WEALTHFRONT (WLTH) CEO Fortunato has 115,872 shares withheld for RSU taxes

Rhea-AI Filing Summary

WEALTHFRONT CORP director and CEO David Fortunato reported a tax-withholding share disposition related to equity compensation. The filing shows that 115,872 shares of Common Stock were withheld at $14.19 per share to cover tax liabilities from the net settlement of restricted stock units.

These shares were not sold in the open market but retained by the company to satisfy taxes. After this withholding transaction, Fortunato directly holds 1,470,816 shares of Common Stock, indicating he continues to maintain a substantial equity stake.

Insights

Equity compensation and insider-transactions analyst

Routine tax withholding on RSU vesting; not an open-market sale.

The transaction is coded "F" and described as a payment of tax liability by delivering securities. The footnote clarifies that 115,872 shares were withheld to satisfy tax obligations from net-settled restricted stock units, a standard equity-compensation mechanism.

This type of disposition does not reflect an active decision to sell shares in the market and generally carries limited signaling value for investor sentiment. After the withholding, David Fortunato still directly owns 1,470,816 shares of Common Stock, suggesting the action is administrative rather than a change in investment stance.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Fortunato David

Role CEO and President

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	115,872	$14.19	$1.64M

Holdings After Transaction: Common Stock — 1,470,816 shares (Direct)

Footnotes (1)

1. [object Object]

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fortunato David

(Last) (First) (Middle)

C/O WEALTHFRONT CORPORATION

261 HAMILTON AVENUE

(Street)

PALO ALTO CA 94301

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO and President

3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)
12/17/2025

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/15/2025		F(1)		115,872	D	$14.19	1,470,816	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units.

Remarks:

This Form 4 is amended herein to increase on Table I the number of shares withheld to satisfy tax liabilities from the settlement of restricted stock units from 109,267 to 115,872 shares. As a result of such correction, at the end of the transactions reported as of December 15, 2025, Mr. Fortunato directly beneficially owned 1,470,816 shares of the Issuer's common stock and his spouse directly held 61,996 shares. Any subsequent Forms 4 filed by the reporting person through the date of this amendment should be read to incorporate these corrections in the context of any transactions reported therein.

	/s/ Lauren Lin, as Attorney-in-Fact	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did WEALTHFRONT CORP (WLTH) report for CEO David Fortunato?

WEALTHFRONT CORP reported that CEO David Fortunato had 115,872 shares of Common Stock withheld. The shares were used to cover tax liabilities arising from the net settlement of restricted stock units, rather than being sold in an open-market transaction.

Was the WEALTHFRONT (WLTH) CEO’s Form 4/A transaction an open-market sale of shares?

No, the Form 4/A shows a tax-withholding disposition, not an open-market sale. 115,872 shares were withheld by the company to satisfy tax obligations from restricted stock unit settlement, a routine administrative equity-compensation step.

How many WEALTHFRONT (WLTH) shares were withheld for the CEO’s tax obligations?

The filing states that 115,872 shares of WEALTHFRONT Common Stock were withheld. They were valued at $14.19 per share for this purpose and used specifically to cover tax withholding requirements tied to restricted stock unit vesting.

How many WEALTHFRONT (WLTH) shares does CEO David Fortunato hold after this Form 4/A?

After the tax-withholding transaction, CEO David Fortunato directly owns 1,470,816 shares of WEALTHFRONT Common Stock. This post-transaction holding figure is disclosed in the Form 4/A as the total shares beneficially owned following the disposition.

What does transaction code "F" mean in the WEALTHFRONT (WLTH) CEO’s Form 4/A?

Transaction code "F" indicates a payment of exercise price or tax liability by delivering securities. In this case, it reflects shares of WEALTHFRONT Common Stock withheld to satisfy tax obligations from the net settlement of restricted stock units.

Why were WEALTHFRONT (WLTH) shares withheld from CEO David Fortunato’s RSU settlement?

The footnote explains the shares were withheld to cover tax withholding liabilities tied to restricted stock unit net settlement. This means part of the vested RSU value was retained in shares by the issuer instead of the CEO receiving all shares outright.