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Wealthfront Corp (NASDAQ: WLTH) CFO details RSU vesting and tax share sale

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Wealthfront Corp CFO and Treasurer reported equity transactions on 12/15/2025 tied to restricted stock unit (RSU) vesting. Two RSU awards converted into Common Stock, adding 22,813 shares and 23,625 shares at an exercise price of $0, reflecting the settlement of previously granted RSUs.

To cover tax withholding obligations from this net settlement, 18,274 shares of Common Stock were withheld and disposed of at $14.19 per share. Each RSU represents a right to receive one share of Common Stock, with the awards vesting in 1/16 increments quarterly on March 15, June 15, September 15, and December 15, subject to continued service, with first tranches vesting on March 15, 2024 and March 15, 2025 for the respective awards.

Positive

  • None.

Negative

  • None.
Insider Imberman Alan
Role CFO and Treasurer
Type Security Shares Price Value
Exercise Restricted Stock Units 22,813 $0.00 --
Exercise Restricted Stock Units 23,625 $0.00 --
Exercise Common Stock 22,813 $0.00 --
Exercise Common Stock 23,625 $0.00 --
Tax Withholding Common Stock 18,274 $14.19 $259K
Holdings After Transaction: Restricted Stock Units — 182,500 shares (Direct); Common Stock — 209,678 shares (Direct)
Footnotes (1)
  1. The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2024. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2025.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Imberman Alan
(Last) (First) (Middle)
C/O WEALTHFRONT CORPORATION
261 HAMILTON AVENUE
(Street)
PALO ALTO CA 94301
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CFO and Treasurer
3. Date of Earliest Transaction (Month/Day/Year)
12/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/15/2025 M 22,813 A $0 209,678 D
Common Stock 12/15/2025 M 23,625 A $0 233,303 D
Common Stock 12/15/2025 F(1) 18,274 D $14.19 215,029 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 12/15/2025 M 22,813 (3) (4) Common Stock 22,813 $0 182,500 D
Restricted Stock Units (2) 12/15/2025 M 23,625 (5) (4) Common Stock 23,625 $0 283,500 D
Explanation of Responses:
1. The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units.
2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
3. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2024.
4. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
5. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2025.
/s/ Lauren Lin, as Attorney-in-Fact 12/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Wealthfront Corp (WLTH) report on this Form 4?

The CFO and Treasurer of Wealthfront Corp reported RSU-related transactions on 12/15/2025, including the settlement of restricted stock units into Common Stock and a share withholding to cover taxes.

How many Wealthfront Corp (WLTH) shares vested from RSUs on 12/15/2025?

Two RSU awards vested and settled into Common Stock, resulting in 22,813 shares and 23,625 shares being acquired at an exercise price of $0 per share.

How many Wealthfront Corp (WLTH) shares were withheld for taxes in this filing?

The filing states that 18,274 shares of Common Stock were disposed of at $14.19 per share to satisfy tax withholding liabilities from the RSU net settlement.

What does each Wealthfront Corp (WLTH) restricted stock unit represent?

Each restricted stock unit represents a contingent right to receive one share of Wealthfront Corp Common Stock upon settlement.

What is the vesting schedule for the Wealthfront Corp (WLTH) RSU awards in this Form 4?

Each RSU award vests as to 1/16 of the total award quarterly on the fifteenth day of March, June, September, and December, subject to the reporting person’s continued service, with first tranches vesting on March 15, 2024 and March 15, 2025 for the respective awards.

Do the Wealthfront Corp (WLTH) restricted stock units in this report have an expiration date?

The filing notes that these restricted stock units do not expire; they either vest according to the schedule or are cancelled prior to the vesting date.