WK Form 4 reports multiple insider transactions

Swain Junko reported multiple insider transaction types in a Form 4 filing for WK.

Accepted by SEC EDGAR 02/13/2026 - 04:16 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Swain Junko reported multiple insider transaction types in a Form 4 filing for WK. The filing lists transactions totaling 1,145 shares at a weighted average price of $64.95 per share. Following the reported transactions, holdings were 30,834 shares.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Swain Junko

Role SVP, Chief Accounting Officer

Type	Security	Shares	Price	Value
Grant/Award	Class A Common Stock	771	$0.00	$0.00
Exercise Price or Tax Liability	Class A Common Stock	374	$64.95	$24K

Holdings After Transaction: Class A Common Stock — 30,834 shares (Direct)

Footnotes (2)

1. F1. Represents shares of issuer common stock earned in connection with performance restricted stock units ("PSUs") granted to the Reporting Person on February 3, 2025. The Compensation Committee certified the performance conditions and the PSUs were earned and vested at 100% of the target for the 2025 performance period. Subject to the continued employment of the Reporting Person and achievement of applicable annual revenue growth rate goals, additional PSUs will vest following the completion of the remaining calendar years in the three-year performance period.
2. F2. Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of PSUs previously granted.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Workiva (WK) executive Junko Swain report?

Junko Swain reported PSU-related equity activity in Workiva stock. She acquired 771 Class A shares at $0 from vested performance restricted stock units, and 374 shares were delivered back to Workiva to satisfy tax withholding obligations tied to that vesting.

How many Workiva (WK) shares does Junko Swain own after this Form 4?

After the reported transactions, Junko Swain directly owns 30,834 shares of Workiva Class A common stock. This balance reflects PSU vesting that added 771 shares and a tax-withholding disposition of 374 shares delivered to Workiva to cover associated taxes.

Were Junko Swain’s Workiva (WK) transactions open-market buys or sells?

The filing does not show open-market trades. Swain acquired 771 shares at $0 through PSU vesting and disposed of 374 shares in a tax-withholding transaction, delivering those shares to Workiva to pay withholding taxes owed on the vested PSUs.

What triggered the PSU vesting reported by Workiva (WK) executive Junko Swain?

The PSUs vested after the Compensation Committee certified that performance conditions for the 2025 period were met at 100% of target. The award was originally granted on February 3, 2025, and relates to a three-year performance period with additional potential vesting.

Will Junko Swain receive additional Workiva (WK) PSUs in the future?

Additional performance restricted stock units may vest in future years. Further vesting is subject to Swain’s continued employment and achievement of specified annual revenue growth rate goals over the remaining calendar years in the three-year PSU performance period.

What does transaction code F mean in Junko Swain’s Workiva (WK) Form 4?

Transaction code F indicates shares were used to pay a tax obligation. In this case, 374 Workiva Class A shares were delivered to the company to cover withholding taxes due upon the vesting of previously granted performance restricted stock units.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Swain Junko

(Last) (First) (Middle)

2900 UNIVERSITY BOULEVARD

(Street)

AMES IA 50010

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WORKIVA INC [ WK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
02/11/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	02/11/2026		A		771(1)	A	$0	31,208	D
Class A Common Stock	02/11/2026		F(2)		374	D	$64.95	30,834	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of issuer common stock earned in connection with performance restricted stock units ("PSUs") granted to the Reporting Person on February 3, 2025. The Compensation Committee certified the performance conditions and the PSUs were earned and vested at 100% of the target for the 2025 performance period. Subject to the continued employment of the Reporting Person and achievement of applicable annual revenue growth rate goals, additional PSUs will vest following the completion of the remaining calendar years in the three-year performance period.

2. Shares delivered to the issuer for the payment of withholding taxes due upon the vesting of PSUs previously granted.

Remarks:

	/s/ Brandon E. Ziegler as attorney-in-fact for Junko Swain	02/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.