STOCK TITAN

Andrew Rachleff of Wealthfront (WLTH) exercises 29,762 restricted stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

WEALTHFRONT CORP director and 10% owner Andrew S. Rachleff exercised restricted stock units into common shares. On March 15, 2026, 29,762 restricted stock units converted into 29,762 shares of common stock at a price of $0.00 per share.

The award of restricted stock units vested in full on March 15, 2026, subject to his continued service to the company on the vesting date, and these units either vest or are cancelled before vesting. Following the transaction, he holds 29,762 shares directly and has additional indirect holdings through family trusts, including 16,424,204 shares held by the Rachleff Family Revocable Trust and 403,225 shares in each of two 2015 irrevocable trusts for his children, where he and his spouse serve as co-trustees.

Positive

  • None.

Negative

  • None.
Insider RACHLEFF ANDREW S
Role Director, 10% Owner
Type Security Shares Price Value
Exercise Restricted Stock Units 29,762 $0.00 --
Exercise Common Stock 29,762 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Restricted Stock Units — 0 shares (Direct); Common Stock — 29,762 shares (Direct); Common Stock — 16,424,204 shares (Indirect, By Rachleff Family Revocable Trust UTD 5/19/92)
Footnotes (1)
  1. The reported securities are directly held by the Rachleff Family Revocable Trust UTD 5/19/92, for which the reporting person and his spouse serve as co-trustees, and of which the reporting person and his household members are the beneficiaries. The reported securities are directly held by The Jake Alexander Rachleff 2015 Irrevocable Trust u/a/d 5/15/2015, for which the reporting person and his spouse serve as co-trustees, and of which their child is the beneficiary. The reported securities are directly held by The Shelby Elizabeth Rachleff 2015 Irrevocable Trust u/a/d 5/15/2015, for which the reporting person and his spouse serve as co-trustees, and of which their child is the beneficiary. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The award vests in full on March 15, 2026, subject to the reporting person's continued service to the Issuer on the vesting date. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RACHLEFF ANDREW S

(Last) (First) (Middle)
C/O WEALTHFRONT CORPORATION
261 HAMILTON AVENUE

(Street)
PALO ALTO CA 94301

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/15/2026 M 29,762 A $0 29,762 D
Common Stock 16,424,204 I By Rachleff Family Revocable Trust UTD 5/19/92(1)
Common Stock 403,225 I See Footnote 2(2)
Common Stock 403,225 I See Footnote 3(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (4) 03/15/2026 M 29,762 (5) (6) Common Stock 29,762 $0 0 D
Explanation of Responses:
1. The reported securities are directly held by the Rachleff Family Revocable Trust UTD 5/19/92, for which the reporting person and his spouse serve as co-trustees, and of which the reporting person and his household members are the beneficiaries.
2. The reported securities are directly held by The Jake Alexander Rachleff 2015 Irrevocable Trust u/a/d 5/15/2015, for which the reporting person and his spouse serve as co-trustees, and of which their child is the beneficiary.
3. The reported securities are directly held by The Shelby Elizabeth Rachleff 2015 Irrevocable Trust u/a/d 5/15/2015, for which the reporting person and his spouse serve as co-trustees, and of which their child is the beneficiary.
4. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
5. The award vests in full on March 15, 2026, subject to the reporting person's continued service to the Issuer on the vesting date.
6. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
/s/ Lauren Lin, as Attorney-in-Fact 03/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Andrew S. Rachleff report in this Wealthfront (WLTH) Form 4 filing?

Andrew S. Rachleff reported an exercise of restricted stock units into common shares. On March 15, 2026, 29,762 restricted stock units converted into 29,762 shares of WEALTHFRONT CORP common stock at a price of $0.00 per share.

How many Wealthfront (WLTH) shares did Andrew Rachleff acquire from restricted stock units?

He acquired 29,762 shares of common stock from restricted stock units. Each unit represented a contingent right to receive one share of WEALTHFRONT CORP common stock upon settlement, and the award vested in full on March 15, 2026, subject to continued service.

What are Andrew Rachleff’s direct and indirect Wealthfront (WLTH) holdings after this Form 4?

After the transaction, he directly holds 29,762 shares of common stock. Indirectly, 16,424,204 shares are held by the Rachleff Family Revocable Trust and 403,225 shares by each of two 2015 irrevocable trusts for his children, where he and his spouse are co-trustees.

How do the Rachleff family trusts hold Wealthfront (WLTH) shares reported in this filing?

The filing shows shares held by several trusts. The Rachleff Family Revocable Trust holds 16,424,204 shares, while two 2015 irrevocable trusts for his children each hold 403,225 shares. Andrew Rachleff and his spouse serve as co-trustees of these trusts.

When did Andrew Rachleff’s Wealthfront (WLTH) restricted stock units vest?

The restricted stock unit award vested in full on March 15, 2026. Vesting was conditioned on Andrew Rachleff’s continued service to WEALTHFRONT CORP on the vesting date, and the units either vest or are cancelled before that date.

Do Andrew Rachleff’s Wealthfront (WLTH) restricted stock units expire if they do not vest?

The restricted stock units do not have a traditional expiration date. According to the filing, they either vest in full on March 15, 2026, subject to continued service, or are cancelled before the vesting date if conditions are not satisfied.
Wealthfront Corp.

NASDAQ:WLTH

View WLTH Stock Overview

WLTH Rankings

WLTH Latest News

WLTH Latest SEC Filings

WLTH Stock Data

1.37B
34.62M
Software - Application
Finance Services
Link
United States
PALO ALTO