdings: 1,389,082,620 remaining UWM Paired Interests plus 180,737 restricted stock units vesting 03/01/26.
The net effect is an increase of 4.2 million Class A shares in the public float, partially offset by the 1.2 million shares sold. Ishbia retains a dominant economic and voting position through the paired-interest structure.