Wealthfront (NASDAQ: WLTH) VP exercises RSUs, net shares rise

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Wealthfront Corp VP of Engineering Kal Iyer exercised restricted stock units into Common Stock and had shares withheld to cover taxes. On March 15, 2026, he acquired 71,577 shares through RSU conversions at a $0.00 exercise price, reflecting quarterly vesting awards.

On March 16, 2026, 25,805 shares of Common Stock were withheld at $7.86 per share to satisfy tax liabilities, not as an open‑market sale. After these compensation-related transactions, Iyer directly owned 264,377 shares of Wealthfront Common Stock.

Insider Trade Summary

71,577 shares exercised/converted

Mixed 9 txns

Insider IYER KAL

Role VP, Engineering

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	25,805	$7.86	$203K
Exercise	Restricted Stock Units	9,688	$0.00	--
Exercise	Restricted Stock Units	20,388	$0.00	--
Exercise	Restricted Stock Units	20,388	$0.00	--
Exercise	Restricted Stock Units	21,113	$0.00	--
Exercise	Common Stock	9,688	$0.00	--
Exercise	Common Stock	20,388	$0.00	--
Exercise	Common Stock	20,388	$0.00	--
Exercise	Common Stock	21,113	$0.00	--

Holdings After Transaction: Common Stock — 264,377 shares (Direct); Restricted Stock Units — 0 shares (Direct)

Footnotes (1)

The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2022. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2023. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2024. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2025.

Form 4 Insider Transactions: What Each Field Means →

03/17/2026 - 05:09 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

IYER KAL

(Last)

(First)

(Middle)

C/O WEALTHFRONT CORPORATION

261 HAMILTON AVENUE

(Street)

PALO ALTO

94301

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	VP, Engineering

3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/15/2026		M		9,688	A	$0	228,293	D
Common Stock	03/15/2026		M		20,388	A	$0	248,681	D
Common Stock	03/15/2026		M		20,388	A	$0	269,069	D
Common Stock	03/15/2026		M		21,113	A	$0	290,182	D
Common Stock	03/16/2026		F⁽¹⁾		25,805	D	$7.86	264,377	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽²⁾	03/15/2026		M			9,688	⁽³⁾	⁽⁴⁾	Common Stock	9,688	$0	0	D
Restricted Stock Units	⁽²⁾	03/15/2026		M			20,388	⁽⁵⁾	⁽⁴⁾	Common Stock	20,388	$0	81,550	D
Restricted Stock Units	⁽²⁾	03/15/2026		M			20,388	⁽⁶⁾	⁽⁴⁾	Common Stock	20,388	$0	163,100	D
Restricted Stock Units	⁽²⁾	03/15/2026		M			21,113	⁽⁷⁾	⁽⁴⁾	Common Stock	21,113	$0	253,350	D

Explanation of Responses:

1. The transaction represents the number of shares of Common Stock withheld by the Issuer to satisfy tax withholding liabilities in connection with the net settlement of restricted stock units.

2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.

3. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2022.

4. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.

5. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2023.

6. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2024.

7. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of June, September, December, and March, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on June 15, 2025.

	/s/ Lauren Lin, as Attorney-in-Fact	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Wealthfront (WLTH) VP Kal Iyer report?

Kal Iyer reported RSU vesting and related tax withholding. He exercised 71,577 restricted stock units into Common Stock and had 25,805 shares withheld to cover tax liabilities, all as compensation-related events rather than open-market trading.

How many Wealthfront (WLTH) shares does Kal Iyer own after these Form 4 transactions?

Following the reported RSU exercises and tax withholding, Kal Iyer directly owns 264,377 shares of Wealthfront Common Stock. This figure reflects his updated position after converting restricted stock units and the issuer’s share withholding to satisfy associated tax obligations.

Were Kal Iyer’s Wealthfront (WLTH) Form 4 transactions open-market buys or sells?

The transactions were not open-market buys or sells. They involved derivative exercises of restricted stock units at a zero exercise price and an F-code tax-withholding disposition, where 25,805 shares were withheld by Wealthfront to satisfy tax liabilities tied to RSU settlement.

What RSU awards are reflected in Kal Iyer’s Wealthfront (WLTH) Form 4 filing?

The filing reflects multiple RSU awards that vest in 1/16 increments quarterly on June 15, September 15, December 15, and March 15, with initial tranches beginning on June 15 of 2022, 2023, 2024, and 2025, contingent on continued service at each vesting date.

At what price were Wealthfront (WLTH) shares withheld for Kal Iyer’s taxes?

Wealthfront withheld 25,805 shares of Common Stock at a price of $7.86 per share to satisfy Kal Iyer’s tax withholding liabilities arising from the net settlement of his vested restricted stock units, as described in the Form 4 transaction and accompanying footnote.

How many RSUs did Kal Iyer exercise in this Wealthfront (WLTH) Form 4?

He exercised a total of 71,577 restricted stock units, each convertible into one share of Wealthfront Common Stock at a $0.00 exercise price. These derivative exercises correspond to several quarterly vesting tranches across multiple RSU awards granted in prior years.