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WAFD SEC Filings, Sep-Nov 2025

WAFD NASDAQ

WaFd, Inc. filings document the regulatory record of a bank holding company whose wholly owned subsidiary, WaFd Bank, is a federally insured Washington state chartered commercial bank. Disclosures cover operating results and financial condition, deposit composition, loan and credit-quality trends, capital discussions, risk factors, and the company’s common stock and Series A preferred stock structure.

Recent Form 8-K filings include earnings releases and fact sheets, Regulation FD investor presentations, board appointments and committee service, annual-meeting voting results, director transition notices, preferred-stock dividend declarations, and Community Reinvestment Act rating disclosures. Proxy and periodic-report references provide governance, executive compensation, auditor ratification, and risk-related context for the company’s banking operations.

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WaFd, Inc. (WAFD) reported insider transactions by EVP & Chief Consumer Banker Cathy E. Cooper. On 10/31/2025, she disposed of 11,296 common shares (Code D, price $0) and recorded a separate disposition of 2,982 shares (Code F) at $29.03. After these transactions, she beneficially owned 78,143 common shares directly and 10,486 shares indirectly via a 401(k). Holdings include shares acquired through dividend reinvestment and 36,115 stock units awarded under a SERP.

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WAFD Inc. reported insider activity by its EVP & CFO, Kelli Holz, on a Form 4. On 10/31/2025, two transactions in common stock were reported: 10,630 shares were disposed of (Code D) at $0, and 3,090 shares were reported under Code F at $29.03. After these transactions, Holz directly owns 92,418 common shares.

Derivative holdings listed are non‑qualified stock options for 607 shares expiring 10/31/2031, 1,276 expiring 10/31/2030, 652 expiring 10/31/2029, and 564 expiring 10/31/2028. Footnotes state the holdings include shares acquired through dividend reinvestment and 51,594 stock units awarded under a Supplemental Executive Retirement Plan.

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Rhea-AI Summary

WaFd Inc (WAFD) reported insider activity by its EVP & Chief Credit Officer on 10/31/2025. The officer disposed of 11,296 shares of common stock (Code D, price $0) and a separate 2,982-share disposition at $29.03 (Code F). Following these transactions, the officer directly beneficially owned 105,131 shares.

Holdings include shares acquired via dividend reinvestment and 61,912 stock units awarded under a SERP. The filer also holds a non-qualified stock option for 618 shares at an exercise price of $28.16, expiring 10/31/2028.

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Rhea-AI Summary

WAFD Inc (WAFD) reported insider activity by its EVP & Chief Operations Officer. On 10/31/2025, the officer disposed of 11,296 shares of common stock (transaction code D) at $0, and reported a separate transaction (code F) of 2,982 shares at $29.03.

Following these transactions, the officer’s beneficial ownership stands at 115,517 shares. Footnotes state the holdings include shares acquired through dividend reinvestment and 56,751 stock units awarded under a Supplemental Executive Retirement Plan.

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Form 8-K
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WAFD, Inc. furnished an update on its results, announcing earnings for the quarter and fiscal year ended September 30, 2025. The company provided a press release and a detailed fact sheet to accompany the disclosure.

The materials were furnished under Item 2.02 (Results of Operations and Financial Condition) and included Exhibits 99.1 (press release) and 99.2 (fact sheet). Forward-looking statements cautions were reiterated.

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WaFd, Inc. announced that it plans to release its earnings results for the quarter and fiscal year ended September 30, 2025 after the close of business on Thursday, October 16, 2025. The company will hold a conference call for investors and analysts at 7:00 am Pacific Time (10:00 am Eastern Time) on Friday, October 17, 2025, where management will discuss WaFd’s fourth quarter and full fiscal year 2025 financial results. Participants can register for the call through links provided on WaFd’s investor relations website.

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WaFd, Inc. reports that its wholly owned banking subsidiary has formally changed its legal name from “Washington Federal Bank” to “WaFd Bank.” The change was completed by filing a Certificate of Restatement of the bank’s Amended and Restated Articles of Incorporation with the Washington Secretary of State, and it became effective on September 25, 2025.

In connection with this name change, the bank also filed Second Amended and Restated Articles of Incorporation reflecting the new name. The filing does not describe changes to the bank’s business operations, strategy, or financial position; it focuses on updating the legal corporate name.

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WaFd, Inc. reported that the Consumer Financial Protection Bureau has ended two long-running regulatory consent orders involving its banking subsidiary’s mortgage data reporting program. On September 19, 2025, WaFd said the CFPB notified Washington Federal Bank, dba WaFd Bank, that effective September 18, 2025, the bureau terminated consent orders originally issued on October 9, 2013 and October 27, 2020. Both orders related to the bank’s Home Mortgage Disclosure Act program, which governs how lenders collect and report home loan data. The update signals that the CFPB has formally closed these specific matters without imposing new conditions in this notice.

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Sean Singleton, a director of WAFD INC (ticker shown as WAFD), reported a disposition of 160 shares of the issuer's common stock on 09/19/2025 under Form 4. After the reported transaction the filing shows 9,118 shares beneficially owned by the reporting person in a direct ownership form. The transaction is coded G in the filing and is reported as executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 17, 2025. The Form 4 was signed by an attorney-in-fact, Kelli Holz, on 09/22/2025.

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Sean Singleton, a director of WAFD Inc. reported the sale of 1,004 shares of the company's common stock on 09/17/2025 at a weighted average price of $31.71 per share, with transaction prices ranging from $31.63 to $31.83. Following the reported sale, the reporting person beneficially owned 9,278 shares. The filing states the transactions were executed pursuant to a Rule 10b5-1 trading plan adopted on 06/17/2025. The Form 4 was signed by an attorney-in-fact on 09/18/2025 and discloses the reporting person’s status as a director.

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FAQ

How many WAFD (WAFD) SEC filings are available on StockTitan?

StockTitan tracks 65 SEC filings for WAFD (WAFD), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for WAFD (WAFD)?

The most recent SEC filing for WAFD (WAFD) was filed on November 4, 2025.