STOCK TITAN

Venu CEO buys 49 shares at about $1.88

Venu Holding Corp’s CEO & Chairman reported a small open-market share purchase, with substantial direct and trust-held positions disclosed.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Venu Holding Corp (VENU) director and CEO & Chairman Jay W. Roth reported a small open-market purchase of 49 shares of common stock on September 4, 2026 at $1.8811 per share. After this transaction, he holds 9,276,413 shares directly and is deemed to have indirect beneficial ownership of shares held by two family trusts.

Positive

  • None.

Negative

  • None.
Insider ROTH JAY W
Role CEO & Chairman
Bought 49 shs ($92.17)
Type Security Shares Price Value
Purchase Common Stock, par value $0.001 49 $1.8811 $92.17
holding Common Stock, par value $0.001 F1 -- -- --
holding Common Stock, par value $0.001 F2 -- -- --
Holdings After Transaction: Common Stock, par value $0.001 — 9,276,413 shares (Direct); Common Stock, par value $0.001 — 62,500 shares (Indirect, By JWR Living Trust dated November 19, 2012); Common Stock, par value $0.001 — 999,720 shares (Indirect, By KMR Living Trust dated November 19, 2012)
Footnotes (2)
  1. F1. These shares of common stock are owned directly by the JWR Living Trust dated November 19, 2012 (the "JWR Living Trust"), of which Mr. Jay W. Roth is a trustee. As a trustee, Mr. Roth is deemed to have indirect beneficial ownership of the securities held by the JWR Living Trust.
  2. F2. These shares of common stock are owned directly by the KMR Living Trust dated November 19, 2012 (the "KMR Living Trust"), of which Mr. Roth is a trustee. As a trustee, Mr. Roth is deemed to have indirect beneficial ownership of the shares held by the KMR Living Trust.
Shares purchased 49 shares Open-market or private purchase on September 4, 2026
Purchase price per share $1.8811 per share Common Stock, par value $0.001, bought September 4, 2026
Direct holdings after transaction 9,276,413 shares Common stock directly owned by Jay W. Roth after the reported purchase
JWR Living Trust holdings 62,500 shares Indirect beneficial ownership via JWR Living Trust dated November 19, 2012
KMR Living Trust holdings 999,720 shares Indirect beneficial ownership via KMR Living Trust dated November 19, 2012
indirect beneficial ownership financial
"Mr. Roth is deemed to have indirect beneficial ownership of the securities"
open market or private transaction financial
"Purchase in open market or private transaction"
Living Trust financial
"JWR Living Trust dated November 19, 2012"
trustee financial
"of which Mr. Jay W. Roth is a trustee"
A trustee is a person or institution legally appointed to hold and manage assets or enforce an agreement on behalf of other people (beneficiaries). Think of a trustee as a neutral referee or custodian who must act in the beneficiaries’ best interests, follow the trust or contract rules, and handle distributions, recordkeeping and enforcement. Investors care because a trustworthy trustee protects their rights, ensures promised payments or remedies are delivered, and can influence recoveries if things go wrong.

FAQ

What did VENU’s CEO Jay W. Roth report buying in this Form 4?

He reported purchasing 49 shares of Venu Holding Corp common stock on September 4, 2026 at a price of $1.8811 per share in an open market or private transaction.

How many VENU shares does Jay W. Roth own directly after this transaction?

Following the reported purchase, Jay W. Roth holds 9,276,413 shares of Venu Holding Corp common stock in a direct ownership capacity.

What indirect VENU holdings are reported for Jay W. Roth?

He is deemed to have indirect beneficial ownership of 62,500 shares held by the JWR Living Trust dated November 19, 2012 and 999,720 shares held by the KMR Living Trust dated November 19, 2012, where he serves as trustee.

Was the VENU insider transaction made under a Rule 10b5-1 plan?

The filing shows the Rule 10b5-1 checkbox as not affirmed, and no footnote states that the September 4, 2026 purchase was made pursuant to a Rule 10b5-1 trading plan.

What is the total reported VENU exposure for Jay W. Roth including indirect holdings?

The filing reports 9,276,413 shares held directly, plus 62,500 shares in the JWR Living Trust and 999,720 shares in the KMR Living Trust, for which he is deemed to have indirect beneficial ownership as trustee.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
ROTH JAY W

(Last)(First)(Middle)
C/O VENU HOLDING CORPORATION
1755 TELSTAR DRIVE, SUITE 501

(Street)
COLORADO SPRINGS COLORADO 80920

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Venu Holding Corp [ VENU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
CEO & Chairman
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/04/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.00109/04/2026P49A$1.88119,276,413D
Common Stock, par value $0.00162,500IBy JWR Living Trust dated November 19, 2012(1)
Common Stock, par value $0.001999,720IBy KMR Living Trust dated November 19, 2012(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares of common stock are owned directly by the JWR Living Trust dated November 19, 2012 (the "JWR Living Trust"), of which Mr. Jay W. Roth is a trustee. As a trustee, Mr. Roth is deemed to have indirect beneficial ownership of the securities held by the JWR Living Trust.
2. These shares of common stock are owned directly by the KMR Living Trust dated November 19, 2012 (the "KMR Living Trust"), of which Mr. Roth is a trustee. As a trustee, Mr. Roth is deemed to have indirect beneficial ownership of the shares held by the KMR Living Trust.
/s/ Heather Atkinson, as attorney-in-fact for Jay W. Roth09/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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