Wealthfront director plans sale of 40,000 shares

A Wealthfront Corp director filed a Rule 144 notice to resell up to 40,000 common shares acquired via RSUs.

Available on EDGAR 09/10/2026 - 04:37 PM EDT Accepted by SEC EDGAR 09/10/2026 - 04:36 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

WEALTHFRONT CORP (WLTH) has a notice of proposed sale of common stock under Rule 144 by director Kenneth Goldman. The notice covers up to 40,000 shares of common stock, to be sold through Morgan Stanley Smith Barney LLC, with an indicated aggregate market value of $378,400 on NASDAQ.

The shares relate to Restricted Stock Units from the issuer dated December 12, 2025, and the proposed sale date is September 10, 2026.

Key Figures

Shares proposed for sale: 40,000 shares Aggregate market value: $378,400 Proposed sale date: September 10, 2026 +1 more

4 metrics

Shares proposed for sale 40,000 shares Common stock covered by Kenneth Goldman’s Rule 144 notice

Aggregate market value $378,400 Value indicated for the 40,000 shares of common stock

Proposed sale date September 10, 2026 Date listed in the securities information section

RSU grant date December 12, 2025 Date of Restricted Stock Units from the issuer

Key Terms

Rule 144, Restricted Stock Units, aggregate market value

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Units financial

"Common | 12/12/2025 | Restricted Stock Units | Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

aggregate market value financial

"Common ... 40000 | 378400.00 |"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for WLTH?

It discloses that director Kenneth Goldman has filed a notice under Rule 144 to sell up to 40,000 shares of Wealthfront Corp common stock on NASDAQ through Morgan Stanley Smith Barney LLC.

How many WLTH shares are covered by Kenneth Goldman’s planned Rule 144 sale?

The notice covers up to 40,000 shares of Wealthfront Corp common stock, with an indicated aggregate market value of $378,400 at the time of the filing data.

What is the basis of the WLTH shares being sold in this Form 144?

The shares relate to Restricted Stock Units from Wealthfront Corp dated December 12, 2025, indicating they were acquired from the issuer as equity compensation and are now eligible for resale under Rule 144.

When is the proposed sale date for the WLTH shares in this Form 144?

The proposed sale date listed for the Wealthfront Corp common stock is September 10, 2026, as shown in the securities information section of the notice.

Which broker is handling the WLTH Rule 144 sale for Kenneth Goldman?

The planned sale is to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, New York, as the broker listed in the Form 144 notice.

On which market is the WLTH stock expected to be sold under this Form 144?

The notice lists NASDAQ as the market on which the 40,000 Wealthfront Corp common shares covered by the Rule 144 filing are expected to be sold.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001218470
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	WEALTHFRONT CORPORATION
SEC File Number	001-42987
Address of Issuer	261 Hamilton Avenue Palo Alto CALIFORNIA 94301
Phone	8449958437
Name of Person for Whose Account the Securities are To Be Sold	KENNETH GOLDMAN
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	40000	378400.00	149361216	09/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/12/2025	Restricted Stock Units	Issuer			40000	12/12/2025	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/10/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	01/14/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Kenneth Goldman
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)