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Wealthfront director sells 638 shares at $10.55

Wealthfront director Michelle Wilson settled RSUs into common stock and sold 638 shares under a pre-arranged Rule 10b5-1 plan.

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Filing Sentiment
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Form Type
4

Rhea-AI Filing Summary

WEALTHFRONT CORP (WLTH) director Michelle L. Wilson reported an automatic settlement of 2,126 Restricted Stock Units into an equal number of shares of common stock on September 15, 2026, as part of a scheduled vesting program. She then sold 638 common shares at $10.55 per share pursuant to a Rule 10b5-1 trading plan adopted on January 14, 2026. Following the RSU conversion, she held 23,385 Restricted Stock Units directly.

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Insider WILSON L MICHELLE
Role Director
Sold 638 shs ($7K)
Approx. gross sale proceeds $7K
Type Security Shares Price Value
Exercise Restricted Stock Units F2, F3, F4 2,126 $0.00 $0.00
Exercise Common Stock 2,126 $0.00 $0.00
Sale Common Stock F1 638 $10.55 $7K
Holdings After Transaction: Restricted Stock Units — 23,385 contracts (Direct); Common Stock — 9,353 shares (Direct)
Footnotes (4)
  1. F1. This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 14, 2026.
  2. F2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
  3. F3. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of September, December, March, and June, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on September 15, 2025.
  4. F4. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
Common shares sold 638 shares Sale of WLTH common stock on September 15, 2026
Sale price per share $10.55 per share Price for 638 WLTH shares sold on September 15, 2026
RSUs settled into common stock 2,126 Restricted Stock Units RSUs converted into WLTH common stock on September 15, 2026
RSUs held after transaction 23,385 Restricted Stock Units Direct RSU holdings following September 15, 2026 settlement
Rule 10b5-1 plan adoption date January 14, 2026 Trading plan governing the September 15, 2026 WLTH share sale
Rule 10b5-1 trading plan regulatory
"This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Restricted Stock Units financial
"Each restricted stock unit represents a contingent right to receive one share"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
contingent right financial
"represents a contingent right to receive one share of the Issuer's Common Stock"
vesting date financial
"subject to the reporting person's continued service to the Issuer on each vesting date"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did WLTH director Michelle Wilson report on September 15, 2026?
She settled 2,126 Restricted Stock Units into an equal number of WLTH common shares, then sold 638 shares at $10.55 per share, leaving 23,385 RSUs directly held after the settlement.

Was the WLTH stock sale by Michelle Wilson under a Rule 10b5-1 trading plan?
Yes. The sale of 638 WLTH common shares at $10.55 on September 15, 2026 was executed under a Rule 10b5-1 trading plan adopted by Michelle Wilson on January 14, 2026.

How many WLTH shares did Michelle Wilson sell and at what price?
Michelle Wilson sold 638 shares of WEALTHFRONT CORP common stock at a price of $10.55 per share on September 15, 2026, as reported in the Form 4 filing.

How many Restricted Stock Units does Michelle Wilson hold after these WLTH transactions?
After the September 15, 2026 RSU settlement, Michelle Wilson directly holds 23,385 Restricted Stock Units, each representing a contingent right to receive one share of WEALTHFRONT CORP common stock upon settlement.

What are the vesting terms of Michelle Wilson’s WLTH Restricted Stock Units?
The RSU award vests as to 1/16 of the total award quarterly on the fifteenth calendar day of September, December, March, and June, subject to continued service, with the first tranche vested on September 15, 2025. The RSUs do not expire; they vest or are cancelled.

Does the WLTH Form 4 indicate whether the RSUs expire?
Yes. The filing states that the Restricted Stock Units do not expire; they either vest or are cancelled prior to the vesting date, and each RSU represents a contingent right to receive one WLTH common share upon settlement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WILSON L MICHELLE
(Last)(First)(Middle)
C/O WEALTHFRONT CORPORATION
261 HAMILTON AVENUE
(Street)
PALO ALTO CALIFORNIA 94301
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
WEALTHFRONT CORP [ WLTH ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/15/2026M2,126A$09,991D
Common Stock09/15/2026S(1)638D$10.559,353D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)09/15/2026M2,126 (3) (4)Common Stock2,126$023,385D
Explanation of Responses:
1. This transaction was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 14, 2026.
2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock upon settlement.
3. The award vested or vests as to 1/16 of the total award quarterly on the fifteenth calendar day of September, December, March, and June, subject to the reporting person's continued service to the Issuer on each vesting date, with the first tranche vested on September 15, 2025.
4. These restricted stock units do not expire; they either vest or are cancelled prior to the vesting date.
/s/ Lauren Lin, as Attorney-in-Fact09/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

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