WHG shareholder files Rule 144 to sell 13,058 common shares

A shareholder of WHG has filed a Rule 144 notice to sell up to 13,058 shares of common stock through broker Charles Schwab & Co. on the NYSE.

Rhea-AI Filing Summary

A shareholder of WHG has filed a Rule 144 notice to sell up to 13,058 shares of common stock through broker Charles Schwab & Co. on the NYSE. The filing lists an aggregate market value of 213,628.88 for these shares and notes that 9,408,130 shares of the same class were outstanding. The seller acquired these shares on 02/23/2015 as incentive compensation from the issuer, with services rendered as the form of payment.

The notice also details recent activity over the past three months, showing sales of 370, 40, and 99 common shares on 11/10/2025, 11/26/2025, and 11/28/2025, respectively, for gross proceeds of 6,290.00, 680.00, and 1,683.00. By signing the form, the seller represents that they are not aware of any undisclosed material adverse information about the company’s operations.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the WHG Form 144 filing indicate about planned share sales?

The Form 144 shows a shareholder plans to sell up to 13,058 shares of WHG common stock on the NYSE, with an aggregate market value of 213,628.88.

How many WHG shares are outstanding according to this Form 144?

The notice states that 9,408,130 shares of WHG common stock were outstanding for the class of securities referenced.

How and when were the WHG shares being sold under Rule 144 acquired?

The 13,058 WHG shares were acquired on 02/23/2015 as incentive compensation from the issuer, with services rendered as payment.

What recent WHG share sales by this shareholder are disclosed?

Over the past three months, the shareholder sold 370, 40, and 99 WHG common shares on 11/10/2025, 11/26/2025, and 11/28/2025, for gross proceeds of 6,290.00, 680.00, and 1,683.00, respectively.

Which broker and exchange are used for the WHG Rule 144 sale?

The filing lists Charles Schwab & Co. as broker, with the common stock to be sold on the NYSE.

What does the WHG Form 144 say about undisclosed material information?

By signing the notice, the seller represents that they do not know of any material adverse information about WHG’s current or prospective operations that has not been publicly disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 12/02/2025 - 03:41 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001171437
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	WESTWOOD HOLDINGS GROUP INC
SEC File Number	001-31234
Address of Issuer	200 CRESCENT COURT SUITE 1200 DALLAS TEXAS 75201
Phone	2147566900
Name of Person for Whose Account the Securities are To Be Sold	CASEY BRIAN O
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Charles Schwab & Co 3000 Schwab Way Westlake TX 76262	13058	213628.88	9408130	12/02/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	02/23/2015	Incentive Compensation	Issuer			13058	02/23/2015	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Brian Casey 200 CRESCENT COURT SUITE 1200 Dallas TX 75201	Common Stock	11/10/2025	370	6290.00
Brian Casey 200 CRESCENT COURT SUITE 1200 Dallas TX 75201	Common Stock	11/26/2025	40	680.00
Brian Casey 200 CRESCENT COURT SUITE 1200 Dallas TX 75201	Common Stock	11/28/2025	99	1683.00

144: Remarks and Signature

Remarks
Date of Notice	12/02/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Brian Casey
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)