STOCK TITAN

Velo3D (VELO) director Stefan Krause exercises RSUs into 3,188 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Velo3D director Stefan Krause exercised restricted stock units into common shares. On June 27 2026, 3,188 RSUs converted into 3,188 shares of Velo3D common stock, with no shares sold. Following the transaction, Krause holds 13,410 common shares directly and 7,843 RSUs that vest quarterly through June 27 2026, subject to continued service.

Positive

  • None.

Negative

  • None.
Insider Krause Stefan
Role null
Type Security Shares Price Value
Exercise Restricted Stock Units 3,188 $0.00 --
Exercise Common Stock 3,188 $16.64 $53K
Holdings After Transaction: Restricted Stock Units — 7,843 shares (Direct, null); Common Stock — 13,410 shares (Direct, null)
Footnotes (1)
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both. The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the grant vesting September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026 subject to the Reporting Person's continued service to the Issuer on each vesting date.
RSUs exercised 3,188 units Converted into 3,188 common shares on June 27 2026
Transaction price per share $16.64 per share Common stock transaction price on June 27 2026
Common shares after transaction 13,410 shares Direct holdings following June 27 2026 exercise
RSUs remaining 7,843 units Restricted Stock Units outstanding after June 27 2026
RSU vesting pattern 25% quarterly Vest from June 27 2025 through June 27 2026
Restricted Stock Units financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2021 Equity Incentive Plan financial
"granted under the Company's 2021 Equity Incentive Plan"
Compensation Committee financial
"The Compensation Committee (the "Committee") of the Board of Directors of the Company"
A compensation committee is a group within a company's leadership responsible for setting and reviewing how much top executives and employees are paid, including salaries, bonuses, and benefits. It matters to investors because fair and effective pay decisions can influence a company's performance, leadership motivation, and overall governance, helping ensure that the company’s management is aligned with shareholders’ interests.
vest financial
"The RSUs shall vest as to 25% of the total grant quarterly"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
derivative exercise/conversion financial
"transaction_action": "derivative exercise/conversion""
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krause Stefan

(Last)(First)(Middle)
C/O VELO3D, INC.
2710 LAKEVIEW CT

(Street)
FREMONT CALIFORNIA 94538

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Velo3D, Inc. [ VELO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/27/2026M3,188A$16.6413,410D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)06/27/2026M3,188 (2) (2)Common Stock3,188$07,843D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both.
2. The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the grant vesting September 27, 2025, December 27, 2025, March 27, 2026, and June 27, 2026 subject to the Reporting Person's continued service to the Issuer on each vesting date.
/s/ Nancy Krystal as attorney-in-fact for Stefan Krause06/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Velo3D (VELO) director Stefan Krause report?

Stefan Krause reported exercising 3,188 restricted stock units into 3,188 shares of Velo3D common stock. This was a derivative exercise transaction only; the filing does not show any shares being sold in the market as part of this event.

How many Velo3D (VELO) shares does Stefan Krause hold after this Form 4?

After the June 27 2026 transaction, Stefan Krause directly holds 13,410 shares of Velo3D common stock. He also has 7,843 restricted stock units outstanding, which represent additional potential shares subject to vesting and settlement conditions under the company’s equity plan.

What are the key terms of Stefan Krause’s Velo3D (VELO) RSU award?

Each restricted stock unit represents a contingent right to receive one Velo3D common share under the 2021 Equity Incentive Plan. The Compensation Committee may settle earned RSUs in cash, shares, or a combination, providing flexibility in how the award is ultimately delivered to the director.

How does Stefan Krause’s Velo3D (VELO) RSU vesting schedule work?

The RSUs vest as to 25% of the total grant quarterly, starting June 27 2025. Scheduled vesting dates are September 27 2025, December 27 2025, March 27 2026, and June 27 2026, conditioned on Krause’s continued service to Velo3D on each vesting date.

Did Velo3D (VELO) director Stefan Krause sell any shares in this Form 4?

The Form 4 shows an exercise or conversion of 3,188 restricted stock units into the same number of common shares, with no sale transactions reported. The filing’s transaction summary indicates no buy or sell codes, only derivative exercise activity on the reported date.

What role does the Velo3D (VELO) Compensation Committee play in Krause’s RSUs?

The Compensation Committee administers the RSUs granted under the 2021 Equity Incentive Plan. It may, in its sole discretion, choose to settle earned RSUs in cash, Velo3D common shares, or a mix of both, influencing how compensation is ultimately delivered to the director.