Wealthfront director gets 2,126 shares in RSU vest

A WEALTHFRONT CORP director settled 2,126 RSUs into common stock as part of a scheduled quarterly vesting, increasing his directly held common shares.

Rhea-AI Filing Summary

WEALTHFRONT CORP (WLTH) director Michael Reed Schmidt reported an exercise and settlement of 2,126 Restricted Stock Units into 2,126 shares of Common Stock on September 15, 2026. The RSU award vests in quarterly installments on March 15, June 15, September 15, and December 15, subject to continued service. After this transaction, he held 27,637 Restricted Stock Units and 6,377 shares of Common Stock, all reported as directly owned.

Insider Trade Summary

2,126 shares exercised/converted

Exercise 2 txns

Insider Schmidt Michael Reed

Role Director

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units F1, F2, F3	2,126	$0.00	$0.00
Exercise	Common Stock	2,126	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 27,637 contracts (Direct); Common Stock — 6,377 shares (Direct)

Footnotes (3)

1. F1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
2. F2. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2026.
3. F3. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.

Key Figures

RSUs exercised: 2,126 units Common Stock acquired: 2,126 shares Common Stock holdings after transaction: 6,377 shares +3 more

6 metrics

RSUs exercised 2,126 units Restricted Stock Units settled into Common Stock on September 15, 2026

Common Stock acquired 2,126 shares Shares received upon RSU settlement on September 15, 2026

Common Stock holdings after transaction 6,377 shares Directly owned by Michael Reed Schmidt after September 15, 2026

RSU holdings after transaction 27,637 units Restricted Stock Units remaining after the September 15, 2026 vesting

Vesting frequency 1/16 of award quarterly RSU vesting on March 15, June 15, September 15, and December 15

First vesting date March 15, 2026 Initial tranche of the RSU award vested on this date

Key Terms

Restricted Stock Units, contingent right, vesting date, Common Stock

4 terms

Restricted Stock Units financial

"Each restricted stock unit represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"represents a contingent right to receive one share of the Issuer's Common"

vesting date financial

"subject to the reporting person's continued service to the Issuer on each vesting date"

Common Stock financial

"receive one share of the Issuer's Common Stock upon settlement"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did WEALTHFRONT CORP (WLTH) director Michael Reed Schmidt report on this Form 4?

He reported the exercise and settlement of 2,126 Restricted Stock Units into 2,126 shares of Common Stock on September 15, 2026, as part of a scheduled vesting of his RSU award.

How many WEALTHFRONT CORP (WLTH) shares does Michael Reed Schmidt hold after this transaction?

After the September 15, 2026 transaction, he held 6,377 shares of Common Stock and 27,637 Restricted Stock Units, all reported as directly owned.

Was the WEALTHFRONT CORP (WLTH) Form 4 transaction part of a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as being under a plan, so no Rule 10b5-1 trading plan is reported for these transactions.

What is the vesting schedule of the RSUs reported by WEALTHFRONT CORP (WLTH)?

The RSU award vests as to 1/16 of the total award quarterly on March 15, June 15, September 15, and December 15, starting with the first tranche on March 15, 2026, subject to continued service.

Do the WEALTHFRONT CORP (WLTH) Restricted Stock Units reported have an expiration date?

The filing states these Restricted Stock Units do not expire; they either vest according to the schedule or are cancelled prior to the vesting date.

What securities were involved in Michael Reed Schmidt’s WEALTHFRONT CORP (WLTH) Form 4 filing?

The filing involves Restricted Stock Units that represent a contingent right to receive Common Stock, and the resulting Common Stock issued upon settlement of 2,126 RSUs on September 15, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/17/2026 - 04:12 PM Accepted by SEC EDGAR 09/17/2026 - 04:11 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schmidt Michael Reed

(Last) (First) (Middle)

C/O WEALTHFRONT CORPORATION

261 HAMILTON AVENUE

(Street)

PALO ALTO CALIFORNIA 94301

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/15/2026		M		2,126	A	$0	6,377	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	09/15/2026		M			2,126	(2)	(3)	Common Stock	2,126	$0	27,637	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.

2. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of March, June, September, and December, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on March 15, 2026.

3. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.

	/s/ Lauren Lin, as Attorney-in-Fact	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)