STOCK TITAN

[Form 4] VolitionRX Limited Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

VolitionRX Limited insider filing (Form 4) reports that director and officer Nicholas Plummer was awarded 24,031 restricted stock units (RSUs) on 08/15/2025 in lieu of cash compensation. The RSUs are granted under the Issuer's 2015 Stock Incentive Plan, have a reported price of $0, and will be earned in six approximately equal monthly installments beginning 09/01/2025. Once earned, the awards remain subject to additional time-based vesting in two installments of 12,016 units on 11/01/2025 and 12,015 units on 02/01/2026. The filing shows 207,877 shares beneficially owned by the reporting person following the transaction.

VolitionRX Limited comunicazione interna (Modulo 4) riporta che il direttore e dirigente Nicholas Plummer ha ricevuto in data 15/08/2025 24.031 unità azionarie vincolate (RSU) in sostituzione della retribuzione in contanti. Le RSU sono concesse ai sensi del Piano di Incentivazione Azionaria 2015 dell'Emittente, hanno un prezzo indicato di $0 e saranno maturate in sei rate mensili approssimativamente uguali a partire dal 01/09/2025. Una volta maturate, le assegnazioni resteranno soggette a un ulteriore periodo di vesting basato sul tempo, suddiviso in due tranche di 12.016 unità il 01/11/2025 e 12.015 unità il 01/02/2026. La comunicazione indica la detenzione beneficiaria di 207.877 azioni da parte della persona segnalante a seguito della transazione.

Notificación interna de VolitionRX Limited (Formulario 4) informa que el director y ejecutivo Nicholas Plummer recibió el 15/08/2025 24.031 unidades restringidas de acciones (RSU) en lugar de compensación en efectivo. Las RSU se otorgan bajo el Plan de Incentivos de Acciones 2015 del Emisor, tienen un precio informado de $0 y se devengarán en seis cuotas mensuales aproximadamente iguales a partir del 01/09/2025. Una vez devengadas, las adjudicaciones permanecerán sujetas a una adquisición adicional por tiempo en dos pagos de 12.016 unidades el 01/11/2025 y 12.015 unidades el 01/02/2026. La notificación muestra 207.877 acciones en propiedad beneficiaria de la persona que informa tras la transacción.

VolitionRX Limited 내부 공시(양식 4)에 따르면 이사 겸 임원인 Nicholas Plummer가 2025-08-15에 현금 보수 대신 24,031 제한주식단위(RSU)를 수여받았습니다. 해당 RSU는 발행회사의 2015년 주식 인센티브 플랜에 따라 부여되었고, 신고된 가격은 $0이며 2025-09-01부터 약간씩 균등한 6회 월별 분할로 취득됩니다. 취득된 후에는 추가적인 기간 기반 베스팅이 적용되어 2025-11-01에 12,016단위, 2026-02-01에 12,015단위로 두 번에 걸쳐 확정됩니다. 공시에는 거래 후 보고인 소유의 수익적 소유 주식이 207,877주로 표시되어 있습니다.

Déclaration d'initié de VolitionRX Limited (Formulaire 4) indique que le directeur et dirigeant Nicholas Plummer s'est vu attribuer le 15/08/2025 24 031 unités d'actions restreintes (RSU) en lieu et place d'une rémunération en espèces. Les RSU sont accordées dans le cadre du Plan d'incitation en actions 2015 de l'Émetteur, ont un prix déclaré de 0 $ et seront acquises en six versements mensuels approximativement égaux à compter du 01/09/2025. Une fois acquises, les attributions restent soumises à un vesting supplémentaire basé sur le temps, en deux versements de 12 016 unités le 01/11/2025 et 12 015 unités le 01/02/2026. La déclaration indique que la personne déclarante détient bénévolement 207 877 actions après la transaction.

VolitionRX Limited Insider-Meldung (Formular 4) berichtet, dass Direktor und leitender Angestellter Nicholas Plummer am 15.08.2025 24.031 Restricted Stock Units (RSUs) anstelle einer Barauszahlung erhalten hat. Die RSUs wurden im Rahmen des Aktienanreizplans 2015 des Emittenten gewährt, haben einen gemeldeten Preis von $0 und werden in sechs annähernd gleichen monatlichen Raten ab dem 01.09.2025 verdient. Nach dem Erwerb unterliegen die Zuteilungen einer zusätzlichen zeitbasierten Vesting-Phase in zwei Tranchen von 12.016 Einheiten am 01.11.2025 und 12.015 Einheiten am 01.02.2026. Die Meldung zeigt 207.877 Aktien, die der meldenden Person nach der Transaktion wirtschaftlich gehören.

Positive
  • 24,031 RSUs granted to replace cash compensation, as explicitly stated in the filing
  • Clear vesting schedule: earned in six monthly installments beginning 09/01/2025, with further time-based vesting on 11/01/2025 and 02/01/2026
  • Beneficial ownership after transaction is reported as 207,877 shares
Negative
  • None.

Insights

TL;DR: Insider awarded 24,031 RSUs in lieu of cash; vesting spans Sept 2025–Feb 2026; beneficial ownership rises to 207,877 shares.

The filing documents a compensation-related equity grant rather than an open-market purchase or sale. The award replaces cash compensation and is structured with an initial earning phase across six monthly installments followed by two time-based vesting dates, which delays full share delivery until late 2025/early 2026. This transaction is a routine executive compensation action and does not itself convey operational performance metrics.

TL;DR: Company used its 2015 Stock Incentive Plan to issue RSUs as compensation; vesting provisions require continued service.

The Form 4 discloses standard RSU terms: awards earned monthly then subject to further time-based vesting, and settlement converts RSUs into common shares upon vesting. The filing identifies the reporting person as a director and officer (GC - Volition Diagnostics). The structure ties compensation to service periods documented in the filing.

VolitionRX Limited comunicazione interna (Modulo 4) riporta che il direttore e dirigente Nicholas Plummer ha ricevuto in data 15/08/2025 24.031 unità azionarie vincolate (RSU) in sostituzione della retribuzione in contanti. Le RSU sono concesse ai sensi del Piano di Incentivazione Azionaria 2015 dell'Emittente, hanno un prezzo indicato di $0 e saranno maturate in sei rate mensili approssimativamente uguali a partire dal 01/09/2025. Una volta maturate, le assegnazioni resteranno soggette a un ulteriore periodo di vesting basato sul tempo, suddiviso in due tranche di 12.016 unità il 01/11/2025 e 12.015 unità il 01/02/2026. La comunicazione indica la detenzione beneficiaria di 207.877 azioni da parte della persona segnalante a seguito della transazione.

Notificación interna de VolitionRX Limited (Formulario 4) informa que el director y ejecutivo Nicholas Plummer recibió el 15/08/2025 24.031 unidades restringidas de acciones (RSU) en lugar de compensación en efectivo. Las RSU se otorgan bajo el Plan de Incentivos de Acciones 2015 del Emisor, tienen un precio informado de $0 y se devengarán en seis cuotas mensuales aproximadamente iguales a partir del 01/09/2025. Una vez devengadas, las adjudicaciones permanecerán sujetas a una adquisición adicional por tiempo en dos pagos de 12.016 unidades el 01/11/2025 y 12.015 unidades el 01/02/2026. La notificación muestra 207.877 acciones en propiedad beneficiaria de la persona que informa tras la transacción.

VolitionRX Limited 내부 공시(양식 4)에 따르면 이사 겸 임원인 Nicholas Plummer가 2025-08-15에 현금 보수 대신 24,031 제한주식단위(RSU)를 수여받았습니다. 해당 RSU는 발행회사의 2015년 주식 인센티브 플랜에 따라 부여되었고, 신고된 가격은 $0이며 2025-09-01부터 약간씩 균등한 6회 월별 분할로 취득됩니다. 취득된 후에는 추가적인 기간 기반 베스팅이 적용되어 2025-11-01에 12,016단위, 2026-02-01에 12,015단위로 두 번에 걸쳐 확정됩니다. 공시에는 거래 후 보고인 소유의 수익적 소유 주식이 207,877주로 표시되어 있습니다.

Déclaration d'initié de VolitionRX Limited (Formulaire 4) indique que le directeur et dirigeant Nicholas Plummer s'est vu attribuer le 15/08/2025 24 031 unités d'actions restreintes (RSU) en lieu et place d'une rémunération en espèces. Les RSU sont accordées dans le cadre du Plan d'incitation en actions 2015 de l'Émetteur, ont un prix déclaré de 0 $ et seront acquises en six versements mensuels approximativement égaux à compter du 01/09/2025. Une fois acquises, les attributions restent soumises à un vesting supplémentaire basé sur le temps, en deux versements de 12 016 unités le 01/11/2025 et 12 015 unités le 01/02/2026. La déclaration indique que la personne déclarante détient bénévolement 207 877 actions après la transaction.

VolitionRX Limited Insider-Meldung (Formular 4) berichtet, dass Direktor und leitender Angestellter Nicholas Plummer am 15.08.2025 24.031 Restricted Stock Units (RSUs) anstelle einer Barauszahlung erhalten hat. Die RSUs wurden im Rahmen des Aktienanreizplans 2015 des Emittenten gewährt, haben einen gemeldeten Preis von $0 und werden in sechs annähernd gleichen monatlichen Raten ab dem 01.09.2025 verdient. Nach dem Erwerb unterliegen die Zuteilungen einer zusätzlichen zeitbasierten Vesting-Phase in zwei Tranchen von 12.016 Einheiten am 01.11.2025 und 12.015 Einheiten am 01.02.2026. Die Meldung zeigt 207.877 Aktien, die der meldenden Person nach der Transaktion wirtschaftlich gehören.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Plummer Nicholas

(Last) (First) (Middle)
1489 WEST WARM SPRINGS ROAD
SUITE 110

(Street)
HENDERSON NV 89014

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
VOLITIONRX LTD [ VNRX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
GC - Volition Diagnostics
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/15/2025 A 24,031(1) A $0 207,877 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On August 15, 2025, the reporting person was awarded 24,031 restricted stock units ("RSUs") under the Issuer's 2015 Stock Incentive Plan in lieu of cash compensation that would otherwise have been owed to the reporting person. The RSUs will be earned in six approximately equal monthly installments commencing on September 1, 2025. Once earned, they will remain subject to additional time-based vesting in two installments of 12,016 units and 12,015 units on each of November 1, 2025 and February 1, 2026, respectively, and are generally subject to continued service by the reporting person throughout each applicable earning and vesting date. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of RSUs that have been earned and vested as of the applicable vesting date.
Remarks:
/s/ Nicholas Plummer 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many RSUs were granted to Nicholas Plummer on 08/15/2025 (VNRX)?

The filing states 24,031 restricted stock units (RSUs) were awarded on 08/15/2025.

What is the vesting schedule for the RSUs reported on the Form 4?

RSUs are earned in six approximately equal monthly installments beginning 09/01/2025, then subject to additional time-based vesting in two installments of 12,016 units on 11/01/2025 and 12,015 units on 02/01/2026.

Was cash paid for these RSUs according to the filing?

No; the RSUs were granted in lieu of cash compensation, and the reported price for the transaction is $0.

How many shares does the reporting person beneficially own after the transaction?

The Form 4 reports 207,877 shares beneficially owned following the reported transaction.

What role does the reporting person hold at VolitionRX?

The filing identifies Nicholas Plummer as a Director and an Officer with title noted as GC - Volition Diagnostics.
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United States
HENDERSON